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Oppenheimer & Co Portfolio holdings

AUM $9.37B
1-Year Est. Return 36.4%
This Fund
S&P 500
This Quarter Est. Return
+9.21%
1 Year Est. Return
+36.4%
3 Year Est. Return
+114.29%
5 Year Est. Return
+137.63%
10 Year Est. Return
+535.77%
AUM
$4.04B
AUM Growth
+$368M
Cap. Flow
+$68.3M
Cap. Flow %
1.69%
Top 10 Hldgs %
14.84%
Holding
1,360
New
108
Increased
584
Reduced
484
Closed
87

Top Buys

Rank Stock Value
1
DOCU
DocuSign
DOCU
+$4.67M
2
ADBE icon
Adobe
ADBE
+$4.33M
3
PWR icon
Quanta Services
PWR
+$3.93M
4
SPYD icon
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
+$3.61M
5
BMY icon
Bristol-Myers Squibb
BMY
+$3.61M

Top Sells

Rank Stock Value
1
CELG
Celgene Corp
CELG
+$6.53M
2
AAPL icon
Apple
AAPL
+$5.68M
3
IHI icon
iShares US Medical Devices ETF
IHI
+$4.6M
4
IYC icon
iShares US Consumer Discretionary ETF
IYC
+$4.11M
5
STZ icon
Constellation Brands
STZ
+$3.98M

Sector Composition

Rank Sector Weight
1 Technology 14.01%
2 Healthcare 12.17%
3 Financials 11.3%
4 Consumer Discretionary 8.82%
5 Industrials 8.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BGY icon
1051
BlackRock Enhanced International Dividend Trust
BGY
$531M
$277K 0.01%
47,108
+337
+0.7% +$1.87K
WK icon
1052
Workiva
WK
$3.61B
$277K 0.01%
+6,581
New +$277K
DHY
1053
Credit Suisse High Yield Credit Fund
DHY
$240M
$276K 0.01%
110,210
-51,633
-32% -$130K
YORW icon
1054
York Water
YORW
$511M
$275K 0.01%
5,973
+1,105
+23% +$48.5K
HYLS icon
1055
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.63B
$273K 0.01%
5,600
-94
-2% -$4.54K
PFG icon
1056
Principal Financial Group
PFG
$24.3B
$273K 0.01%
4,960
-3,208
-39% -$176K
UBS icon
1057
UBS Group
UBS
$177B
$272K 0.01%
21,613
-700
-3% -$8.32K
UPBD icon
1058
Upbound Group
UPBD
$1.12B
$272K 0.01%
9,419
+1,548
+20% +$40.5K
M icon
1059
Macy's
M
$6.68B
$270K 0.01%
15,892
-6,020
-27% -$94.2K
FVL
1060
DELISTED
First TrustValue Line 100 Exchange-Traded
FVL
$268K 0.01%
11,750
– –
AMRN
1061
Amarin Corp
AMRN
$302M
$267K 0.01%
622
-767
-55% -$291K
BST icon
1062
BlackRock Science and Technology Trust
BST
$1.7B
$267K 0.01%
8,114
-1,715
-17% -$55.7K
HWM icon
1063
Howmet Aerospace
HWM
$113B
$267K 0.01%
11,295
-10,432
-48% -$233K
SGOL icon
1064
abrdn Physical Gold Shares ETF
SGOL
$7.45B
$267K 0.01%
+18,230
New +$260K
SPWR
1065
DELISTED
SunPower Corporation Common Stock
SPWR
$266K 0.01%
+52,071
New +$289K
SCHD icon
1066
Schwab US Dividend Equity ETF
SCHD
$107B
$265K 0.01%
13,704
-4,995
-27% -$93.6K
IAI icon
1067
iShares US Broker-Dealers & Securities Exchanges ETF
IAI
$1.37B
$264K 0.01%
3,859
-46,536
-92% -$3.06M
VCIT icon
1068
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$67.5B
$264K 0.01%
2,889
-3,476
-55% -$317K
AUY
1069
DELISTED
Yamana Gold, Inc.
AUY
$263K 0.01%
66,612
– –
FCN icon
1070
FTI Consulting
FCN
$4.17B
$262K 0.01%
2,372
-1,362
-36% -$149K
HIG icon
1071
Hartford Financial Services
HIG
$38.8B
$262K 0.01%
4,312
-320
-7% -$19.2K
KBWB icon
1072
Invesco KBW Bank ETF
KBWB
$6.73B
$262K 0.01%
4,500
– –
RRC icon
1073
Range Resources
RRC
$9.44B
$262K 0.01%
54,043
-48,484
-47% -$196K
WEA
1074
Western Asset Premier Bond Fund
WEA
$124M
$260K 0.01%
17,730
– –
ARDC
1075
Are Dynamic Credit Allocation Fund
ARDC
$300M
$259K 0.01%
16,900
+2,600
+18% +$38.5K
41 42
43
44 45

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PVI
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WPL
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IAA
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RCM
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RCMNY
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Oppenheimer & Co's Q4 2019 Portfolio in Review

As of Q4 2019, Oppenheimer & Co held 1,360 positions worth $4.04B, up 10% from $3.67B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Oppenheimer & Co's Q4 2019 filing shows 108 new, 584 increased, 484 reduced and 87 closed positions. Its largest new stake was CAE Inc. Common Shares: 78,310 shares worth $2.07M. The largest sale was Celgene Corp, an estimated $6.53M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Healthcare and Financials.

  • Oppenheimer & Co's largest Q4 2019 buy was CAE Inc. Common Shares: 78,310 shares worth $2.07M.
  • Oppenheimer & Co added most to DocuSign in Q4 2019, an estimated $4.67M increase.
  • Oppenheimer & Co's biggest Q4 2019 reduction was Apple, cutting an estimated $5.68M.
  • Oppenheimer & Co fully exited Celgene Corp in Q4 2019, selling an estimated $6.53M.
  • Oppenheimer & Co's ten largest holdings make up 15% of its $4.04B portfolio in Q4 2019.
  • Oppenheimer & Co opened 108 new positions and closed 87 in Q4 2019.
  • Oppenheimer & Co's portfolio value rose 10% quarter-over-quarter to $4.04B.

Based on Oppenheimer & Co's 13F filing for Q4 2019, filed 7 Feb 2020.