We are live on ! Find out more
OC

Oppenheimer & Co Portfolio holdings

AUM $9.37B
1-Year Est. Return 36.4%
This Fund
S&P 500
This Quarter Est. Return
-2.62%
1 Year Est. Return
+36.4%
3 Year Est. Return
+114.29%
5 Year Est. Return
+137.63%
10 Year Est. Return
+535.77%
AUM
$4.84B
AUM Growth
-$154M
Cap. Flow
+$25M
Cap. Flow %
0.52%
Top 10 Hldgs %
18.29%
Holding
1,493
New
82
Increased
580
Reduced
615
Closed
118

Top Buys

Rank Stock Value
1
DAUG icon
FT Vest US Equity Deep Buffer ETF August
DAUG
+$19.1M
2
DFAT icon
Dimensional US Targeted Value ETF
DFAT
+$7.21M
3
KVUE icon
Kenvue
KVUE
+$5.01M
4
COP icon
ConocoPhillips
COP
+$4.53M
5
EOG icon
EOG Resources
EOG
+$4.09M

Top Sells

Rank Stock Value
1
DDEC icon
FT Vest US Equity Deep Buffer ETF December
DDEC
+$15.1M
2
ETRN
Equitrans Midstream Corporation Common Stock
ETRN
+$7.88M
3
MRK icon
Merck
MRK
+$5.65M
4
JNJ icon
Johnson & Johnson
JNJ
+$5.36M
5
ATVI
Activision Blizzard
ATVI
+$3.62M

Sector Composition

Rank Sector Weight
1 Technology 18.65%
2 Financials 10.44%
3 Healthcare 9.35%
4 Industrials 8.91%
5 Consumer Discretionary 7.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NMFC icon
976
New Mountain Finance
NMFC
$730M
$458K 0.01%
35,385
+383
+1% +$4.88K
OUSA icon
977
ALPS O'Shares U.S. Quality Dividend ETF
OUSA
$759M
$458K 0.01%
10,918
-30
-0.3% -$1.31K
IYH icon
978
iShares US Healthcare ETF
IYH
$3.76B
$458K 0.01%
8,475
+345
+4% +$19.3K
MFC icon
979
Manulife Financial
MFC
$72.7B
$455K 0.01%
24,878
+1,715
+7% +$32.4K
FXO icon
980
First Trust Financials AlphaDEX Fund
FXO
$1.13B
$455K 0.01%
12,017
+134
+1% +$5.29K
IPG
981
DELISTED
Interpublic Group of Companies
IPG
$454K 0.01%
15,837
-281
-2% -$9.38K
RLJ icon
982
RLJ Lodging Trust
RLJ
$1.65B
$453K 0.01%
46,263
-54,812
-54% -$547K
FERG icon
983
Ferguson
FERG
$48.8B
$452K 0.01%
2,747
-18
-0.7% -$2.84K
PWV icon
984
Invesco Large Cap Value ETF
PWV
$1.78B
$451K 0.01%
9,638
-292
-3% -$13.9K
WDS icon
985
Woodside Energy
WDS
$44.3B
$451K 0.01%
19,365
+2,871
+17% +$69.9K
APLS
986
DELISTED
Apellis Pharmaceuticals
APLS
$450K 0.01%
11,839
+2,951
+33% +$130K
HWM icon
987
Howmet Aerospace
HWM
$112B
$450K 0.01%
9,735
+1
+0% +$49
HA
988
DELISTED
Hawaiian Holdings, Inc.
HA
$450K 0.01%
71,100
-1,000
-1% -$9.48K
AYI icon
989
Acuity Brands
AYI
$10.7B
$449K 0.01%
2,636
+50
+2% +$8.16K
NE icon
990
Noble Corp
NE
$7.1B
$449K 0.01%
+8,861
New +$452K
FLTR icon
991
VanEck IG Floating Rate ETF
FLTR
$3.04B
$444K 0.01%
17,558
-719
-4% -$18.1K
SRPT icon
992
Sarepta Therapeutics
SRPT
$1.92B
$443K 0.01%
3,655
– –
WHR icon
993
Whirlpool
WHR
$2.84B
$441K 0.01%
3,302
+57
+2% +$8.05K
BWX icon
994
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
$1.31B
$437K 0.01%
20,587
-340
-2% -$7.53K
IRM icon
995
Iron Mountain
IRM
$36.4B
$435K 0.01%
7,314
-167
-2% -$10.2K
TXG icon
996
10x Genomics
TXG
$7.62B
$434K 0.01%
10,532
-182
-2% -$9.47K
IDXX icon
997
Idexx Laboratories
IDXX
$46.2B
$434K 0.01%
992
+2
+0.2% +$997
DBMF icon
998
iMGP DBi Managed Futures Strategy ETF
DBMF
$4.2B
$433K 0.01%
14,967
-1,216
-8% -$33.8K
FSLR icon
999
First Solar
FSLR
$25.9B
$432K 0.01%
2,676
-1,490
-36% -$278K
CSQ icon
1000
Calamos Strategic Total Return Fund
CSQ
$3.35B
$432K 0.01%
30,677
+258
+0.8% +$3.8K
38 39
40
41 42

Similar funds

AC
Allstate Corporation Northbrook, Illinois $9.35B AUM 16.13% 1-Year Est. Return
NPT
National Philanthropic Trust Jenkintown, Pennsylvania $9.38B AUM 33.37% 1-Year Est. Return
PVI
Partners Value Investments Hamilton, Bermuda $9.34B AUM 12.2% 1-Year Est. Return
WPL
WINDACRE PARTNERSHIP LLC Houston, Texas $9.34B AUM 17.41% 1-Year Est. Return
IAA
Independent Advisor Alliance Charlotte, North Carolina $9.32B AUM 33.19% 1-Year Est. Return
RCM
RA Capital Management Boston, Massachusetts $9.44B AUM 157.3% 1-Year Est. Return
RCMNY
Rubric Capital Management (New York) New York $9.44B AUM 68.42% 1-Year Est. Return
SIM
SRS Investment Management New York $9.47B AUM 60.12% 1-Year Est. Return

Oppenheimer & Co's Q3 2023 Portfolio in Review

As of Q3 2023, Oppenheimer & Co held 1,493 positions worth $4.84B, down 3.1% from $5B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Oppenheimer & Co's Q3 2023 filing shows 82 new, 580 increased, 615 reduced and 118 closed positions. Its largest new stake was FT Vest US Equity Deep Buffer ETF August: 562,231 shares worth $18.6M. The largest sale was FT Vest US Equity Deep Buffer ETF December, an estimated $15.1M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

  • Oppenheimer & Co's largest Q3 2023 buy was FT Vest US Equity Deep Buffer ETF August: 562,231 shares worth $18.6M.
  • Oppenheimer & Co added most to ConocoPhillips in Q3 2023, an estimated $4.53M increase.
  • Oppenheimer & Co's biggest Q3 2023 reduction was Equitrans Midstream Corporation Common Stock, cutting an estimated $7.88M.
  • Oppenheimer & Co fully exited FT Vest US Equity Deep Buffer ETF December in Q3 2023, selling an estimated $15.1M.
  • Oppenheimer & Co's ten largest holdings make up 18% of its $4.84B portfolio in Q3 2023.
  • Oppenheimer & Co opened 82 new positions and closed 118 in Q3 2023.
  • Oppenheimer & Co's portfolio value fell 3.1% quarter-over-quarter to $4.84B.

Based on Oppenheimer & Co's 13F filing for Q3 2023, filed 8 Nov 2023.