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Oppenheimer & Co Portfolio holdings

AUM $9.37B
1-Year Est. Return 36.4%
This Fund
S&P 500
This Quarter Est. Return
+15.61%
1 Year Est. Return
+36.4%
3 Year Est. Return
+114.29%
5 Year Est. Return
+137.63%
10 Year Est. Return
+535.77%
AUM
$4.74B
AUM Growth
+$743M
Cap. Flow
+$207M
Cap. Flow %
4.37%
Top 10 Hldgs %
17.46%
Holding
1,440
New
165
Increased
569
Reduced
526
Closed
100

Top Buys

Rank Stock Value
1
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$20.3M
2
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$16.8M
3
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$16.2M
4
EMB icon
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
+$15.9M
5
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$15.5M

Top Sells

Rank Stock Value
1
SH icon
ProShares Short S&P500
SH
+$9.67M
2
LOW icon
Lowe's Companies
LOW
+$6.73M
3
ALB icon
Albemarle
ALB
+$5.55M
4
VEEV icon
Veeva Systems
VEEV
+$5.27M
5
CHWY icon
Chewy
CHWY
+$5.11M

Sector Composition

Rank Sector Weight
1 Technology 18.79%
2 Healthcare 11.15%
3 Financials 10.55%
4 Consumer Discretionary 9.84%
5 Industrials 7.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ACC
951
DELISTED
American Campus Communities, Inc.
ACC
$428K 0.01%
10,001
– –
GOGO icon
952
Gogo Inc
GOGO
$383M
$427K 0.01%
+44,360
New +$439K
BFH icon
953
Bread Financial
BFH
$4.41B
$424K 0.01%
7,176
+296
+4% +$14.9K
BGB
954
Blackstone Strategic Credit 2027 Term Fund
BGB
$505M
$424K 0.01%
33,981
+4,150
+14% +$51K
UAL icon
955
United Airlines
UAL
$40.6B
$424K 0.01%
9,798
-5,690
-37% -$230K
W icon
956
Wayfair
W
$14.2B
$423K 0.01%
1,873
+163
+10% +$43.3K
XLG icon
957
Invesco S&P 500 Top 50 ETF
XLG
$10.9B
$423K 0.01%
14,840
+520
+4% +$14.2K
TTE icon
958
TotalEnergies
TTE
$194B
$421K 0.01%
+10,048
New +$388K
DB icon
959
Deutsche Bank
DB
$72.3B
$420K 0.01%
38,498
-27,477
-42% -$283K
BOND icon
960
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.48B
$419K 0.01%
3,700
-580
-14% -$65.1K
AMLP icon
961
Alerian MLP ETF
AMLP
$13.2B
$417K 0.01%
16,253
+2,689
+20% +$64.6K
AZTA icon
962
Azenta
AZTA
$1.46B
$416K 0.01%
6,126
-179
-3% -$11.2K
STT icon
963
State Street
STT
$52.1B
$413K 0.01%
5,679
+1,181
+26% +$80.2K
MNDT
964
DELISTED
Mandiant, Inc. Common Stock
MNDT
$413K 0.01%
17,897
-13,092
-42% -$202K
IEP icon
965
Icahn Enterprises
IEP
$5.35B
$412K 0.01%
8,138
– –
TFLO icon
966
iShares Treasury Floating Rate Bond ETF
TFLO
$6.72B
$412K 0.01%
8,204
-3,475
-30% -$175K
OGE icon
967
OGE Energy
OGE
$9.69B
$410K 0.01%
12,860
+258
+2% +$8.34K
FPF
968
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.08B
$408K 0.01%
16,954
-2,761
-14% -$61.9K
FFC
969
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$782M
$407K 0.01%
17,387
– –
UTHR icon
970
United Therapeutics
UTHR
$22.3B
$407K 0.01%
2,682
-34
-1% -$4.46K
PSNL icon
971
Personalis
PSNL
$1.52B
$406K 0.01%
11,099
-3,082
-22% -$93.2K
MOTI icon
972
VanEck Morningstar International Moat ETF
MOTI
$76.3M
$404K 0.01%
12,000
-1,150
-9% -$36.5K
FSD
973
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
$403K 0.01%
27,251
-15,446
-36% -$220K
GLUU
974
DELISTED
Glu Mobile Inc.
GLUU
$402K 0.01%
44,637
-16,883
-27% -$146K
AVAV icon
975
AeroVironment
AVAV
$9.73B
$399K 0.01%
+4,594
New +$369K
37 38
39
40 41

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PVI
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RCM
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RCMNY
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Oppenheimer & Co's Q4 2020 Portfolio in Review

As of Q4 2020, Oppenheimer & Co held 1,440 positions worth $4.74B, up 19% from $4B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Oppenheimer & Co deployed $207M of net new capital in Q4 2020, opening 165 new positions and adding to 569 existing holdings. Its largest new stake was State Street SPDR Bloomberg High Yield Bond ETF: 152,386 shares worth $16.6M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 19% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was ProShares Short S&P500, an estimated $9.67M trimmed.

  • Oppenheimer & Co's largest Q4 2020 buy was State Street SPDR Bloomberg High Yield Bond ETF: 152,386 shares worth $16.6M.
  • Oppenheimer & Co added most to Vanguard Intermediate-Term Bond ETF in Q4 2020, an estimated $20.3M increase.
  • Oppenheimer & Co's biggest Q4 2020 reduction was ProShares Short S&P500, cutting an estimated $9.67M.
  • Oppenheimer & Co fully exited PagerDuty in Q4 2020, selling an estimated $2.96M.
  • Oppenheimer & Co's ten largest holdings make up 17% of its $4.74B portfolio in Q4 2020.
  • Oppenheimer & Co opened 165 new positions and closed 100 in Q4 2020.
  • Oppenheimer & Co's portfolio value rose 19% quarter-over-quarter to $4.74B.

Based on Oppenheimer & Co's 13F filing for Q4 2020, filed 11 Feb 2021.