We are live on ! Find out more
OC

Oppenheimer & Co Portfolio holdings

AUM $9.37B
1-Year Est. Return 36.4%
This Fund
S&P 500
This Quarter Est. Return
+15.61%
1 Year Est. Return
+36.4%
3 Year Est. Return
+114.29%
5 Year Est. Return
+137.63%
10 Year Est. Return
+535.77%
AUM
$4.74B
AUM Growth
+$743M
Cap. Flow
+$207M
Cap. Flow %
4.37%
Top 10 Hldgs %
17.46%
Holding
1,440
New
165
Increased
569
Reduced
526
Closed
100

Top Buys

Rank Stock Value
1
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$20.3M
2
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$16.8M
3
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$16.2M
4
EMB icon
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
+$15.9M
5
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$15.5M

Top Sells

Rank Stock Value
1
SH icon
ProShares Short S&P500
SH
+$9.67M
2
LOW icon
Lowe's Companies
LOW
+$6.73M
3
ALB icon
Albemarle
ALB
+$5.55M
4
VEEV icon
Veeva Systems
VEEV
+$5.27M
5
CHWY icon
Chewy
CHWY
+$5.11M

Sector Composition

Rank Sector Weight
1 Technology 18.79%
2 Healthcare 11.15%
3 Financials 10.55%
4 Consumer Discretionary 9.84%
5 Industrials 7.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IYR icon
1001
iShares US Real Estate ETF
IYR
$4.5B
$373K 0.01%
4,352
+230
+6% +$19.1K
PEY icon
1002
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.15B
$373K 0.01%
21,481
-30,603
-59% -$497K
TEAF
1003
DELISTED
Ecofin Sustainable & Social Impact Term Fund
TEAF
$373K 0.01%
28,553
+7,068
+33% +$87.3K
GGME icon
1004
Invesco Next Gen Media and Gaming ETF
GGME
$46.1M
$372K 0.01%
8,059
– –
VG
1005
DELISTED
Vonage Holdings Corporation
VG
$371K 0.01%
28,839
-52
-0.2% -$633
FXN icon
1006
First Trust Energy AlphaDEX Fund
FXN
$388M
$370K 0.01%
+46,699
New +$320K
WSC icon
1007
WillScot Mobile Mini Holdings
WSC
$4.06B
$370K 0.01%
15,965
-7,426
-32% -$150K
ARKW icon
1008
ARK Web x.0 ETF
ARKW
$1.78B
$369K 0.01%
2,520
+340
+16% +$43.5K
OEC icon
1009
Orion
OEC
$369M
$368K 0.01%
21,450
-200
-0.9% -$3.05K
SONO icon
1010
Sonos
SONO
$1.81B
$368K 0.01%
15,770
-3,100
-16% -$57.8K
SMG icon
1011
ScottsMiracle-Gro
SMG
$3.54B
$367K 0.01%
1,842
+102
+6% +$17.5K
WCC
1012
WESCO International
WCC
$17.9B
$367K 0.01%
+4,675
New +$277K
REAL icon
1013
The RealReal
REAL
$1.38B
$366K 0.01%
+18,752
New +$289K
REGL icon
1014
ProShares S&P MidCap 400 Dividend Aristocrats ETF
REGL
$1.8B
$365K 0.01%
5,808
+16
+0.3% +$948
BLDP
1015
Ballard Power Systems
BLDP
$796M
$364K 0.01%
15,590
+3,600
+30% +$66.3K
VTR icon
1016
Ventas
VTR
$45.3B
$364K 0.01%
7,439
-1,293
-15% -$59.8K
IDCC icon
1017
InterDigital
IDCC
$8.93B
$363K 0.01%
5,992
+66
+1% +$3.95K
NWE icon
1018
NorthWestern Energy
NWE
$4.36B
$362K 0.01%
6,200
– –
SLGN icon
1019
Silgan Holdings
SLGN
$4.26B
$362K 0.01%
9,760
+160
+2% +$5.77K
CSOD
1020
DELISTED
Cornerstone OnDemand, Inc.
CSOD
$362K 0.01%
+8,214
New +$340K
KTOS icon
1021
Kratos Defense & Security Solutions
KTOS
$11.8B
$361K 0.01%
13,159
+289
+2% +$6.33K
HDV
1022
iShares Core High Dividend ETF
HDV
$14.9B
$360K 0.01%
20,545
-960
-4% -$16.3K
QQQH
1023
NEOS Nasdaq-100 Hedged Equity Income ETF
QQQH
$385M
$360K 0.01%
6,550
+2,550
+64% +$137K
ELS icon
1024
Equity Lifestyle Properties
ELS
$12.4B
$359K 0.01%
5,670
+319
+6% +$19.7K
AIO
1025
Virtus Artificial Intelligence & Technology Opportunities Fund
AIO
$914M
$357K 0.01%
+13,544
New +$321K
39 40
41
42 43

Similar funds

AC
Allstate Corporation Northbrook, Illinois $9.35B AUM 16.13% 1-Year Est. Return
NPT
National Philanthropic Trust Jenkintown, Pennsylvania $9.38B AUM 33.37% 1-Year Est. Return
PVI
Partners Value Investments Hamilton, Bermuda $9.34B AUM 12.2% 1-Year Est. Return
WPL
WINDACRE PARTNERSHIP LLC Houston, Texas $9.34B AUM 17.41% 1-Year Est. Return
IAA
Independent Advisor Alliance Charlotte, North Carolina $9.32B AUM 33.19% 1-Year Est. Return
RCM
RA Capital Management Boston, Massachusetts $9.44B AUM 157.3% 1-Year Est. Return
RCMNY
Rubric Capital Management (New York) New York $9.44B AUM 68.42% 1-Year Est. Return
SIM
SRS Investment Management New York $9.47B AUM 60.12% 1-Year Est. Return

Oppenheimer & Co's Q4 2020 Portfolio in Review

As of Q4 2020, Oppenheimer & Co held 1,440 positions worth $4.74B, up 19% from $4B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Oppenheimer & Co deployed $207M of net new capital in Q4 2020, opening 165 new positions and adding to 569 existing holdings. Its largest new stake was State Street SPDR Bloomberg High Yield Bond ETF: 152,386 shares worth $16.6M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 19% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was ProShares Short S&P500, an estimated $9.67M trimmed.

  • Oppenheimer & Co's largest Q4 2020 buy was State Street SPDR Bloomberg High Yield Bond ETF: 152,386 shares worth $16.6M.
  • Oppenheimer & Co added most to Vanguard Intermediate-Term Bond ETF in Q4 2020, an estimated $20.3M increase.
  • Oppenheimer & Co's biggest Q4 2020 reduction was ProShares Short S&P500, cutting an estimated $9.67M.
  • Oppenheimer & Co fully exited PagerDuty in Q4 2020, selling an estimated $2.96M.
  • Oppenheimer & Co's ten largest holdings make up 17% of its $4.74B portfolio in Q4 2020.
  • Oppenheimer & Co opened 165 new positions and closed 100 in Q4 2020.
  • Oppenheimer & Co's portfolio value rose 19% quarter-over-quarter to $4.74B.

Based on Oppenheimer & Co's 13F filing for Q4 2020, filed 11 Feb 2021.