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Oppenheimer & Co Portfolio holdings

AUM $9.37B
1-Year Est. Return 36.4%
This Fund
S&P 500
This Quarter Est. Return
-2.62%
1 Year Est. Return
+36.4%
3 Year Est. Return
+114.29%
5 Year Est. Return
+137.63%
10 Year Est. Return
+535.77%
AUM
$4.84B
AUM Growth
-$154M
Cap. Flow
+$25M
Cap. Flow %
0.52%
Top 10 Hldgs %
18.29%
Holding
1,493
New
82
Increased
580
Reduced
615
Closed
118

Top Buys

Rank Stock Value
1
DAUG icon
FT Vest US Equity Deep Buffer ETF August
DAUG
+$19.1M
2
DFAT icon
Dimensional US Targeted Value ETF
DFAT
+$7.21M
3
KVUE icon
Kenvue
KVUE
+$5.01M
4
COP icon
ConocoPhillips
COP
+$4.53M
5
EOG icon
EOG Resources
EOG
+$4.09M

Top Sells

Rank Stock Value
1
DDEC icon
FT Vest US Equity Deep Buffer ETF December
DDEC
+$15.1M
2
ETRN
Equitrans Midstream Corporation Common Stock
ETRN
+$7.88M
3
MRK icon
Merck
MRK
+$5.65M
4
JNJ icon
Johnson & Johnson
JNJ
+$5.36M
5
ATVI
Activision Blizzard
ATVI
+$3.62M

Sector Composition

Rank Sector Weight
1 Technology 18.65%
2 Financials 10.44%
3 Healthcare 9.35%
4 Industrials 8.91%
5 Consumer Discretionary 7.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DINO icon
1001
HF Sinclair
DINO
$15.2B
$430K 0.01%
7,550
-3,100
-29% -$168K
PXH icon
1002
Invesco FTSE RAFI Emerging Markets ETF
PXH
$1.97B
$429K 0.01%
24,075
+1,875
+8% +$34.9K
REYN icon
1003
Reynolds Consumer Products
REYN
$5.51B
$425K 0.01%
16,600
-5,346
-24% -$146K
IYT icon
1004
iShares US Transportation ETF
IYT
$2.27B
$423K 0.01%
7,240
+3,424
+90% +$214K
TBLD
1005
Thornburg Income Builder Opportunities Trust
TBLD
$719M
$423K 0.01%
28,950
-200
-0.7% -$3.04K
BSY icon
1006
Bentley Systems
BSY
$11B
$421K 0.01%
8,389
+3,119
+59% +$157K
STT icon
1007
State Street
STT
$51.4B
$421K 0.01%
6,284
+545
+9% +$38.4K
CDW icon
1008
CDW
CDW
$16.9B
$420K 0.01%
2,082
+22
+1% +$4.39K
ADMA icon
1009
ADMA Biologics
ADMA
$2.22B
$419K 0.01%
117,135
-2,255
-2% -$8.68K
AIO
1010
Virtus Artificial Intelligence & Technology Opportunities Fund
AIO
$906M
$418K 0.01%
25,309
-1,541
-6% -$27.8K
FPF
1011
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.08B
$418K 0.01%
+28,021
New +$428K
RFMZ
1012
RiverNorth Flexible Municipal Income Fund II
RFMZ
$324M
$417K 0.01%
33,850
+12,350
+57% +$169K
INMD icon
1013
InMode
INMD
$870M
$413K 0.01%
13,570
+4,009
+42% +$157K
RIV
1014
RiverNorth Opportunities Fund
RIV
$319M
$412K 0.01%
39,180
+4,923
+14% +$55.3K
TOTL icon
1015
State Street DoubleLine Total Return Tactical ETF
TOTL
$3.99B
$412K 0.01%
10,648
-2,203
-17% -$87.4K
AVDL
1016
DELISTED
Avadel Pharmaceuticals
AVDL
$411K 0.01%
39,911
+5,663
+17% +$75.8K
GIB icon
1017
CGI
GIB
$15.5B
$411K 0.01%
4,173
-30
-0.7% -$3.06K
VPU
1018
Vanguard Utilities ETF
VPU
$8.44B
$410K 0.01%
3,216
-430
-12% -$60.1K
PSLV icon
1019
Sprott Physical Silver Trust
PSLV
$13.5B
$410K 0.01%
54,107
+300
+0.6% +$2.42K
YPF icon
1020
YPF Sociedad Anonima American Depositary Shares (Each representing ten (10) Class D shares of Capital Stock)
YPF
$19.3B
$409K 0.01%
+33,425
New +$472K
FE icon
1021
FirstEnergy
FE
$27.1B
$406K 0.01%
11,871
-6,330
-35% -$236K
WFRD icon
1022
Weatherford International
WFRD
$6.77B
$404K 0.01%
+4,471
New +$378K
SKT icon
1023
Tanger
SKT
$4.43B
$402K 0.01%
17,804
+2,413
+16% +$56.2K
STRL icon
1024
Sterling Infrastructure
STRL
$16.3B
$400K 0.01%
5,439
-7,032
-56% -$492K
SGI
1025
Somnigroup International
SGI
$13.7B
$399K 0.01%
9,215
+1,746
+23% +$77.4K
39 40
41
42 43

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PVI
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RCM
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Oppenheimer & Co's Q3 2023 Portfolio in Review

As of Q3 2023, Oppenheimer & Co held 1,493 positions worth $4.84B, down 3.1% from $5B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Oppenheimer & Co's Q3 2023 filing shows 82 new, 580 increased, 615 reduced and 118 closed positions. Its largest new stake was FT Vest US Equity Deep Buffer ETF August: 562,231 shares worth $18.6M. The largest sale was FT Vest US Equity Deep Buffer ETF December, an estimated $15.1M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

  • Oppenheimer & Co's largest Q3 2023 buy was FT Vest US Equity Deep Buffer ETF August: 562,231 shares worth $18.6M.
  • Oppenheimer & Co added most to ConocoPhillips in Q3 2023, an estimated $4.53M increase.
  • Oppenheimer & Co's biggest Q3 2023 reduction was Equitrans Midstream Corporation Common Stock, cutting an estimated $7.88M.
  • Oppenheimer & Co fully exited FT Vest US Equity Deep Buffer ETF December in Q3 2023, selling an estimated $15.1M.
  • Oppenheimer & Co's ten largest holdings make up 18% of its $4.84B portfolio in Q3 2023.
  • Oppenheimer & Co opened 82 new positions and closed 118 in Q3 2023.
  • Oppenheimer & Co's portfolio value fell 3.1% quarter-over-quarter to $4.84B.

Based on Oppenheimer & Co's 13F filing for Q3 2023, filed 8 Nov 2023.