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Oppenheimer & Co Portfolio holdings

AUM $9.37B
1-Year Est. Return 36.4%
This Fund
S&P 500
This Quarter Est. Return
+8.78%
1 Year Est. Return
+36.4%
3 Year Est. Return
+114.29%
5 Year Est. Return
+137.63%
10 Year Est. Return
+535.77%
AUM
$3.13B
AUM Growth
+$281M
Cap. Flow
+$61.6M
Cap. Flow %
1.97%
Top 10 Hldgs %
12.2%
Holding
1,543
New
228
Increased
546
Reduced
510
Closed
166

Top Buys

Rank Stock Value
1
TLOG
TetraLogic Pharmaceuticals Corporation
TLOG
+$8.36M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$8.14M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.91M
4
KMB icon
Kimberly-Clark
KMB
+$5.03M
5
EWU icon
iShares MSCI United Kingdom ETF
EWU
+$3.89M

Top Sells

Rank Stock Value
1
ELD icon
WisdomTree Emerging Markets Local Debt Fund
ELD
+$5.52M
2
BKLN icon
Invesco Senior Loan ETF
BKLN
+$5.39M
3
IXG icon
iShares Global Financials ETF
IXG
+$5.36M
4
CVE icon
Cenovus Energy
CVE
+$5.09M
5
EPP icon
iShares MSCI Pacific ex Japan ETF
EPP
+$4.89M

Sector Composition

Rank Sector Weight
1 Energy 12.37%
2 Healthcare 10.59%
3 Industrials 9.5%
4 Financials 9.49%
5 Technology 9.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PKG icon
976
Packaging Corp of America
PKG
$22.6B
$328K 0.01%
+5,173
New +$314K
CRNT icon
977
Ceragon Networks
CRNT
$195M
$327K 0.01%
110,000
+47,500
+76% +$151K
SKYY icon
978
First Trust Cloud Computing ETF
SKYY
$3.22B
$327K 0.01%
12,306
-1,789
-13% -$45K
SJI
979
DELISTED
South Jersey Industries, Inc.
SJI
$323K 0.01%
11,536
+46
+0.4% +$1.31K
BGG
980
DELISTED
Briggs & Stratton Corp.
BGG
$322K 0.01%
+14,803
New +$293K
CLMT icon
981
Calumet Specialty Products
CLMT
$3.96B
$321K 0.01%
12,331
-9,431
-43% -$264K
HYS icon
982
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.77B
$321K 0.01%
3,020
+570
+23% +$60.5K
AWF
983
AllianceBernstein Global High Income Fund
AWF
$873M
$319K 0.01%
22,300
-500
-2% -$7.44K
UNM icon
984
Unum
UNM
$14.4B
$319K 0.01%
9,100
– –
AVGO icon
985
Broadcom
AVGO
$2.02T
$318K 0.01%
60,090
-53,150
-47% -$245K
EWS icon
986
iShares MSCI Singapore ETF
EWS
$1.15B
$318K 0.01%
12,064
-371
-3% -$9.98K
NTI
987
DELISTED
NORTHERN TIER ENERGY LP CLASS A
NTI
$318K 0.01%
12,925
-7,000
-35% -$165K
CE icon
988
Celanese
CE
$4.87B
$315K 0.01%
5,688
-25,005
-81% -$1.39M
FMC icon
989
FMC
FMC
$1.29B
$315K 0.01%
4,821
-1,188
-20% -$75.4K
SCM icon
990
Stellus Capital Investment Corp
SCM
$243M
$315K 0.01%
21,167
+7,506
+55% +$111K
OCSI
991
DELISTED
Oaktree Strategic Income Corporation
OCSI
$315K 0.01%
+23,800
New +$321K
MTB icon
992
M&T Bank
MTB
$36.2B
$314K 0.01%
2,703
+268
+11% +$30.5K
WPM icon
993
Wheaton Precious Metals
WPM
$60.9B
$313K 0.01%
+15,520
New +$337K
VSEC icon
994
VSE Corp
VSEC
$6.12B
$312K 0.01%
13,000
– –
SREV
995
DELISTED
ServiceSource International, Inc.
SREV
$312K 0.01%
37,250
-3,327
-8% -$33.4K
AMJ
996
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$311K 0.01%
6,714
-10,197
-60% -$460K
CVC
997
DELISTED
CABLEVISION SYS CP NY GRP CL-A
CVC
$310K 0.01%
+17,315
New +$280K
NNN icon
998
NNN REIT
NNN
$8.83B
$309K 0.01%
10,190
+217
+2% +$7.03K
VONG icon
999
Vanguard Russell 1000 Growth ETF
VONG
$45.7B
$309K 0.01%
14,000
– –
MDRX
1000
DELISTED
Veradigm Inc. Common Stock
MDRX
$309K 0.01%
+20,000
New +$295K
38 39
40
41 42

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Oppenheimer & Co's Q4 2013 Portfolio in Review

As of Q4 2013, Oppenheimer & Co held 1,543 positions worth $3.13B, up 9.9% from $2.84B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Oppenheimer & Co's Q4 2013 filing shows 228 new, 546 increased, 510 reduced and 166 closed positions. Its largest new stake was TetraLogic Pharmaceuticals Corporation: 1,072,115 shares worth $10.2M. The largest sale was WisdomTree Emerging Markets Local Debt Fund, an estimated $5.52M.

By sector, the portfolio is most concentrated in Energy at 12% of assets, down from 13% a quarter earlier, followed by Healthcare and Industrials.

  • Oppenheimer & Co's largest Q4 2013 buy was TetraLogic Pharmaceuticals Corporation: 1,072,115 shares worth $10.2M.
  • Oppenheimer & Co added most to Invesco FTSE RAFI US 1000 ETF in Q4 2013, an estimated $8.14M increase.
  • Oppenheimer & Co's biggest Q4 2013 reduction was WisdomTree Emerging Markets Local Debt Fund, cutting an estimated $5.52M.
  • Oppenheimer & Co fully exited iShares Global Financials ETF in Q4 2013, selling an estimated $5.36M.
  • Oppenheimer & Co's ten largest holdings make up 12% of its $3.13B portfolio in Q4 2013.
  • Oppenheimer & Co opened 228 new positions and closed 166 in Q4 2013.
  • Oppenheimer & Co's portfolio value rose 9.9% quarter-over-quarter to $3.13B.

Based on Oppenheimer & Co's 13F filing for Q4 2013, filed 12 Feb 2014.