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Oppenheimer & Co Portfolio holdings

AUM $9.37B
1-Year Est. Return 36.4%
This Fund
S&P 500
This Quarter Est. Return
+8.78%
1 Year Est. Return
+36.4%
3 Year Est. Return
+114.29%
5 Year Est. Return
+137.63%
10 Year Est. Return
+535.77%
AUM
$3.13B
AUM Growth
+$281M
Cap. Flow
+$61.6M
Cap. Flow %
1.97%
Top 10 Hldgs %
12.2%
Holding
1,543
New
228
Increased
546
Reduced
510
Closed
166

Top Buys

Rank Stock Value
1
TLOG
TetraLogic Pharmaceuticals Corporation
TLOG
+$8.36M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$8.14M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.91M
4
KMB icon
Kimberly-Clark
KMB
+$5.03M
5
EWU icon
iShares MSCI United Kingdom ETF
EWU
+$3.89M

Top Sells

Rank Stock Value
1
ELD icon
WisdomTree Emerging Markets Local Debt Fund
ELD
+$5.52M
2
BKLN icon
Invesco Senior Loan ETF
BKLN
+$5.39M
3
IXG icon
iShares Global Financials ETF
IXG
+$5.36M
4
CVE icon
Cenovus Energy
CVE
+$5.09M
5
EPP icon
iShares MSCI Pacific ex Japan ETF
EPP
+$4.89M

Sector Composition

Rank Sector Weight
1 Energy 12.37%
2 Healthcare 10.59%
3 Industrials 9.5%
4 Financials 9.49%
5 Technology 9.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WIP icon
926
State Street SPDR FTSE International Government Inflation-Protected Bond ETF
WIP
$473M
$382K 0.01%
+6,539
New +$388K
PGH
927
DELISTED
Pengrowth Energy Corporation
PGH
$381K 0.01%
61,446
-13,114
-18% -$82.5K
EPI icon
928
WisdomTree India Earnings Fund ETF
EPI
$2.05B
$380K 0.01%
21,785
-1,672
-7% -$27.8K
TWN
929
Taiwan Fund
TWN
$529M
$380K 0.01%
19,644
-2,081
-10% -$39.1K
ORBK
930
DELISTED
Orbotech Ltd
ORBK
$379K 0.01%
28,000
– –
WELL icon
931
Welltower
WELL
$169B
$378K 0.01%
7,054
-3,159
-31% -$188K
MLCO icon
932
Melco Resorts & Entertainment
MLCO
$2.13B
$376K 0.01%
+9,606
New +$339K
NGLS
933
DELISTED
TARGA RESOURCES PARTNERS LP COM UTS REPTG LTD PARTERSHIP INT
NGLS
$376K 0.01%
+7,181
New +$366K
MRH
934
DELISTED
MONTPELIER RE HOLDINGS LTD
MRH
$374K 0.01%
+12,844
New +$358K
WTRG icon
935
Essential Utilities
WTRG
$11.2B
$371K 0.01%
+15,731
New +$383K
SONY icon
936
Sony
SONY
$140B
$370K 0.01%
106,860
+33,700
+46% +$125K
RPM icon
937
RPM International
RPM
$14.7B
$369K 0.01%
+8,870
New +$345K
TRP icon
938
TC Energy
TRP
$65.8B
$369K 0.01%
8,058
-1,935
-19% -$86.1K
HTS
939
DELISTED
HATTERAS FINANCIAL CORP
HTS
$368K 0.01%
22,500
-28,750
-56% -$502K
MHFI
940
DELISTED
MCGRAW-HILL FINANCIAL INC COM
MHFI
$368K 0.01%
4,693
+1
+0% +$72
RCS
941
PIMCO Strategic Income Fund
RCS
$249M
$367K 0.01%
37,490
-15,200
-29% -$155K
TUP
942
DELISTED
Tupperware Brands Corporation
TUP
$365K 0.01%
3,860
-3,440
-47% -$312K
DFE icon
943
WisdomTree Europe SmallCap Dividend Fund
DFE
$169M
$364K 0.01%
+6,291
New +$338K
BBY icon
944
Best Buy
BBY
$17.4B
$362K 0.01%
9,097
+32
+0.4% +$1.31K
REN
945
DELISTED
Resolute Energy Corporaton
REN
$361K 0.01%
8,000
-13,480
-63% -$619K
PH icon
946
Parker-Hannifin
PH
$134B
$360K 0.01%
+2,800
New +$325K
TEG
947
DELISTED
INTEGRYS ENERGY GROUP INC COM (USA)
TEG
$359K 0.01%
6,608
-19
-0.3% -$1.06K
FAX
948
abrdn Asia-Pacific Income Fund
FAX
$599M
$358K 0.01%
10,361
+277
+3% +$10.2K
IDXX icon
949
Idexx Laboratories
IDXX
$47.1B
$355K 0.01%
6,690
– –
NSM
950
DELISTED
Nationstar Mortgage Holdings
NSM
$355K 0.01%
+9,620
New +$431K
36 37
38
39 40

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PVI
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RCM
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Oppenheimer & Co's Q4 2013 Portfolio in Review

As of Q4 2013, Oppenheimer & Co held 1,543 positions worth $3.13B, up 9.9% from $2.84B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Oppenheimer & Co's Q4 2013 filing shows 228 new, 546 increased, 510 reduced and 166 closed positions. Its largest new stake was TetraLogic Pharmaceuticals Corporation: 1,072,115 shares worth $10.2M. The largest sale was WisdomTree Emerging Markets Local Debt Fund, an estimated $5.52M.

By sector, the portfolio is most concentrated in Energy at 12% of assets, down from 13% a quarter earlier, followed by Healthcare and Industrials.

  • Oppenheimer & Co's largest Q4 2013 buy was TetraLogic Pharmaceuticals Corporation: 1,072,115 shares worth $10.2M.
  • Oppenheimer & Co added most to Invesco FTSE RAFI US 1000 ETF in Q4 2013, an estimated $8.14M increase.
  • Oppenheimer & Co's biggest Q4 2013 reduction was WisdomTree Emerging Markets Local Debt Fund, cutting an estimated $5.52M.
  • Oppenheimer & Co fully exited iShares Global Financials ETF in Q4 2013, selling an estimated $5.36M.
  • Oppenheimer & Co's ten largest holdings make up 12% of its $3.13B portfolio in Q4 2013.
  • Oppenheimer & Co opened 228 new positions and closed 166 in Q4 2013.
  • Oppenheimer & Co's portfolio value rose 9.9% quarter-over-quarter to $3.13B.

Based on Oppenheimer & Co's 13F filing for Q4 2013, filed 12 Feb 2014.