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Oppenheimer & Co Portfolio holdings

AUM $9.37B
1-Year Est. Return 36.4%
This Fund
S&P 500
This Quarter Est. Return
-4.38%
1 Year Est. Return
+36.4%
3 Year Est. Return
+114.29%
5 Year Est. Return
+137.63%
10 Year Est. Return
+535.77%
AUM
$4.27B
AUM Growth
-$371M
Cap. Flow
-$127M
Cap. Flow %
-2.97%
Top 10 Hldgs %
17.39%
Holding
1,495
New
92
Increased
565
Reduced
626
Closed
135

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$15.8M
2
SPMB icon
State Street SPDR Portfolio Mortgage Backed Bond ETF
SPMB
+$8.71M
3
TIPZ icon
PIMCO Broad US TIPS Index Exchange-Traded Fund
TIPZ
+$7.71M
4
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$6.86M
5
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$6.79M

Top Sells

Rank Stock Value
1
TIPX icon
State Street SPDR Bloomberg 1-10 Year TIPS ETF
TIPX
+$11.6M
2
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$11.6M
3
IYK icon
iShares US Consumer Staples ETF
IYK
+$10.9M
4
XLRE icon
State Street Real Estate Select Sector SPDR ETF
XLRE
+$9.22M
5
MSFT icon
Microsoft
MSFT
+$6.77M

Sector Composition

Rank Sector Weight
1 Technology 16.08%
2 Financials 11.35%
3 Healthcare 11.26%
4 Industrials 8.28%
5 Consumer Discretionary 7.96%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OI icon
976
O-I Glass
OI
$1.1B
$401K 0.01%
+30,990
New +$420K
XENE icon
977
Xenon Pharmaceuticals
XENE
$6.11B
$401K 0.01%
+11,113
New +$400K
RSPT icon
978
Invesco S&P 500 Equal Weight Technology ETF
RSPT
$5.86B
$400K 0.01%
17,670
-250
-1% -$6.39K
MRO
979
DELISTED
Marathon Oil Corporation
MRO
$399K 0.01%
17,691
+93
+0.5% +$2.2K
CC icon
980
Chemours
CC
$2.23B
$398K 0.01%
16,130
-500
-3% -$16.5K
KEY icon
981
KeyCorp
KEY
$24.3B
$398K 0.01%
24,872
-1,194
-5% -$21.4K
WHR icon
982
Whirlpool
WHR
$2.84B
$396K 0.01%
2,941
-64
-2% -$10.2K
IBTE
983
DELISTED
iShares iBonds Dec 2024 Term Treasury ETF
IBTE
$393K 0.01%
16,393
+610
+4% +$14.8K
SNY icon
984
Sanofi
SNY
$104B
$390K 0.01%
10,249
-845
-8% -$37.7K
IBTD
985
DELISTED
iShares iBonds Dec 2023 Term Treasury ETF
IBTD
$387K 0.01%
15,642
+636
+4% +$15.8K
GLNG icon
986
Golar LNG
GLNG
$5.17B
$386K 0.01%
+15,485
New +$386K
WEN icon
987
Wendy's
WEN
$1.44B
$384K 0.01%
20,554
-3,972
-16% -$80K
LIT icon
988
Global X Lithium & Battery Tech ETF
LIT
$1.59B
$382K 0.01%
5,787
-5,354
-48% -$398K
NXST icon
989
Nexstar Media Group
NXST
$5.69B
$381K 0.01%
2,282
+868
+61% +$161K
UTG icon
990
Reaves Utility Income Fund
UTG
$3.63B
$381K 0.01%
14,015
-16,900
-55% -$535K
NCLH icon
991
Norwegian Cruise Line
NCLH
$8.59B
$379K 0.01%
33,360
+2,015
+6% +$26.5K
NTRS icon
992
Northern Trust
NTRS
$34.4B
$379K 0.01%
4,424
+1,190
+37% +$115K
OCSL icon
993
Oaktree Specialty Lending
OCSL
$1.13B
$379K 0.01%
21,042
-5,334
-20% -$109K
NEA icon
994
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.39B
$378K 0.01%
35,690
-35,470
-50% -$426K
HWM icon
995
Howmet Aerospace
HWM
$112B
$376K 0.01%
12,149
+2,452
+25% +$86K
MUJ icon
996
BlackRock MuniHoldings New Jersey Quality Fund
MUJ
$653M
$376K 0.01%
32,035
– –
EFV icon
997
iShares MSCI EAFE Value ETF
EFV
$30B
$375K 0.01%
+9,730
New +$415K
AIF
998
DELISTED
Apollo Tactical Income Fund Inc.
AIF
$375K 0.01%
+31,853
New +$405K
OEC icon
999
Orion
OEC
$377M
$372K 0.01%
27,850
– –
VPU
1000
Vanguard Utilities ETF
VPU
$8.44B
$372K 0.01%
2,618
+803
+44% +$128K
38 39
40
41 42

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NPT
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PVI
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WPL
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IAA
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RCM
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RCMNY
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Oppenheimer & Co's Q3 2022 Portfolio in Review

As of Q3 2022, Oppenheimer & Co held 1,495 positions worth $4.27B, down 8% from $4.65B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Oppenheimer & Co's Q3 2022 filing shows 92 new, 565 increased, 626 reduced and 135 closed positions. Its largest new stake was State Street SPDR Portfolio Mortgage Backed Bond ETF: 383,244 shares worth $8.22M. The largest sale was State Street SPDR Bloomberg 1-10 Year TIPS ETF, an estimated $11.6M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 16% a quarter earlier, followed by Financials and Healthcare.

  • Oppenheimer & Co's largest Q3 2022 buy was State Street SPDR Portfolio Mortgage Backed Bond ETF: 383,244 shares worth $8.22M.
  • Oppenheimer & Co added most to iShares 20+ Year Treasury Bond ETF in Q3 2022, an estimated $15.8M increase.
  • Oppenheimer & Co's biggest Q3 2022 reduction was State Street SPDR Bloomberg 1-10 Year TIPS ETF, cutting an estimated $11.6M.
  • Oppenheimer & Co fully exited iShares US Consumer Staples ETF in Q3 2022, selling an estimated $10.9M.
  • Oppenheimer & Co's ten largest holdings make up 17% of its $4.27B portfolio in Q3 2022.
  • Oppenheimer & Co opened 92 new positions and closed 135 in Q3 2022.
  • Oppenheimer & Co's portfolio value fell 8% quarter-over-quarter to $4.27B.

Based on Oppenheimer & Co's 13F filing for Q3 2022, filed 14 Nov 2022.