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Oppenheimer & Co Portfolio holdings

AUM $9.37B
1-Year Est. Return 36.4%
This Fund
S&P 500
This Quarter Est. Return
+15.61%
1 Year Est. Return
+36.4%
3 Year Est. Return
+114.29%
5 Year Est. Return
+137.63%
10 Year Est. Return
+535.77%
AUM
$4.74B
AUM Growth
+$743M
Cap. Flow
+$207M
Cap. Flow %
4.37%
Top 10 Hldgs %
17.46%
Holding
1,440
New
165
Increased
569
Reduced
526
Closed
100

Top Buys

Rank Stock Value
1
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$20.3M
2
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$16.8M
3
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$16.2M
4
EMB icon
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
+$15.9M
5
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$15.5M

Top Sells

Rank Stock Value
1
SH icon
ProShares Short S&P500
SH
+$9.67M
2
LOW icon
Lowe's Companies
LOW
+$6.73M
3
ALB icon
Albemarle
ALB
+$5.55M
4
VEEV icon
Veeva Systems
VEEV
+$5.27M
5
CHWY icon
Chewy
CHWY
+$5.11M

Sector Composition

Rank Sector Weight
1 Technology 18.79%
2 Healthcare 11.15%
3 Financials 10.55%
4 Consumer Discretionary 9.84%
5 Industrials 7.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NXPI icon
1026
NXP Semiconductors
NXPI
$59.6B
$357K 0.01%
2,246
+211
+10% +$31.1K
JPS
1027
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$357K 0.01%
36,693
-1,137
-3% -$10.5K
ATRA icon
1028
Atara Biotherapeutics
ATRA
$80.6M
$356K 0.01%
726
+43
+6% +$19.8K
P
1029
Everpure Inc
P
$36.4B
$356K 0.01%
15,750
-83,914
-84% -$1.61M
AWP
1030
abrdn Global Premier Properties Fund
AWP
$358M
$353K 0.01%
22,389
+1,315
+6% +$19.5K
PMO
1031
Franklin Municipal Opportunities Trust
PMO
$285M
$352K 0.01%
25,730
+1,500
+6% +$19.9K
STWD icon
1032
Starwood Property Trust
STWD
$6.17B
$350K 0.01%
18,120
-17,558
-49% -$299K
FDUS icon
1033
Fidus Investment
FDUS
$752M
$345K 0.01%
26,337
-3,604
-12% -$42.9K
MIN
1034
Aberdeen Intermediate Income Fund
MIN
$280M
$343K 0.01%
90,106
+522
+0.6% +$1.97K
ZIXI
1035
DELISTED
Zix Corporation
ZIXI
$343K 0.01%
+39,690
New +$282K
MXIM
1036
DELISTED
Maxim Integrated Products
MXIM
$341K 0.01%
+3,843
New +$303K
EPAC icon
1037
Enerpac Tool Group
EPAC
$1.91B
$340K 0.01%
15,019
-650
-4% -$13.6K
SMDV icon
1038
ProShares Russell 2000 Dividend Growers ETF
SMDV
$705M
$340K 0.01%
5,929
+905
+18% +$48.7K
BBK
1039
DELISTED
Blackrock Municipal Bond Trust
BBK
$339K 0.01%
21,149
+6,473
+44% +$102K
FNV icon
1040
Franco-Nevada
FNV
$46.4B
$338K 0.01%
2,700
+719
+36% +$97K
PCK
1041
DELISTED
Pimco California Municipal Income Fund II
PCK
$338K 0.01%
37,441
+382
+1% +$3.47K
BNDX icon
1042
Vanguard Total International Bond ETF
BNDX
$82.9B
$336K 0.01%
5,737
+651
+13% +$38K
BR icon
1043
Broadridge
BR
$19.5B
$336K 0.01%
+2,195
New +$318K
FUN icon
1044
Cedar Fair
FUN
$1.63B
$336K 0.01%
8,539
-12,460
-59% -$414K
VFH icon
1045
Vanguard Financials ETF
VFH
$13.8B
$336K 0.01%
+4,616
New +$305K
ALXN
1046
DELISTED
Alexion Pharmaceuticals
ALXN
$336K 0.01%
2,148
+100
+5% +$12.8K
CTRA
1047
DELISTED
Coterra Energy
CTRA
$335K 0.01%
20,604
-13,074
-39% -$230K
RVNU icon
1048
Xtrackers Municipal Infrastructure Revenue Bond Active ETF
RVNU
$144M
$334K 0.01%
+11,425
New +$327K
FXO icon
1049
First Trust Financials AlphaDEX Fund
FXO
$1.13B
$333K 0.01%
9,705
-7,669
-44% -$235K
HIO
1050
Western Asset High Income Opportunity Fund
HIO
$340M
$332K 0.01%
67,113
-1,087
-2% -$5.42K
40 41
42
43 44

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PVI
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RCM
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Oppenheimer & Co's Q4 2020 Portfolio in Review

As of Q4 2020, Oppenheimer & Co held 1,440 positions worth $4.74B, up 19% from $4B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Oppenheimer & Co deployed $207M of net new capital in Q4 2020, opening 165 new positions and adding to 569 existing holdings. Its largest new stake was State Street SPDR Bloomberg High Yield Bond ETF: 152,386 shares worth $16.6M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 19% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was ProShares Short S&P500, an estimated $9.67M trimmed.

  • Oppenheimer & Co's largest Q4 2020 buy was State Street SPDR Bloomberg High Yield Bond ETF: 152,386 shares worth $16.6M.
  • Oppenheimer & Co added most to Vanguard Intermediate-Term Bond ETF in Q4 2020, an estimated $20.3M increase.
  • Oppenheimer & Co's biggest Q4 2020 reduction was ProShares Short S&P500, cutting an estimated $9.67M.
  • Oppenheimer & Co fully exited PagerDuty in Q4 2020, selling an estimated $2.96M.
  • Oppenheimer & Co's ten largest holdings make up 17% of its $4.74B portfolio in Q4 2020.
  • Oppenheimer & Co opened 165 new positions and closed 100 in Q4 2020.
  • Oppenheimer & Co's portfolio value rose 19% quarter-over-quarter to $4.74B.

Based on Oppenheimer & Co's 13F filing for Q4 2020, filed 11 Feb 2021.