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Oppenheimer & Co Portfolio holdings

AUM $9.37B
1-Year Est. Return 36.4%
This Fund
S&P 500
This Quarter Est. Return
-2.62%
1 Year Est. Return
+36.4%
3 Year Est. Return
+114.29%
5 Year Est. Return
+137.63%
10 Year Est. Return
+535.77%
AUM
$4.84B
AUM Growth
-$154M
Cap. Flow
+$25M
Cap. Flow %
0.52%
Top 10 Hldgs %
18.29%
Holding
1,493
New
82
Increased
580
Reduced
615
Closed
118

Top Buys

Rank Stock Value
1
DAUG icon
FT Vest US Equity Deep Buffer ETF August
DAUG
+$19.1M
2
DFAT icon
Dimensional US Targeted Value ETF
DFAT
+$7.21M
3
KVUE icon
Kenvue
KVUE
+$5.01M
4
COP icon
ConocoPhillips
COP
+$4.53M
5
EOG icon
EOG Resources
EOG
+$4.09M

Top Sells

Rank Stock Value
1
DDEC icon
FT Vest US Equity Deep Buffer ETF December
DDEC
+$15.1M
2
ETRN
Equitrans Midstream Corporation Common Stock
ETRN
+$7.88M
3
MRK icon
Merck
MRK
+$5.65M
4
JNJ icon
Johnson & Johnson
JNJ
+$5.36M
5
ATVI
Activision Blizzard
ATVI
+$3.62M

Sector Composition

Rank Sector Weight
1 Technology 18.65%
2 Financials 10.44%
3 Healthcare 9.35%
4 Industrials 8.91%
5 Consumer Discretionary 7.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CAE icon
1026
CAE Inc. Common Shares
CAE
$8.7B
$399K 0.01%
17,100
– –
JCPB icon
1027
JPMorgan Core Plus Bond ETF
JCPB
$14.1B
$399K 0.01%
+8,927
New +$409K
EHAB
1028
DELISTED
Enhabit
EHAB
$397K 0.01%
35,324
+6,000
+20% +$75.5K
IDU icon
1029
iShares US Utilities ETF
IDU
$1.37B
$395K 0.01%
5,364
-3,082
-36% -$247K
VBK icon
1030
Vanguard Morningstar Small-Cap Growth ETF
VBK
$24.6B
$395K 0.01%
1,842
-1,354
-42% -$308K
EFZ icon
1031
ProShares Trust Short MSCI EAFE
EFZ
$10M
$394K 0.01%
+10,360
New +$379K
FLNG icon
1032
FLEX LNG
FLNG
$1.58B
$392K 0.01%
+13,002
New +$401K
BTT icon
1033
BlackRock Municipal 2030 Target Term Trust
BTT
$1.44B
$391K 0.01%
20,136
+3,451
+21% +$70.6K
ACHC icon
1034
Acadia Healthcare
ACHC
$2.88B
$390K 0.01%
+5,552
New +$415K
IHE icon
1035
iShares US Pharmaceuticals ETF
IHE
$1.65B
$389K 0.01%
6,591
– –
WSM icon
1036
Williams-Sonoma
WSM
$29.7B
$386K 0.01%
4,974
+120
+2% +$8.27K
IEP icon
1037
Icahn Enterprises
IEP
$5.39B
$385K 0.01%
19,446
+1,167
+6% +$29.5K
WLK icon
1038
Westlake Corp
WLK
$10.3B
$384K 0.01%
3,083
+303
+11% +$38.9K
MTD icon
1039
Mettler-Toledo International
MTD
$28.8B
$383K 0.01%
346
+28
+9% +$34.3K
AXS icon
1040
AXIS Capital
AXS
$7.37B
$383K 0.01%
+6,800
New +$375K
EOS
1041
Eaton Vance Enhance Equity Income Fund II
EOS
$1.17B
$383K 0.01%
22,287
-92
-0.4% -$1.65K
NXG
1042
NXG NextGen Infrastructure Income Fund
NXG
$346M
$383K 0.01%
10,200
-184
-2% -$7.02K
UFOX
1043
Defiance Space and Connective Tech ETF
UFOX
$893M
$382K 0.01%
12,216
– –
CGGO icon
1044
Capital Group Global Growth Equity ETF
CGGO
$11.9B
$382K 0.01%
16,650
+3,425
+26% +$82.1K
PRTA icon
1045
Prothena Corp
PRTA
$472M
$382K 0.01%
7,908
+295
+4% +$17.5K
SF
1046
Stifel
SF
$12.8B
$382K 0.01%
9,315
-482
-5% -$20.3K
NWN icon
1047
Northwest Natural Holdings
NWN
$2.12B
$380K 0.01%
9,950
– –
KALU icon
1048
Kaiser Aluminum
KALU
$3.15B
$379K 0.01%
5,034
– –
AIF
1049
DELISTED
Apollo Tactical Income Fund Inc.
AIF
$378K 0.01%
28,300
-6,500
-19% -$84.7K
KEY icon
1050
KeyCorp
KEY
$24.4B
$378K 0.01%
35,142
+13,643
+63% +$151K
40 41
42
43 44

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PVI
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RCM
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Oppenheimer & Co's Q3 2023 Portfolio in Review

As of Q3 2023, Oppenheimer & Co held 1,493 positions worth $4.84B, down 3.1% from $5B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Oppenheimer & Co's Q3 2023 filing shows 82 new, 580 increased, 615 reduced and 118 closed positions. Its largest new stake was FT Vest US Equity Deep Buffer ETF August: 562,231 shares worth $18.6M. The largest sale was FT Vest US Equity Deep Buffer ETF December, an estimated $15.1M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

  • Oppenheimer & Co's largest Q3 2023 buy was FT Vest US Equity Deep Buffer ETF August: 562,231 shares worth $18.6M.
  • Oppenheimer & Co added most to ConocoPhillips in Q3 2023, an estimated $4.53M increase.
  • Oppenheimer & Co's biggest Q3 2023 reduction was Equitrans Midstream Corporation Common Stock, cutting an estimated $7.88M.
  • Oppenheimer & Co fully exited FT Vest US Equity Deep Buffer ETF December in Q3 2023, selling an estimated $15.1M.
  • Oppenheimer & Co's ten largest holdings make up 18% of its $4.84B portfolio in Q3 2023.
  • Oppenheimer & Co opened 82 new positions and closed 118 in Q3 2023.
  • Oppenheimer & Co's portfolio value fell 3.1% quarter-over-quarter to $4.84B.

Based on Oppenheimer & Co's 13F filing for Q3 2023, filed 8 Nov 2023.