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Oppenheimer & Co Portfolio holdings

AUM $9.37B
1-Year Est. Return 36.4%
This Fund
S&P 500
This Quarter Est. Return
-2.62%
1 Year Est. Return
+36.4%
3 Year Est. Return
+114.29%
5 Year Est. Return
+137.63%
10 Year Est. Return
+535.77%
AUM
$4.84B
AUM Growth
-$154M
Cap. Flow
+$25M
Cap. Flow %
0.52%
Top 10 Hldgs %
18.29%
Holding
1,493
New
82
Increased
580
Reduced
615
Closed
118

Top Buys

Rank Stock Value
1
DAUG icon
FT Vest US Equity Deep Buffer ETF August
DAUG
+$19.1M
2
DFAT icon
Dimensional US Targeted Value ETF
DFAT
+$7.21M
3
KVUE icon
Kenvue
KVUE
+$5.01M
4
COP icon
ConocoPhillips
COP
+$4.53M
5
EOG icon
EOG Resources
EOG
+$4.09M

Top Sells

Rank Stock Value
1
DDEC icon
FT Vest US Equity Deep Buffer ETF December
DDEC
+$15.1M
2
ETRN
Equitrans Midstream Corporation Common Stock
ETRN
+$7.88M
3
MRK icon
Merck
MRK
+$5.65M
4
JNJ icon
Johnson & Johnson
JNJ
+$5.36M
5
ATVI
Activision Blizzard
ATVI
+$3.62M

Sector Composition

Rank Sector Weight
1 Technology 18.65%
2 Financials 10.44%
3 Healthcare 9.35%
4 Industrials 8.91%
5 Consumer Discretionary 7.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TYG
926
Tortoise Energy Infrastructure Corp
TYG
$1.09B
$528K 0.01%
18,265
+1,350
+8% +$40.7K
RCL icon
927
Royal Caribbean
RCL
$82.1B
$528K 0.01%
5,725
-1,625
-22% -$163K
SWK icon
928
Stanley Black & Decker
SWK
$15.7B
$527K 0.01%
6,308
-338
-5% -$31.3K
SRVR icon
929
Pacer Data & Infrastructure Real Estate ETF
SRVR
$380M
$525K 0.01%
20,285
-1,757
-8% -$50.2K
IBDQ
930
DELISTED
iShares iBonds Dec 2025 Term Corporate ETF
IBDQ
$525K 0.01%
21,529
+1,160
+6% +$28.3K
INCY icon
931
Incyte
INCY
$24.5B
$518K 0.01%
8,965
-6,104
-41% -$385K
VTWG icon
932
Vanguard Russell 2000 Growth ETF
VTWG
$1.55B
$517K 0.01%
3,169
+923
+41% +$161K
KWEB icon
933
KraneShares CSI China Internet ETF
KWEB
$5.56B
$514K 0.01%
+18,797
New +$535K
OMCL icon
934
Omnicell
OMCL
$1.68B
$514K 0.01%
+11,401
New +$691K
CGUS icon
935
Capital Group Core Equity ETF
CGUS
$11.8B
$513K 0.01%
20,425
+1,200
+6% +$31.1K
TEL icon
936
TE Connectivity
TEL
$63.3B
$513K 0.01%
4,151
-2,144
-34% -$287K
PMO
937
Franklin Municipal Opportunities Trust
PMO
$285M
$509K 0.01%
55,344
-16,391
-23% -$163K
GFS icon
938
GlobalFoundries
GFS
$27.9B
$508K 0.01%
8,730
-75
-0.9% -$4.45K
VOE icon
939
Vanguard Morningstar Mid-Cap Value ETF
VOE
$24.4B
$505K 0.01%
3,857
-6,579
-63% -$911K
BTI icon
940
British American Tobacco
BTI
$122B
$504K 0.01%
16,046
+134
+0.8% +$4.42K
BMO icon
941
Bank of Montreal
BMO
$127B
$504K 0.01%
5,971
+314
+6% +$27.6K
IBDP
942
DELISTED
iShares iBonds Dec 2024 Term Corporate ETF
IBDP
$503K 0.01%
20,358
+980
+5% +$24.2K
WPC icon
943
W.P. Carey
WPC
$15.9B
$500K 0.01%
9,432
+2,979
+46% +$191K
TENB icon
944
Tenable Holdings
TENB
$4.17B
$500K 0.01%
11,150
-250
-2% -$11.2K
IVOL icon
945
Quadratic Interest Rate Volatility and Inflation Hedge ETF
IVOL
$270M
$499K 0.01%
24,269
– –
IFN
946
Aberdeen India Fund
IFN
$508M
$499K 0.01%
28,636
+11,311
+65% +$191K
GSBD icon
947
Goldman Sachs BDC
GSBD
$1.09B
$496K 0.01%
34,098
-2,671
-7% -$38.4K
PWB icon
948
Invesco Large Cap Growth ETF
PWB
$2.39B
$495K 0.01%
7,307
-214
-3% -$15.1K
XYLD icon
949
Global X S&P 500 Covered Call ETF
XYLD
$3.28B
$494K 0.01%
+12,714
New +$515K
TMDX icon
950
Transmedics
TMDX
$3.1B
$492K 0.01%
8,991
-3,599
-29% -$259K
36 37
38
39 40

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RCM
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Oppenheimer & Co's Q3 2023 Portfolio in Review

As of Q3 2023, Oppenheimer & Co held 1,493 positions worth $4.84B, down 3.1% from $5B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Oppenheimer & Co's Q3 2023 filing shows 82 new, 580 increased, 615 reduced and 118 closed positions. Its largest new stake was FT Vest US Equity Deep Buffer ETF August: 562,231 shares worth $18.6M. The largest sale was FT Vest US Equity Deep Buffer ETF December, an estimated $15.1M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

  • Oppenheimer & Co's largest Q3 2023 buy was FT Vest US Equity Deep Buffer ETF August: 562,231 shares worth $18.6M.
  • Oppenheimer & Co added most to ConocoPhillips in Q3 2023, an estimated $4.53M increase.
  • Oppenheimer & Co's biggest Q3 2023 reduction was Equitrans Midstream Corporation Common Stock, cutting an estimated $7.88M.
  • Oppenheimer & Co fully exited FT Vest US Equity Deep Buffer ETF December in Q3 2023, selling an estimated $15.1M.
  • Oppenheimer & Co's ten largest holdings make up 18% of its $4.84B portfolio in Q3 2023.
  • Oppenheimer & Co opened 82 new positions and closed 118 in Q3 2023.
  • Oppenheimer & Co's portfolio value fell 3.1% quarter-over-quarter to $4.84B.

Based on Oppenheimer & Co's 13F filing for Q3 2023, filed 8 Nov 2023.