We are live on ! Find out more
OC

Oppenheimer & Co Portfolio holdings

AUM $9.37B
1-Year Est. Return 36.4%
This Fund
S&P 500
This Quarter Est. Return
-4.38%
1 Year Est. Return
+36.4%
3 Year Est. Return
+114.29%
5 Year Est. Return
+137.63%
10 Year Est. Return
+535.77%
AUM
$4.27B
AUM Growth
-$371M
Cap. Flow
-$127M
Cap. Flow %
-2.97%
Top 10 Hldgs %
17.39%
Holding
1,495
New
92
Increased
565
Reduced
626
Closed
135

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$15.8M
2
SPMB icon
State Street SPDR Portfolio Mortgage Backed Bond ETF
SPMB
+$8.71M
3
TIPZ icon
PIMCO Broad US TIPS Index Exchange-Traded Fund
TIPZ
+$7.71M
4
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$6.86M
5
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$6.79M

Top Sells

Rank Stock Value
1
TIPX icon
State Street SPDR Bloomberg 1-10 Year TIPS ETF
TIPX
+$11.6M
2
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$11.6M
3
IYK icon
iShares US Consumer Staples ETF
IYK
+$10.9M
4
XLRE icon
State Street Real Estate Select Sector SPDR ETF
XLRE
+$9.22M
5
MSFT icon
Microsoft
MSFT
+$6.77M

Sector Composition

Rank Sector Weight
1 Technology 16.08%
2 Financials 11.35%
3 Healthcare 11.26%
4 Industrials 8.28%
5 Consumer Discretionary 7.96%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EMB icon
1026
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.9B
$338K 0.01%
4,251
+60
+1% +$5.13K
AIRR icon
1027
First Trust RBA American Industrial Renaissance ETF
AIRR
$10.7B
$336K 0.01%
8,782
– –
RIG icon
1028
Transocean
RIG
$6.49B
$336K 0.01%
136,214
+5,071
+4% +$16.2K
AXS icon
1029
AXIS Capital
AXS
$7.35B
$334K 0.01%
6,800
– –
LVS icon
1030
Las Vegas Sands
LVS
$29.6B
$334K 0.01%
+8,908
New +$332K
AWF
1031
AllianceBernstein Global High Income Fund
AWF
$878M
$332K 0.01%
37,429
+2,498
+7% +$24.9K
RZV icon
1032
Invesco S&P SmallCap 600 Pure Value ETF
RZV
$303M
$331K 0.01%
4,333
-440
-9% -$37.9K
DRIV icon
1033
Global X Autonomous & Electric Vehicles ETF
DRIV
$392M
$328K 0.01%
16,300
-1,342
-8% -$31.2K
MCO icon
1034
Moody's
MCO
$82.5B
$328K 0.01%
1,348
-60
-4% -$17.4K
OKTA icon
1035
Okta
OKTA
$26.1B
$327K 0.01%
5,757
+974
+20% +$83.8K
VLRS
1036
Controladora Vuela Compania de Aviacion
VLRS
$907M
$326K 0.01%
46,600
-4,500
-9% -$42.1K
KBR icon
1037
KBR
KBR
$4.74B
$325K 0.01%
+7,510
New +$370K
SF
1038
Stifel
SF
$12.7B
$325K 0.01%
9,398
+98
+1% +$3.86K
IYJ icon
1039
iShares US Industrials ETF
IYJ
$1.95B
$324K 0.01%
3,860
-274
-7% -$25.7K
IR icon
1040
Ingersoll Rand
IR
$33B
$322K 0.01%
7,445
-2,679
-26% -$126K
CALF icon
1041
Pacer US Small Cap Cash Cows 100 ETF
CALF
$3.85B
$317K 0.01%
9,740
-4,611
-32% -$167K
CVBF icon
1042
CVB Financial
CVBF
$4.02B
$317K 0.01%
+12,516
New +$326K
SCHG icon
1043
Schwab US Large-Cap Growth ETF
SCHG
$62.7B
$317K 0.01%
22,728
+320
+1% +$5.01K
SYLD icon
1044
Cambria Shareholder Yield ETF
SYLD
$1.02B
$317K 0.01%
6,025
+475
+9% +$27.5K
EWBC icon
1045
East-West Bancorp
EWBC
$18.2B
$316K 0.01%
4,700
– –
CACG
1046
DELISTED
Legg Mason ETF Investment Trust ClearBridge All Cap Growth ESG ETF
CACG
$316K 0.01%
9,175
-977
-10% -$37.4K
CIEN icon
1047
Ciena
CIEN
$54.9B
$315K 0.01%
7,790
+300
+4% +$14.4K
Z icon
1048
Zillow
Z
$7.68B
$315K 0.01%
11,031
+300
+3% +$10.4K
THQ
1049
abrdn Healthcare Opportunities Fund
THQ
$810M
$314K 0.01%
17,317
+938
+6% +$18.8K
ICL icon
1050
ICL Group
ICL
$6.89B
$313K 0.01%
+38,275
New +$358K
40 41
42
43 44

Similar funds

AC
Allstate Corporation Northbrook, Illinois $9.35B AUM 16.13% 1-Year Est. Return
NPT
National Philanthropic Trust Jenkintown, Pennsylvania $9.38B AUM 33.37% 1-Year Est. Return
PVI
Partners Value Investments Hamilton, Bermuda $9.34B AUM 12.2% 1-Year Est. Return
WPL
WINDACRE PARTNERSHIP LLC Houston, Texas $9.34B AUM 17.41% 1-Year Est. Return
IAA
Independent Advisor Alliance Charlotte, North Carolina $9.32B AUM 33.19% 1-Year Est. Return
RCM
RA Capital Management Boston, Massachusetts $9.44B AUM 157.3% 1-Year Est. Return
RCMNY
Rubric Capital Management (New York) New York $9.44B AUM 68.42% 1-Year Est. Return
SIM
SRS Investment Management New York $9.47B AUM 60.12% 1-Year Est. Return

Oppenheimer & Co's Q3 2022 Portfolio in Review

As of Q3 2022, Oppenheimer & Co held 1,495 positions worth $4.27B, down 8% from $4.65B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Oppenheimer & Co's Q3 2022 filing shows 92 new, 565 increased, 626 reduced and 135 closed positions. Its largest new stake was State Street SPDR Portfolio Mortgage Backed Bond ETF: 383,244 shares worth $8.22M. The largest sale was State Street SPDR Bloomberg 1-10 Year TIPS ETF, an estimated $11.6M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 16% a quarter earlier, followed by Financials and Healthcare.

  • Oppenheimer & Co's largest Q3 2022 buy was State Street SPDR Portfolio Mortgage Backed Bond ETF: 383,244 shares worth $8.22M.
  • Oppenheimer & Co added most to iShares 20+ Year Treasury Bond ETF in Q3 2022, an estimated $15.8M increase.
  • Oppenheimer & Co's biggest Q3 2022 reduction was State Street SPDR Bloomberg 1-10 Year TIPS ETF, cutting an estimated $11.6M.
  • Oppenheimer & Co fully exited iShares US Consumer Staples ETF in Q3 2022, selling an estimated $10.9M.
  • Oppenheimer & Co's ten largest holdings make up 17% of its $4.27B portfolio in Q3 2022.
  • Oppenheimer & Co opened 92 new positions and closed 135 in Q3 2022.
  • Oppenheimer & Co's portfolio value fell 8% quarter-over-quarter to $4.27B.

Based on Oppenheimer & Co's 13F filing for Q3 2022, filed 14 Nov 2022.