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Oppenheimer & Co Portfolio holdings

AUM $9.37B
1-Year Est. Return 36.4%
This Fund
S&P 500
This Quarter Est. Return
+8.78%
1 Year Est. Return
+36.4%
3 Year Est. Return
+114.29%
5 Year Est. Return
+137.63%
10 Year Est. Return
+535.77%
AUM
$3.13B
AUM Growth
+$281M
Cap. Flow
+$61.6M
Cap. Flow %
1.97%
Top 10 Hldgs %
12.2%
Holding
1,543
New
228
Increased
546
Reduced
510
Closed
166

Top Buys

Rank Stock Value
1
TLOG
TetraLogic Pharmaceuticals Corporation
TLOG
+$8.36M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$8.14M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.91M
4
KMB icon
Kimberly-Clark
KMB
+$5.03M
5
EWU icon
iShares MSCI United Kingdom ETF
EWU
+$3.89M

Top Sells

Rank Stock Value
1
ELD icon
WisdomTree Emerging Markets Local Debt Fund
ELD
+$5.52M
2
BKLN icon
Invesco Senior Loan ETF
BKLN
+$5.39M
3
IXG icon
iShares Global Financials ETF
IXG
+$5.36M
4
CVE icon
Cenovus Energy
CVE
+$5.09M
5
EPP icon
iShares MSCI Pacific ex Japan ETF
EPP
+$4.89M

Sector Composition

Rank Sector Weight
1 Energy 12.37%
2 Healthcare 10.59%
3 Industrials 9.5%
4 Financials 9.49%
5 Technology 9.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NSH
1001
DELISTED
NuStar GP Holdings LLC
NSH
$309K 0.01%
10,980
– –
LGF
1002
DELISTED
Lions Gate Entertainment
LGF
$309K 0.01%
+9,749
New +$322K
ESV
1003
DELISTED
Ensco Rowan plc
ESV
$309K 0.01%
1,351
-172
-11% -$39.7K
PSLV icon
1004
Sprott Physical Silver Trust
PSLV
$13.6B
$308K 0.01%
40,700
+9,000
+28% +$74.4K
NS
1005
DELISTED
NuStar Energy L.P.
NS
$307K 0.01%
6,012
-2,788
-32% -$129K
AGCO icon
1006
AGCO
AGCO
$7.01B
$304K 0.01%
5,131
-1,775
-26% -$106K
HRB icon
1007
H&R Block
HRB
$5.83B
$302K 0.01%
+10,399
New +$295K
TT icon
1008
Trane Technologies
TT
$105B
$302K 0.01%
+4,900
New +$270K
AJG icon
1009
Arthur J. Gallagher & Co
AJG
$64.6B
$301K 0.01%
6,411
+108
+2% +$5.02K
MAT icon
1010
Mattel
MAT
$4.2B
$301K 0.01%
6,325
-175
-3% -$7.8K
MCEP
1011
DELISTED
Mid-Con Energy Partners, LP
MCEP
$298K 0.01%
651
+54
+9% +$25.4K
APB
1012
DELISTED
Asia Pacific Fund
APB
$297K 0.01%
28,250
-96,900
-77% -$1.02M
HYT icon
1013
BlackRock Corporate High Yield Fund
HYT
$1.37B
$296K 0.01%
24,362
+8,592
+54% +$102K
HERO
1014
DELISTED
HERCULES OFFSHORE INC COM STK
HERO
$296K 0.01%
45,250
+4,900
+12% +$33.1K
IYT icon
1015
iShares US Transportation ETF
IYT
$2.27B
$293K 0.01%
8,900
-9,128
-51% -$287K
ATO icon
1016
Atmos Energy
ATO
$28.3B
$291K 0.01%
6,400
-20,000
-76% -$883K
TER icon
1017
Teradyne
TER
$57.7B
$291K 0.01%
16,500
-1,400
-8% -$23.7K
AIRM
1018
DELISTED
Air Methods Corp
AIRM
$291K 0.01%
5,000
-3,971
-44% -$198K
DO
1019
DELISTED
Diamond Offshore Drilling
DO
$291K 0.01%
5,122
+1,100
+27% +$66.3K
ANDV
1020
DELISTED
Andeavor
ANDV
$290K 0.01%
4,952
-962
-16% -$50K
CHI
1021
Calamos Convertible Opportunities and Income Fund
CHI
$1.06B
$288K 0.01%
21,747
-4,607
-17% -$60K
IJS icon
1022
iShares S&P Small-Cap 600 Value ETF
IJS
$8.31B
$288K 0.01%
5,182
-34
-0.7% -$1.81K
OII icon
1023
Oceaneering
OII
$5.04B
$288K 0.01%
3,660
-189
-5% -$15.3K
ANF icon
1024
Abercrombie & Fitch
ANF
$5.27B
$286K 0.01%
8,675
-35,991
-81% -$1.24M
NSLP
1025
DELISTED
NEW SOURCE ENERGY PARTNERS L P COM UNIT REPST LTD
NSLP
$286K 0.01%
12,237
+399
+3% +$8.95K
39 40
41
42 43

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NPT
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PVI
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WPL
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IAA
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RCM
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RCMNY
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SIM
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Oppenheimer & Co's Q4 2013 Portfolio in Review

As of Q4 2013, Oppenheimer & Co held 1,543 positions worth $3.13B, up 9.9% from $2.84B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Oppenheimer & Co's Q4 2013 filing shows 228 new, 546 increased, 510 reduced and 166 closed positions. Its largest new stake was TetraLogic Pharmaceuticals Corporation: 1,072,115 shares worth $10.2M. The largest sale was WisdomTree Emerging Markets Local Debt Fund, an estimated $5.52M.

By sector, the portfolio is most concentrated in Energy at 12% of assets, down from 13% a quarter earlier, followed by Healthcare and Industrials.

  • Oppenheimer & Co's largest Q4 2013 buy was TetraLogic Pharmaceuticals Corporation: 1,072,115 shares worth $10.2M.
  • Oppenheimer & Co added most to Invesco FTSE RAFI US 1000 ETF in Q4 2013, an estimated $8.14M increase.
  • Oppenheimer & Co's biggest Q4 2013 reduction was WisdomTree Emerging Markets Local Debt Fund, cutting an estimated $5.52M.
  • Oppenheimer & Co fully exited iShares Global Financials ETF in Q4 2013, selling an estimated $5.36M.
  • Oppenheimer & Co's ten largest holdings make up 12% of its $3.13B portfolio in Q4 2013.
  • Oppenheimer & Co opened 228 new positions and closed 166 in Q4 2013.
  • Oppenheimer & Co's portfolio value rose 9.9% quarter-over-quarter to $3.13B.

Based on Oppenheimer & Co's 13F filing for Q4 2013, filed 12 Feb 2014.