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Oppenheimer & Co Portfolio holdings

AUM $9.37B
1-Year Est. Return 36.4%
This Fund
S&P 500
This Quarter Est. Return
-4.38%
1 Year Est. Return
+36.4%
3 Year Est. Return
+114.29%
5 Year Est. Return
+137.63%
10 Year Est. Return
+535.77%
AUM
$4.27B
AUM Growth
-$371M
Cap. Flow
-$127M
Cap. Flow %
-2.97%
Top 10 Hldgs %
17.39%
Holding
1,495
New
92
Increased
565
Reduced
626
Closed
135

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$15.8M
2
SPMB icon
State Street SPDR Portfolio Mortgage Backed Bond ETF
SPMB
+$8.71M
3
TIPZ icon
PIMCO Broad US TIPS Index Exchange-Traded Fund
TIPZ
+$7.71M
4
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$6.86M
5
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$6.79M

Top Sells

Rank Stock Value
1
TIPX icon
State Street SPDR Bloomberg 1-10 Year TIPS ETF
TIPX
+$11.6M
2
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$11.6M
3
IYK icon
iShares US Consumer Staples ETF
IYK
+$10.9M
4
XLRE icon
State Street Real Estate Select Sector SPDR ETF
XLRE
+$9.22M
5
MSFT icon
Microsoft
MSFT
+$6.77M

Sector Composition

Rank Sector Weight
1 Technology 16.08%
2 Financials 11.35%
3 Healthcare 11.26%
4 Industrials 8.28%
5 Consumer Discretionary 7.96%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ASGI
1051
abrdn Global Infrastructure Income Fund
ASGI
$754M
$312K 0.01%
19,808
-1,994
-9% -$36.4K
L icon
1052
Loews
L
$23.1B
$312K 0.01%
6,252
-372
-6% -$20.9K
SDHY
1053
PGIM Short Duration High Yield Opportunities Fund
SDHY
$403M
$312K 0.01%
21,698
+429
+2% +$6.56K
VIXY icon
1054
ProShares VIX Short-Term Futures ETF
VIXY
$195M
$311K 0.01%
+908
New +$276K
SBNY
1055
DELISTED
Signature Bank
SBNY
$310K 0.01%
2,055
-1,451
-41% -$264K
KALU icon
1056
Kaiser Aluminum
KALU
$3.16B
$309K 0.01%
5,028
+8
+0.2% +$588
FDUS icon
1057
Fidus Investment
FDUS
$752M
$308K 0.01%
17,920
-2,470
-12% -$46.8K
VONG icon
1058
Vanguard Russell 1000 Growth ETF
VONG
$45.4B
$307K 0.01%
5,662
+1,655
+41% +$100K
NWE icon
1059
NorthWestern Energy
NWE
$4.35B
$306K 0.01%
6,200
– –
AGCO icon
1060
AGCO
AGCO
$7.1B
$305K 0.01%
3,170
-50
-2% -$5.21K
IMO icon
1061
Imperial Oil
IMO
$62.7B
$305K 0.01%
7,047
-2,853
-29% -$130K
EBAY icon
1062
eBay
EBAY
$47.2B
$304K 0.01%
8,269
-3,508
-30% -$156K
HII icon
1063
Huntington Ingalls Industries
HII
$12.9B
$304K 0.01%
1,372
+107
+8% +$24K
GRWG icon
1064
GrowGeneration
GRWG
$89.5M
$303K 0.01%
86,454
-5,316
-6% -$24.5K
HPQ icon
1065
HP
HPQ
$26.6B
$300K 0.01%
12,030
+380
+3% +$11.7K
MTD icon
1066
Mettler-Toledo International
MTD
$28.8B
$300K 0.01%
277
– –
FWONK icon
1067
Liberty Media Series C
FWONK
$25.7B
$298K 0.01%
5,265
-7
-0.1% -$433
TY icon
1068
TRI-Continental Corp
TY
$1.9B
$296K 0.01%
11,599
-500
-4% -$13.8K
VTWG icon
1069
Vanguard Russell 2000 Growth ETF
VTWG
$1.55B
$296K 0.01%
+1,968
New +$322K
WAL icon
1070
Western Alliance Bancorporation
WAL
$8.89B
$296K 0.01%
4,500
– –
INGR icon
1071
Ingredion
INGR
$6.6B
$295K 0.01%
3,664
+106
+3% +$9.3K
CDW icon
1072
CDW
CDW
$16.9B
$291K 0.01%
1,863
-531
-22% -$91K
OLN icon
1073
Olin
OLN
$2.17B
$291K 0.01%
6,792
+235
+4% +$11.9K
WRB icon
1074
W.R. Berkley
WRB
$26B
$291K 0.01%
6,750
– –
VDC icon
1075
Vanguard Consumer Staples ETF
VDC
$7.92B
$290K 0.01%
1,692
-820
-33% -$155K
41 42
43
44 45

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PVI
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WPL
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RCM
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RCMNY
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Oppenheimer & Co's Q3 2022 Portfolio in Review

As of Q3 2022, Oppenheimer & Co held 1,495 positions worth $4.27B, down 8% from $4.65B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Oppenheimer & Co's Q3 2022 filing shows 92 new, 565 increased, 626 reduced and 135 closed positions. Its largest new stake was State Street SPDR Portfolio Mortgage Backed Bond ETF: 383,244 shares worth $8.22M. The largest sale was State Street SPDR Bloomberg 1-10 Year TIPS ETF, an estimated $11.6M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 16% a quarter earlier, followed by Financials and Healthcare.

  • Oppenheimer & Co's largest Q3 2022 buy was State Street SPDR Portfolio Mortgage Backed Bond ETF: 383,244 shares worth $8.22M.
  • Oppenheimer & Co added most to iShares 20+ Year Treasury Bond ETF in Q3 2022, an estimated $15.8M increase.
  • Oppenheimer & Co's biggest Q3 2022 reduction was State Street SPDR Bloomberg 1-10 Year TIPS ETF, cutting an estimated $11.6M.
  • Oppenheimer & Co fully exited iShares US Consumer Staples ETF in Q3 2022, selling an estimated $10.9M.
  • Oppenheimer & Co's ten largest holdings make up 17% of its $4.27B portfolio in Q3 2022.
  • Oppenheimer & Co opened 92 new positions and closed 135 in Q3 2022.
  • Oppenheimer & Co's portfolio value fell 8% quarter-over-quarter to $4.27B.

Based on Oppenheimer & Co's 13F filing for Q3 2022, filed 14 Nov 2022.