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Oppenheimer & Co Portfolio holdings

AUM $9.37B
1-Year Est. Return 36.4%
This Fund
S&P 500
This Quarter Est. Return
-2.62%
1 Year Est. Return
+36.4%
3 Year Est. Return
+114.29%
5 Year Est. Return
+137.63%
10 Year Est. Return
+535.77%
AUM
$4.84B
AUM Growth
-$154M
Cap. Flow
+$25M
Cap. Flow %
0.52%
Top 10 Hldgs %
18.29%
Holding
1,493
New
82
Increased
580
Reduced
615
Closed
118

Top Buys

Rank Stock Value
1
DAUG icon
FT Vest US Equity Deep Buffer ETF August
DAUG
+$19.1M
2
DFAT icon
Dimensional US Targeted Value ETF
DFAT
+$7.21M
3
KVUE icon
Kenvue
KVUE
+$5.01M
4
COP icon
ConocoPhillips
COP
+$4.53M
5
EOG icon
EOG Resources
EOG
+$4.09M

Top Sells

Rank Stock Value
1
DDEC icon
FT Vest US Equity Deep Buffer ETF December
DDEC
+$15.1M
2
ETRN
Equitrans Midstream Corporation Common Stock
ETRN
+$7.88M
3
MRK icon
Merck
MRK
+$5.65M
4
JNJ icon
Johnson & Johnson
JNJ
+$5.36M
5
ATVI
Activision Blizzard
ATVI
+$3.62M

Sector Composition

Rank Sector Weight
1 Technology 18.65%
2 Financials 10.44%
3 Healthcare 9.35%
4 Industrials 8.91%
5 Consumer Discretionary 7.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WPM icon
901
Wheaton Precious Metals
WPM
$61B
$554K 0.01%
13,664
+3,368
+33% +$145K
LH icon
902
Labcorp
LH
$26.1B
$554K 0.01%
2,754
-230
-8% -$48.5K
COHR icon
903
Coherent
COHR
$64.3B
$552K 0.01%
16,913
-4,470
-21% -$184K
ARE icon
904
Alexandria Real Estate Equities
ARE
$8.28B
$552K 0.01%
5,513
– –
MEGI
905
MainStay CBRE Global Infrastructure Megatrends Term Fund
MEGI
$784M
$548K 0.01%
46,543
-841
-2% -$11.2K
IONQ icon
906
IonQ
IONQ
$17.6B
$546K 0.01%
36,695
-2,475
-6% -$38.9K
CORT icon
907
Corcept Therapeutics
CORT
$12.1B
$545K 0.01%
20,000
– –
MOS icon
908
The Mosaic Company
MOS
$7.34B
$544K 0.01%
15,273
+2,429
+19% +$93.2K
IYR icon
909
iShares US Real Estate ETF
IYR
$4.48B
$544K 0.01%
6,957
-1,705
-20% -$145K
TAP icon
910
Molson Coors Class B
TAP
$7.83B
$540K 0.01%
8,499
-1,792
-17% -$117K
JNK icon
911
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.3B
$539K 0.01%
5,966
+298
+5% +$27.3K
SPHQ icon
912
Invesco S&P 500 Quality ETF
SPHQ
$19.7B
$539K 0.01%
10,777
+797
+8% +$40.9K
BAX icon
913
Baxter International
BAX
$14.3B
$538K 0.01%
14,265
-4,633
-25% -$197K
EL icon
914
Estee Lauder
EL
$31.8B
$538K 0.01%
3,723
-60
-2% -$10K
FXZ icon
915
First Trust Materials AlphaDEX Fund
FXZ
$390M
$538K 0.01%
8,529
-5,167
-38% -$337K
EWS icon
916
iShares MSCI Singapore ETF
EWS
$1.17B
$537K 0.01%
29,252
-256
-0.9% -$4.79K
PLUG icon
917
Plug Power
PLUG
$3.1B
$536K 0.01%
70,585
+7,943
+13% +$77.6K
ESTC icon
918
Elastic
ESTC
$7.94B
$536K 0.01%
6,602
+484
+8% +$33K
SNY icon
919
Sanofi
SNY
$104B
$535K 0.01%
9,978
-397
-4% -$21.2K
BKLN icon
920
Invesco Senior Loan ETF
BKLN
$6.75B
$535K 0.01%
25,492
+775
+3% +$16.3K
FISV
921
Fiserv Inc
FISV
$28B
$534K 0.01%
4,730
-30
-0.6% -$3.69K
DAL icon
922
Delta Air Lines
DAL
$59.5B
$532K 0.01%
14,375
+502
+4% +$21.8K
SLG icon
923
SL Green Realty
SLG
$3.95B
$530K 0.01%
14,201
-1,047
-7% -$37.6K
WIRE
924
DELISTED
Encore Wire Corp
WIRE
$529K 0.01%
+2,900
New +$492K
LAZ icon
925
Lazard
LAZ
$4.24B
$528K 0.01%
17,040
-185
-1% -$6.2K
35 36
37
38 39

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RCM
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Oppenheimer & Co's Q3 2023 Portfolio in Review

As of Q3 2023, Oppenheimer & Co held 1,493 positions worth $4.84B, down 3.1% from $5B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Oppenheimer & Co's Q3 2023 filing shows 82 new, 580 increased, 615 reduced and 118 closed positions. Its largest new stake was FT Vest US Equity Deep Buffer ETF August: 562,231 shares worth $18.6M. The largest sale was FT Vest US Equity Deep Buffer ETF December, an estimated $15.1M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

  • Oppenheimer & Co's largest Q3 2023 buy was FT Vest US Equity Deep Buffer ETF August: 562,231 shares worth $18.6M.
  • Oppenheimer & Co added most to ConocoPhillips in Q3 2023, an estimated $4.53M increase.
  • Oppenheimer & Co's biggest Q3 2023 reduction was Equitrans Midstream Corporation Common Stock, cutting an estimated $7.88M.
  • Oppenheimer & Co fully exited FT Vest US Equity Deep Buffer ETF December in Q3 2023, selling an estimated $15.1M.
  • Oppenheimer & Co's ten largest holdings make up 18% of its $4.84B portfolio in Q3 2023.
  • Oppenheimer & Co opened 82 new positions and closed 118 in Q3 2023.
  • Oppenheimer & Co's portfolio value fell 3.1% quarter-over-quarter to $4.84B.

Based on Oppenheimer & Co's 13F filing for Q3 2023, filed 8 Nov 2023.