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Oppenheimer & Co Portfolio holdings

AUM $9.37B
1-Year Est. Return 36.4%
This Fund
S&P 500
This Quarter Est. Return
-4.38%
1 Year Est. Return
+36.4%
3 Year Est. Return
+114.29%
5 Year Est. Return
+137.63%
10 Year Est. Return
+535.77%
AUM
$4.27B
AUM Growth
-$371M
Cap. Flow
-$127M
Cap. Flow %
-2.97%
Top 10 Hldgs %
17.39%
Holding
1,495
New
92
Increased
565
Reduced
626
Closed
135

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$15.8M
2
SPMB icon
State Street SPDR Portfolio Mortgage Backed Bond ETF
SPMB
+$8.71M
3
TIPZ icon
PIMCO Broad US TIPS Index Exchange-Traded Fund
TIPZ
+$7.71M
4
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$6.86M
5
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$6.79M

Top Sells

Rank Stock Value
1
TIPX icon
State Street SPDR Bloomberg 1-10 Year TIPS ETF
TIPX
+$11.6M
2
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$11.6M
3
IYK icon
iShares US Consumer Staples ETF
IYK
+$10.9M
4
XLRE icon
State Street Real Estate Select Sector SPDR ETF
XLRE
+$9.22M
5
MSFT icon
Microsoft
MSFT
+$6.77M

Sector Composition

Rank Sector Weight
1 Technology 16.08%
2 Financials 11.35%
3 Healthcare 11.26%
4 Industrials 8.28%
5 Consumer Discretionary 7.96%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MEGI
901
MainStay CBRE Global Infrastructure Megatrends Term Fund
MEGI
$784M
$495K 0.01%
40,030
+14,030
+54% +$221K
BUD icon
902
AB InBev
BUD
$159B
$493K 0.01%
10,914
-62
-0.6% -$3.21K
GFS icon
903
GlobalFoundries
GFS
$27.9B
$493K 0.01%
10,190
-2,794
-22% -$150K
BNS icon
904
Scotiabank
BNS
$108B
$488K 0.01%
10,241
+424
+4% +$24.2K
FEMS icon
905
First Trust Emerging Markets Small Cap AlphaDEX Fund
FEMS
$251M
$488K 0.01%
15,312
+235
+2% +$8.1K
EXE
906
Expand Energy Corp
EXE
$22.7B
$488K 0.01%
5,175
-104
-2% -$9.77K
ADMA icon
907
ADMA Biologics
ADMA
$2.22B
$487K 0.01%
200,325
+30,903
+18% +$74.1K
FYX icon
908
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.41B
$487K 0.01%
6,694
-865
-11% -$70.3K
JOAN
909
DELISTED
JOANN, Inc. Common Stock
JOAN
$487K 0.01%
73,611
– –
PNW icon
910
Pinnacle West Capital
PNW
$12.1B
$485K 0.01%
7,525
+101
+1% +$7.44K
ROKU icon
911
Roku
ROKU
$22.4B
$485K 0.01%
8,600
-381
-4% -$29K
EQRX
912
DELISTED
EQRx, Inc. Common Stock
EQRX
$485K 0.01%
98,000
+67,000
+216% +$338K
YEXT icon
913
Yext
YEXT
$572M
$483K 0.01%
108,262
-3,000
-3% -$13.9K
KR icon
914
Kroger
KR
$34.5B
$482K 0.01%
11,022
-8,401
-43% -$399K
PCG icon
915
PG&E
PCG
$38.1B
$481K 0.01%
38,510
+181
+0.5% +$2.12K
CW icon
916
Curtiss-Wright
CW
$26.1B
$478K 0.01%
+3,434
New +$487K
HYS icon
917
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.77B
$477K 0.01%
5,457
-46
-0.8% -$4.16K
PMO
918
Franklin Municipal Opportunities Trust
PMO
$285M
$477K 0.01%
48,715
+135
+0.3% +$1.58K
CHRW icon
919
C.H. Robinson
CHRW
$17B
$474K 0.01%
+4,921
New +$529K
ITT icon
920
ITT
ITT
$19.4B
$473K 0.01%
7,241
-787
-10% -$57.4K
FSD
921
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
$471K 0.01%
43,513
+2,093
+5% +$24.7K
PWB icon
922
Invesco Large Cap Growth ETF
PWB
$2.39B
$470K 0.01%
8,253
– –
BLDR icon
923
Builders FirstSource
BLDR
$8.08B
$469K 0.01%
7,963
-4,529
-36% -$283K
TEI
924
Templeton Emerging Markets Income Fund
TEI
$323M
$469K 0.01%
105,882
-1,009
-0.9% -$5.14K
VOX icon
925
Vanguard Communication Services ETF
VOX
$5.82B
$468K 0.01%
5,679
-1,585
-22% -$151K
35 36
37
38 39

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PVI
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WPL
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RCM
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RCMNY
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Oppenheimer & Co's Q3 2022 Portfolio in Review

As of Q3 2022, Oppenheimer & Co held 1,495 positions worth $4.27B, down 8% from $4.65B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Oppenheimer & Co's Q3 2022 filing shows 92 new, 565 increased, 626 reduced and 135 closed positions. Its largest new stake was State Street SPDR Portfolio Mortgage Backed Bond ETF: 383,244 shares worth $8.22M. The largest sale was State Street SPDR Bloomberg 1-10 Year TIPS ETF, an estimated $11.6M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 16% a quarter earlier, followed by Financials and Healthcare.

  • Oppenheimer & Co's largest Q3 2022 buy was State Street SPDR Portfolio Mortgage Backed Bond ETF: 383,244 shares worth $8.22M.
  • Oppenheimer & Co added most to iShares 20+ Year Treasury Bond ETF in Q3 2022, an estimated $15.8M increase.
  • Oppenheimer & Co's biggest Q3 2022 reduction was State Street SPDR Bloomberg 1-10 Year TIPS ETF, cutting an estimated $11.6M.
  • Oppenheimer & Co fully exited iShares US Consumer Staples ETF in Q3 2022, selling an estimated $10.9M.
  • Oppenheimer & Co's ten largest holdings make up 17% of its $4.27B portfolio in Q3 2022.
  • Oppenheimer & Co opened 92 new positions and closed 135 in Q3 2022.
  • Oppenheimer & Co's portfolio value fell 8% quarter-over-quarter to $4.27B.

Based on Oppenheimer & Co's 13F filing for Q3 2022, filed 14 Nov 2022.