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Oppenheimer & Co Portfolio holdings

AUM $9.37B
1-Year Est. Return 36.4%
This Fund
S&P 500
This Quarter Est. Return
+9.18%
1 Year Est. Return
+36.4%
3 Year Est. Return
+114.29%
5 Year Est. Return
+137.63%
10 Year Est. Return
+535.77%
AUM
$4.39B
AUM Growth
+$118M
Cap. Flow
-$190M
Cap. Flow %
-4.31%
Top 10 Hldgs %
15.83%
Holding
1,464
New
104
Increased
519
Reduced
644
Closed
116

Top Buys

Rank Stock Value
1
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$5.9M
2
MEOH icon
Methanex
MEOH
+$5.89M
3
HYLS icon
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
+$5.46M
4
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$5.1M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$4.11M

Top Sells

Rank Stock Value
1
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$22.8M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$15M
3
WFC icon
Wells Fargo
WFC
+$11.1M
4
JNJ icon
Johnson & Johnson
JNJ
+$11M
5
C icon
Citigroup
C
+$9.2M

Sector Composition

Rank Sector Weight
1 Technology 15.67%
2 Healthcare 11.79%
3 Financials 11.13%
4 Industrials 8.9%
5 Consumer Discretionary 7.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VDC icon
1026
Vanguard Consumer Staples ETF
VDC
$7.92B
$353K 0.01%
1,842
+150
+9% +$28.2K
VOT icon
1027
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19.8B
$352K 0.01%
+1,960
New +$355K
NGG icon
1028
National Grid
NGG
$80.7B
$351K 0.01%
6,170
-1,075
-15% -$57.5K
KEY icon
1029
KeyCorp
KEY
$24.3B
$350K 0.01%
20,105
-4,767
-19% -$83.8K
NCLH icon
1030
Norwegian Cruise Line
NCLH
$8.59B
$350K 0.01%
28,565
-4,795
-14% -$72.2K
ESTC icon
1031
Elastic
ESTC
$7.94B
$348K 0.01%
6,763
-877
-11% -$52.6K
STT icon
1032
State Street
STT
$51.4B
$348K 0.01%
4,488
-57
-1% -$4.2K
HEI icon
1033
HEICO Corp
HEI
$51.3B
$345K 0.01%
2,248
+611
+37% +$95.1K
VOX icon
1034
Vanguard Communication Services ETF
VOX
$5.82B
$345K 0.01%
4,189
-1,490
-26% -$126K
PENN icon
1035
PENN Entertainment
PENN
$2.57B
$342K 0.01%
11,499
+2,406
+26% +$78.1K
FDUS icon
1036
Fidus Investment
FDUS
$752M
$341K 0.01%
17,895
-25
-0.1% -$475
GSG icon
1037
iShares S&P GSCI Commodity-Indexed Trust
GSG
$941M
$340K 0.01%
16,005
-5,610
-26% -$120K
HES
1038
DELISTED
Hess
HES
$340K 0.01%
2,394
-252
-10% -$34.6K
CWCO icon
1039
Consolidated Water Co
CWCO
$518M
$339K 0.01%
22,911
+5,283
+30% +$84.8K
ROKU icon
1040
Roku
ROKU
$22.4B
$339K 0.01%
8,328
-272
-3% -$14.2K
IMO icon
1041
Imperial Oil
IMO
$62.7B
$339K 0.01%
6,951
-96
-1% -$4.95K
CDW icon
1042
CDW
CDW
$16.9B
$339K 0.01%
1,897
+34
+2% +$5.98K
EQT icon
1043
EQT Corp
EQT
$34B
$338K 0.01%
9,996
+4,936
+98% +$198K
MCO icon
1044
Moody's
MCO
$82.5B
$338K 0.01%
1,212
-136
-10% -$37.2K
ALLY icon
1045
Ally Financial
ALLY
$13.4B
$338K 0.01%
13,806
-2,554
-16% -$67.9K
ASGI
1046
abrdn Global Infrastructure Income Fund
ASGI
$754M
$335K 0.01%
19,687
-121
-0.6% -$2.06K
GNW icon
1047
Genworth Financial
GNW
$3.7B
$335K 0.01%
63,300
– –
WEN icon
1048
Wendy's
WEN
$1.44B
$332K 0.01%
14,678
-5,876
-29% -$125K
CAE icon
1049
CAE Inc. Common Shares
CAE
$8.74B
$331K 0.01%
17,100
-10,500
-38% -$202K
SDHY
1050
PGIM Short Duration High Yield Opportunities Fund
SDHY
$403M
$328K 0.01%
22,348
+650
+3% +$9.61K
40 41
42
43 44

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NPT
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PVI
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WPL
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IAA
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RCM
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RCMNY
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SIM
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Oppenheimer & Co's Q4 2022 Portfolio in Review

As of Q4 2022, Oppenheimer & Co held 1,464 positions worth $4.39B, up 2.8% from $4.27B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Oppenheimer & Co withdrew a net $190M in Q4 2022, closing 116 positions and reducing 644 holdings. Its most notable exit was State Street SPDR Portfolio Mortgage Backed Bond ETF, an estimated $8.22M position sold in full.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 16% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Oppenheimer & Co opened a new position in State Street SPDR Portfolio S&P 500 Value ETF worth $5.18M.

  • Oppenheimer & Co's largest Q4 2022 buy was State Street SPDR Portfolio S&P 500 Value ETF: 133,272 shares worth $5.18M.
  • Oppenheimer & Co added most to iShares Treasury Floating Rate Bond ETF in Q4 2022, an estimated $5.9M increase.
  • Oppenheimer & Co's biggest Q4 2022 reduction was Berkshire Hathaway Class B, cutting an estimated $22.8M.
  • Oppenheimer & Co fully exited State Street SPDR Portfolio Mortgage Backed Bond ETF in Q4 2022, selling an estimated $8.22M.
  • Oppenheimer & Co's ten largest holdings make up 16% of its $4.39B portfolio in Q4 2022.
  • Oppenheimer & Co opened 104 new positions and closed 116 in Q4 2022.
  • Oppenheimer & Co's portfolio value rose 2.8% quarter-over-quarter to $4.39B.

Based on Oppenheimer & Co's 13F filing for Q4 2022, filed 8 Feb 2023.