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Oppenheimer & Co Portfolio holdings

AUM $9.37B
1-Year Est. Return 36.4%
This Fund
S&P 500
This Quarter Est. Return
+8.78%
1 Year Est. Return
+36.4%
3 Year Est. Return
+114.29%
5 Year Est. Return
+137.63%
10 Year Est. Return
+535.77%
AUM
$3.13B
AUM Growth
+$281M
Cap. Flow
+$61.6M
Cap. Flow %
1.97%
Top 10 Hldgs %
12.2%
Holding
1,543
New
228
Increased
546
Reduced
510
Closed
166

Top Buys

Rank Stock Value
1
TLOG
TetraLogic Pharmaceuticals Corporation
TLOG
+$8.36M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$8.14M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.91M
4
KMB icon
Kimberly-Clark
KMB
+$5.03M
5
EWU icon
iShares MSCI United Kingdom ETF
EWU
+$3.89M

Top Sells

Rank Stock Value
1
ELD icon
WisdomTree Emerging Markets Local Debt Fund
ELD
+$5.52M
2
BKLN icon
Invesco Senior Loan ETF
BKLN
+$5.39M
3
IXG icon
iShares Global Financials ETF
IXG
+$5.36M
4
CVE icon
Cenovus Energy
CVE
+$5.09M
5
EPP icon
iShares MSCI Pacific ex Japan ETF
EPP
+$4.89M

Sector Composition

Rank Sector Weight
1 Energy 12.37%
2 Healthcare 10.59%
3 Industrials 9.5%
4 Financials 9.49%
5 Technology 9.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ATR icon
951
AptarGroup
ATR
$8.51B
$353K 0.01%
5,213
– –
NGG icon
952
National Grid
NGG
$79.9B
$351K 0.01%
5,569
+770
+16% +$46.2K
ACG
953
DELISTED
AllianceBernstein Income Fund Inc
ACG
$351K 0.01%
49,257
-6,494
-12% -$45.8K
FAST icon
954
Fastenal
FAST
$59.6B
$350K 0.01%
29,404
+4,968
+20% +$59.7K
HMH
955
DELISTED
HELIOS MULTI-SECTOR HIGH INCOME FD, INC
HMH
$350K 0.01%
58,240
-7,969
-12% -$47.1K
ACI
956
DELISTED
ARCH COAL, INC.
ACI
$347K 0.01%
7,810
-2,243
-22% -$94.1K
MINT icon
957
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17.1B
$345K 0.01%
3,407
+1,157
+51% +$117K
WX
958
DELISTED
WUXI PHARMATECH, CAYMAN INC REPSTG 8 ORD SHS
WX
$345K 0.01%
8,982
-1,458
-14% -$46K
STI
959
DELISTED
SunTrust Banks, Inc.
STI
$344K 0.01%
9,357
+735
+9% +$25.6K
FHY
960
DELISTED
First Trust Strategic High
FHY
$343K 0.01%
21,360
-10,106
-32% -$159K
CAKE icon
961
Cheesecake Factory
CAKE
$5.47B
$342K 0.01%
7,082
-301
-4% -$14.1K
SFE
962
DELISTED
Safeguard Scientifics, Inc.
SFE
$340K 0.01%
16,915
– –
ALL icon
963
Allstate
ALL
$68.3B
$339K 0.01%
6,224
+1
+0% +$53
XONE
964
DELISTED
The ExOne Company
XONE
$339K 0.01%
+5,609
New +$304K
VDE icon
965
Vanguard Energy ETF
VDE
$10.2B
$338K 0.01%
2,675
-118
-4% -$14.7K
TGP
966
DELISTED
Teekay LNG Partners L.P.
TGP
$338K 0.01%
7,925
-650
-8% -$26.7K
JRO
967
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$336K 0.01%
27,603
+8,204
+42% +$98.7K
JFR icon
968
Nuveen Floating Rate Income Fund
JFR
$1.25B
$335K 0.01%
28,111
+13,411
+91% +$160K
IYM icon
969
iShares US Basic Materials ETF
IYM
$1.03B
$333K 0.01%
+4,083
New +$317K
RWM icon
970
ProShares Short Russell2000
RWM
$101M
$331K 0.01%
4,896
-1,060
-18% -$75.3K
ANGI icon
971
Angi Inc
ANGI
$185M
$330K 0.01%
+2,179
New +$311K
PXJ icon
972
Invesco Oil & Gas Services ETF
PXJ
$63.9M
$330K 0.01%
2,552
-115
-4% -$14.8K
CIE
973
DELISTED
Cobalt International Energy, Inc
CIE
$330K 0.01%
+1,337
New +$418K
TWC
974
DELISTED
TIME WARNER CABLE INC NEW COM STK
TWC
$330K 0.01%
+2,431
New +$302K
VJET
975
DELISTED
VOXELJET AG American Depositary Shares (each representing one Ordinary Share)
VJET
$329K 0.01%
+1,669
New +$333K
37 38
39
40 41

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PVI
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RCM
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Oppenheimer & Co's Q4 2013 Portfolio in Review

As of Q4 2013, Oppenheimer & Co held 1,543 positions worth $3.13B, up 9.9% from $2.84B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Oppenheimer & Co's Q4 2013 filing shows 228 new, 546 increased, 510 reduced and 166 closed positions. Its largest new stake was TetraLogic Pharmaceuticals Corporation: 1,072,115 shares worth $10.2M. The largest sale was WisdomTree Emerging Markets Local Debt Fund, an estimated $5.52M.

By sector, the portfolio is most concentrated in Energy at 12% of assets, down from 13% a quarter earlier, followed by Healthcare and Industrials.

  • Oppenheimer & Co's largest Q4 2013 buy was TetraLogic Pharmaceuticals Corporation: 1,072,115 shares worth $10.2M.
  • Oppenheimer & Co added most to Invesco FTSE RAFI US 1000 ETF in Q4 2013, an estimated $8.14M increase.
  • Oppenheimer & Co's biggest Q4 2013 reduction was WisdomTree Emerging Markets Local Debt Fund, cutting an estimated $5.52M.
  • Oppenheimer & Co fully exited iShares Global Financials ETF in Q4 2013, selling an estimated $5.36M.
  • Oppenheimer & Co's ten largest holdings make up 12% of its $3.13B portfolio in Q4 2013.
  • Oppenheimer & Co opened 228 new positions and closed 166 in Q4 2013.
  • Oppenheimer & Co's portfolio value rose 9.9% quarter-over-quarter to $3.13B.

Based on Oppenheimer & Co's 13F filing for Q4 2013, filed 12 Feb 2014.