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Oppenheimer & Co Portfolio holdings

AUM $9.37B
1-Year Est. Return 36.4%
This Fund
S&P 500
This Quarter Est. Return
-4.38%
1 Year Est. Return
+36.4%
3 Year Est. Return
+114.29%
5 Year Est. Return
+137.63%
10 Year Est. Return
+535.77%
AUM
$4.27B
AUM Growth
-$371M
Cap. Flow
-$127M
Cap. Flow %
-2.97%
Top 10 Hldgs %
17.39%
Holding
1,495
New
92
Increased
565
Reduced
626
Closed
135

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$15.8M
2
SPMB icon
State Street SPDR Portfolio Mortgage Backed Bond ETF
SPMB
+$8.71M
3
TIPZ icon
PIMCO Broad US TIPS Index Exchange-Traded Fund
TIPZ
+$7.71M
4
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$6.86M
5
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$6.79M

Top Sells

Rank Stock Value
1
TIPX icon
State Street SPDR Bloomberg 1-10 Year TIPS ETF
TIPX
+$11.6M
2
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$11.6M
3
IYK icon
iShares US Consumer Staples ETF
IYK
+$10.9M
4
XLRE icon
State Street Real Estate Select Sector SPDR ETF
XLRE
+$9.22M
5
MSFT icon
Microsoft
MSFT
+$6.77M

Sector Composition

Rank Sector Weight
1 Technology 16.08%
2 Financials 11.35%
3 Healthcare 11.26%
4 Industrials 8.28%
5 Consumer Discretionary 7.96%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HGLB
1001
Highland Global Allocation Fund
HGLB
$177M
$371K 0.01%
42,500
+6,000
+16% +$60K
BLOK icon
1002
Amplify Blockchain Technology ETF
BLOK
$1.05B
$370K 0.01%
20,002
-1,553
-7% -$32.6K
FMB icon
1003
First Trust Managed Municipal ETF
FMB
$2.06B
$367K 0.01%
7,533
-7,897
-51% -$401K
IHE icon
1004
iShares US Pharmaceuticals ETF
IHE
$1.65B
$365K 0.01%
6,453
– –
SPH icon
1005
Suburban Propane Partners
SPH
$1.17B
$365K 0.01%
24,249
+1,902
+9% +$30.7K
UFOX
1006
Defiance Space and Connective Tech ETF
UFOX
$893M
$365K 0.01%
12,816
-1,300
-9% -$42.8K
SUSA icon
1007
iShares ESG Optimized MSCI USA ETF
SUSA
$4.16B
$361K 0.01%
4,750
-150
-3% -$12.8K
CFG icon
1008
Citizens Financial Group
CFG
$30.7B
$360K 0.01%
10,460
+1,476
+16% +$54.6K
AWP
1009
abrdn Global Premier Properties Fund
AWP
$358M
$359K 0.01%
31,365
+982
+3% +$14.4K
CDNS icon
1010
Cadence Design Systems
CDNS
$90.2B
$358K 0.01%
+2,191
New +$377K
WPC icon
1011
W.P. Carey
WPC
$15.9B
$356K 0.01%
5,211
-110
-2% -$9K
VIXM icon
1012
ProShares VIX Mid-Term Futures ETF
VIXM
$94.5M
$355K 0.01%
10,000
+3,000
+43% +$101K
SLGN icon
1013
Silgan Holdings
SLGN
$4.35B
$354K 0.01%
8,410
– –
OPER icon
1014
ClearShares Ultra-Short Maturity ETF
OPER
$105M
$351K 0.01%
+3,500
New +$351K
GATX icon
1015
GATX Corp
GATX
$6.27B
$349K 0.01%
4,096
-5,197
-56% -$501K
SEDG icon
1016
SolarEdge
SEDG
$2.05B
$349K 0.01%
1,506
+384
+34% +$113K
PSLV icon
1017
Sprott Physical Silver Trust
PSLV
$13.5B
$347K 0.01%
52,482
+250
+0.5% +$1.66K
NGG icon
1018
National Grid
NGG
$80.7B
$346K 0.01%
7,245
+501
+7% +$30.2K
EOS
1019
Eaton Vance Enhance Equity Income Fund II
EOS
$1.18B
$345K 0.01%
22,519
-21
-0.1% -$372
HE icon
1020
Hawaiian Electric Industries
HE
$2.05B
$345K 0.01%
9,944
+169
+2% +$6.8K
ZD icon
1021
Ziff Davis
ZD
$1.97B
$344K 0.01%
5,025
-11
-0.2% -$866
SPLK
1022
DELISTED
Splunk Inc
SPLK
$344K 0.01%
4,581
-350
-7% -$34.3K
PII icon
1023
Polaris
PII
$3.99B
$343K 0.01%
3,581
+506
+16% +$56.7K
BBH icon
1024
VanEck Biotech ETF
BBH
$428M
$339K 0.01%
2,405
-180
-7% -$27.2K
KOF icon
1025
Coca-Cola Femsa
KOF
$23B
$339K 0.01%
+5,806
New +$346K
39 40
41
42 43

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PVI
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WPL
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RCM
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RCMNY
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Oppenheimer & Co's Q3 2022 Portfolio in Review

As of Q3 2022, Oppenheimer & Co held 1,495 positions worth $4.27B, down 8% from $4.65B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Oppenheimer & Co's Q3 2022 filing shows 92 new, 565 increased, 626 reduced and 135 closed positions. Its largest new stake was State Street SPDR Portfolio Mortgage Backed Bond ETF: 383,244 shares worth $8.22M. The largest sale was State Street SPDR Bloomberg 1-10 Year TIPS ETF, an estimated $11.6M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 16% a quarter earlier, followed by Financials and Healthcare.

  • Oppenheimer & Co's largest Q3 2022 buy was State Street SPDR Portfolio Mortgage Backed Bond ETF: 383,244 shares worth $8.22M.
  • Oppenheimer & Co added most to iShares 20+ Year Treasury Bond ETF in Q3 2022, an estimated $15.8M increase.
  • Oppenheimer & Co's biggest Q3 2022 reduction was State Street SPDR Bloomberg 1-10 Year TIPS ETF, cutting an estimated $11.6M.
  • Oppenheimer & Co fully exited iShares US Consumer Staples ETF in Q3 2022, selling an estimated $10.9M.
  • Oppenheimer & Co's ten largest holdings make up 17% of its $4.27B portfolio in Q3 2022.
  • Oppenheimer & Co opened 92 new positions and closed 135 in Q3 2022.
  • Oppenheimer & Co's portfolio value fell 8% quarter-over-quarter to $4.27B.

Based on Oppenheimer & Co's 13F filing for Q3 2022, filed 14 Nov 2022.