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Oppenheimer & Co Portfolio holdings

AUM $9.37B
1-Year Est. Return 36.4%
This Fund
S&P 500
This Quarter Est. Return
-2.62%
1 Year Est. Return
+36.4%
3 Year Est. Return
+114.29%
5 Year Est. Return
+137.63%
10 Year Est. Return
+535.77%
AUM
$4.84B
AUM Growth
-$154M
Cap. Flow
+$25M
Cap. Flow %
0.52%
Top 10 Hldgs %
18.29%
Holding
1,493
New
82
Increased
580
Reduced
615
Closed
118

Top Buys

Rank Stock Value
1
DAUG icon
FT Vest US Equity Deep Buffer ETF August
DAUG
+$19.1M
2
DFAT icon
Dimensional US Targeted Value ETF
DFAT
+$7.21M
3
KVUE icon
Kenvue
KVUE
+$5.01M
4
COP icon
ConocoPhillips
COP
+$4.53M
5
EOG icon
EOG Resources
EOG
+$4.09M

Top Sells

Rank Stock Value
1
DDEC icon
FT Vest US Equity Deep Buffer ETF December
DDEC
+$15.1M
2
ETRN
Equitrans Midstream Corporation Common Stock
ETRN
+$7.88M
3
MRK icon
Merck
MRK
+$5.65M
4
JNJ icon
Johnson & Johnson
JNJ
+$5.36M
5
ATVI
Activision Blizzard
ATVI
+$3.62M

Sector Composition

Rank Sector Weight
1 Technology 18.65%
2 Financials 10.44%
3 Healthcare 9.35%
4 Industrials 8.91%
5 Consumer Discretionary 7.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VTWV icon
951
Vanguard Russell 2000 Value ETF
VTWV
$1.36B
$492K 0.01%
4,121
+1,364
+49% +$172K
WBA
952
DELISTED
Walgreens Boots Alliance
WBA
$492K 0.01%
22,116
-21,135
-49% -$562K
FLG
953
Flagstar Bank National Association
FLG
$5.89B
$489K 0.01%
14,371
-2,080
-13% -$75.3K
NSP icon
954
Insperity
NSP
$1.94B
$488K 0.01%
5,000
-115
-2% -$12K
CCD
955
Calamos Dynamic Convertible & Income Fund
CCD
$745M
$487K 0.01%
26,111
+4,948
+23% +$101K
AIRR icon
956
First Trust RBA American Industrial Renaissance ETF
AIRR
$10.7B
$484K 0.01%
9,399
+225
+2% +$12.1K
PPL
957
PPL Corp
PPL
$26.5B
$481K 0.01%
20,435
-5,494
-21% -$142K
ISTB icon
958
iShares Core 1-5 Year USD Bond ETF
ISTB
$5.12B
$480K 0.01%
10,360
+941
+10% +$43.8K
REGL icon
959
ProShares S&P MidCap 400 Dividend Aristocrats ETF
REGL
$1.81B
$480K 0.01%
7,199
+343
+5% +$24K
RSPT icon
960
Invesco S&P 500 Equal Weight Technology ETF
RSPT
$5.86B
$478K 0.01%
16,970
-120
-0.7% -$3.5K
ADUS icon
961
Addus HomeCare
ADUS
$2.18B
$476K 0.01%
5,589
-17
-0.3% -$1.51K
BTO
962
John Hancock Financial Opportunities Fund
BTO
$809M
$474K 0.01%
18,066
+1,606
+10% +$44.6K
PNW icon
963
Pinnacle West Capital
PNW
$12.1B
$473K 0.01%
6,418
-1,223
-16% -$97.1K
ENS icon
964
EnerSys
ENS
$6.79B
$472K 0.01%
+4,991
New +$512K
MCK icon
965
McKesson
MCK
$105B
$472K 0.01%
1,085
-59
-5% -$24.9K
COPX icon
966
Global X Copper Miners ETF NEW
COPX
$8.25B
$471K 0.01%
+12,932
New +$493K
ALLY icon
967
Ally Financial
ALLY
$13.4B
$469K 0.01%
17,595
-3,315
-16% -$92.6K
RGLD icon
968
Royal Gold
RGLD
$19.8B
$469K 0.01%
4,414
-336
-7% -$38.2K
NVG icon
969
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.68B
$466K 0.01%
45,194
+1,290
+3% +$14.5K
SLRC icon
970
SLR Investment Corp
SLRC
$706M
$464K 0.01%
30,160
-41,575
-58% -$626K
MUR icon
971
Murphy Oil
MUR
$5.12B
$463K 0.01%
10,219
+5
+0% +$218
AVAV icon
972
AeroVironment
AVAV
$9.92B
$463K 0.01%
+4,153
New +$418K
NJR icon
973
New Jersey Resources
NJR
$5.55B
$461K 0.01%
11,351
-98
-0.9% -$4.29K
USMV icon
974
iShares MSCI USA Min Vol Factor ETF
USMV
$24.4B
$461K 0.01%
6,368
+16
+0.3% +$1.19K
EMB icon
975
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.9B
$459K 0.01%
5,562
-101
-2% -$8.62K
37 38
39
40 41

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NPT
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PVI
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WPL
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IAA
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RCM
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RCMNY
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SIM
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Oppenheimer & Co's Q3 2023 Portfolio in Review

As of Q3 2023, Oppenheimer & Co held 1,493 positions worth $4.84B, down 3.1% from $5B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Oppenheimer & Co's Q3 2023 filing shows 82 new, 580 increased, 615 reduced and 118 closed positions. Its largest new stake was FT Vest US Equity Deep Buffer ETF August: 562,231 shares worth $18.6M. The largest sale was FT Vest US Equity Deep Buffer ETF December, an estimated $15.1M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

  • Oppenheimer & Co's largest Q3 2023 buy was FT Vest US Equity Deep Buffer ETF August: 562,231 shares worth $18.6M.
  • Oppenheimer & Co added most to ConocoPhillips in Q3 2023, an estimated $4.53M increase.
  • Oppenheimer & Co's biggest Q3 2023 reduction was Equitrans Midstream Corporation Common Stock, cutting an estimated $7.88M.
  • Oppenheimer & Co fully exited FT Vest US Equity Deep Buffer ETF December in Q3 2023, selling an estimated $15.1M.
  • Oppenheimer & Co's ten largest holdings make up 18% of its $4.84B portfolio in Q3 2023.
  • Oppenheimer & Co opened 82 new positions and closed 118 in Q3 2023.
  • Oppenheimer & Co's portfolio value fell 3.1% quarter-over-quarter to $4.84B.

Based on Oppenheimer & Co's 13F filing for Q3 2023, filed 8 Nov 2023.