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Oppenheimer & Co Portfolio holdings

AUM $9.37B
1-Year Est. Return 36.4%
This Fund
S&P 500
This Quarter Est. Return
+15.61%
1 Year Est. Return
+36.4%
3 Year Est. Return
+114.29%
5 Year Est. Return
+137.63%
10 Year Est. Return
+535.77%
AUM
$4.74B
AUM Growth
+$743M
Cap. Flow
+$207M
Cap. Flow %
4.37%
Top 10 Hldgs %
17.46%
Holding
1,440
New
165
Increased
569
Reduced
526
Closed
100

Top Buys

Rank Stock Value
1
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$20.3M
2
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$16.8M
3
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$16.2M
4
EMB icon
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
+$15.9M
5
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$15.5M

Top Sells

Rank Stock Value
1
SH icon
ProShares Short S&P500
SH
+$9.67M
2
LOW icon
Lowe's Companies
LOW
+$6.73M
3
ALB icon
Albemarle
ALB
+$5.55M
4
VEEV icon
Veeva Systems
VEEV
+$5.27M
5
CHWY icon
Chewy
CHWY
+$5.11M

Sector Composition

Rank Sector Weight
1 Technology 18.79%
2 Healthcare 11.15%
3 Financials 10.55%
4 Consumer Discretionary 9.84%
5 Industrials 7.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AWF
926
AllianceBernstein Global High Income Fund
AWF
$878M
$459K 0.01%
38,947
-12,651
-25% -$139K
REYN icon
927
Reynolds Consumer Products
REYN
$5.53B
$458K 0.01%
15,243
+7,500
+97% +$227K
RF icon
928
Regions Financial
RF
$26.9B
$457K 0.01%
+28,394
New +$411K
MUNI icon
929
PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund
MUNI
$3.12B
$454K 0.01%
+7,997
New +$450K
TDG icon
930
TransDigm Group
TDG
$69B
$453K 0.01%
732
-360
-33% -$198K
AIMC
931
DELISTED
Altra Industrial Motion Corp
AIMC
$453K 0.01%
+8,168
New +$402K
BSCM
932
DELISTED
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
$453K 0.01%
20,815
+614
+3% +$13.4K
PLUG icon
933
Plug Power
PLUG
$3.2B
$451K 0.01%
13,290
-27,945
-68% -$633K
COLD icon
934
Americold
COLD
$4.18B
$449K 0.01%
12,035
+3,360
+39% +$121K
FMC icon
935
FMC
FMC
$1.27B
$448K 0.01%
3,894
+1,218
+46% +$136K
MRTX
936
DELISTED
Mirati Therapeutics, Inc. Common Stock
MRTX
$447K 0.01%
2,035
+35
+2% +$7.57K
NVAX icon
937
Novavax
NVAX
$1.31B
$446K 0.01%
3,997
+137
+4% +$14.6K
BSCL
938
DELISTED
Invesco BulletShares 2021 Corporate Bond ETF
BSCL
$446K 0.01%
21,007
+636
+3% +$13.5K
KRRO icon
939
Korro Bio
KRRO
$196M
$444K 0.01%
252
– –
EV
940
DELISTED
Eaton Vance Corp.
EV
$444K 0.01%
6,536
-5,552
-46% -$347K
PAA icon
941
Plains All American Pipeline
PAA
$16.4B
$443K 0.01%
53,712
+42,169
+365% +$321K
PCI
942
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$443K 0.01%
20,913
-3,269
-14% -$65.8K
KOPN icon
943
Kopin
KOPN
$932M
$442K 0.01%
182,000
+17,000
+10% +$27.7K
NGG icon
944
National Grid
NGG
$81.2B
$440K 0.01%
8,432
+432
+5% +$22.9K
BNS icon
945
Scotiabank
BNS
$109B
$439K 0.01%
+8,116
New +$385K
HTLF
946
DELISTED
Heartland Financial USA, Inc.
HTLF
$439K 0.01%
10,879
– –
CAH icon
947
Cardinal Health
CAH
$55B
$438K 0.01%
8,178
+107
+1% +$5.55K
SPEM icon
948
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17.7B
$438K 0.01%
10,400
– –
DISH
949
DELISTED
DISH Network Corp.
DISH
$435K 0.01%
13,461
+961
+8% +$29.6K
SHM icon
950
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
$434K 0.01%
+8,714
New +$434K
36 37
38
39 40

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NPT
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PVI
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WPL
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RCM
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RCMNY
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SIM
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Oppenheimer & Co's Q4 2020 Portfolio in Review

As of Q4 2020, Oppenheimer & Co held 1,440 positions worth $4.74B, up 19% from $4B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Oppenheimer & Co deployed $207M of net new capital in Q4 2020, opening 165 new positions and adding to 569 existing holdings. Its largest new stake was State Street SPDR Bloomberg High Yield Bond ETF: 152,386 shares worth $16.6M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 19% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was ProShares Short S&P500, an estimated $9.67M trimmed.

  • Oppenheimer & Co's largest Q4 2020 buy was State Street SPDR Bloomberg High Yield Bond ETF: 152,386 shares worth $16.6M.
  • Oppenheimer & Co added most to Vanguard Intermediate-Term Bond ETF in Q4 2020, an estimated $20.3M increase.
  • Oppenheimer & Co's biggest Q4 2020 reduction was ProShares Short S&P500, cutting an estimated $9.67M.
  • Oppenheimer & Co fully exited PagerDuty in Q4 2020, selling an estimated $2.96M.
  • Oppenheimer & Co's ten largest holdings make up 17% of its $4.74B portfolio in Q4 2020.
  • Oppenheimer & Co opened 165 new positions and closed 100 in Q4 2020.
  • Oppenheimer & Co's portfolio value rose 19% quarter-over-quarter to $4.74B.

Based on Oppenheimer & Co's 13F filing for Q4 2020, filed 11 Feb 2021.