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Oppenheimer & Co Portfolio holdings

AUM $9.37B
1-Year Est. Return 36.4%
This Fund
S&P 500
This Quarter Est. Return
+15.61%
1 Year Est. Return
+36.4%
3 Year Est. Return
+114.29%
5 Year Est. Return
+137.63%
10 Year Est. Return
+535.77%
AUM
$4.74B
AUM Growth
+$743M
Cap. Flow
+$207M
Cap. Flow %
4.37%
Top 10 Hldgs %
17.46%
Holding
1,440
New
165
Increased
569
Reduced
526
Closed
100

Top Buys

Rank Stock Value
1
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$20.3M
2
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$16.8M
3
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$16.2M
4
EMB icon
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
+$15.9M
5
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$15.5M

Top Sells

Rank Stock Value
1
SH icon
ProShares Short S&P500
SH
+$9.67M
2
LOW icon
Lowe's Companies
LOW
+$6.73M
3
ALB icon
Albemarle
ALB
+$5.55M
4
VEEV icon
Veeva Systems
VEEV
+$5.27M
5
CHWY icon
Chewy
CHWY
+$5.11M

Sector Composition

Rank Sector Weight
1 Technology 18.79%
2 Healthcare 11.15%
3 Financials 10.55%
4 Consumer Discretionary 9.84%
5 Industrials 7.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BST icon
901
BlackRock Science and Technology Trust
BST
$1.74B
$485K 0.01%
9,203
+9
+0.1% +$423
FMB icon
902
First Trust Managed Municipal ETF
FMB
$2.06B
$484K 0.01%
8,529
-3,052
-26% -$171K
CFR icon
903
Cullen/Frost Bankers
CFR
$10.4B
$483K 0.01%
5,540
-621
-10% -$48.8K
K
904
DELISTED
Kellanova
K
$482K 0.01%
8,248
-407
-5% -$24.5K
XLU icon
905
State Street Utilities Select Sector SPDR ETF
XLU
$22.8B
$481K 0.01%
15,346
-2,370
-13% -$75K
BEN icon
906
Franklin Resources
BEN
$17.1B
$480K 0.01%
19,206
-4,392
-19% -$98.1K
LBRDK icon
907
Liberty Broadband Class C
LBRDK
$5.08B
$479K 0.01%
3,030
+352
+13% +$53.6K
IYH icon
908
iShares US Healthcare ETF
IYH
$3.78B
$478K 0.01%
9,720
-465
-5% -$21.9K
EVV
909
Eaton Vance Limited Duration Income Fund
EVV
$1.07B
$477K 0.01%
38,069
+7,820
+26% +$94.2K
UFOX
910
Defiance Space and Connective Tech ETF
UFOX
$917M
$477K 0.01%
14,200
– –
LYFT icon
911
Lyft
LYFT
$6.29B
$476K 0.01%
9,679
-701
-7% -$25.5K
FUBO icon
912
FuboTV Inc
FUBO
$290M
$475K 0.01%
+1,413
New +$387K
FROG icon
913
JFrog
FROG
$10.6B
$472K 0.01%
+7,520
New +$524K
SUI icon
914
Sun Communities
SUI
$14.4B
$471K 0.01%
3,100
– –
SPB icon
915
Spectrum Brands
SPB
$2.01B
$470K 0.01%
5,955
-3,339
-36% -$219K
VDC icon
916
Vanguard Consumer Staples ETF
VDC
$7.95B
$469K 0.01%
2,693
+6
+0.2% +$1.02K
VOOG icon
917
Vanguard S&P 500 Growth ETF
VOOG
$27.2B
$469K 0.01%
12,228
-2,382
-16% -$86.9K
ARKG icon
918
ARK Genomic Revolution ETF
ARKG
$1.79B
$467K 0.01%
5,005
+470
+10% +$37.4K
DPZ icon
919
Domino's
DPZ
$11.7B
$464K 0.01%
1,209
+21
+2% +$8.25K
IGPT icon
920
Invesco AI and Next Gen Software ETF
IGPT
$1.17B
$464K 0.01%
9,045
+2,865
+46% +$132K
EMQQ icon
921
EMQQ The Emerging Markets Internet & Ecommerce ETF
EMQQ
$270M
$463K 0.01%
7,275
+2,155
+42% +$126K
HPE icon
922
Hewlett Packard
HPE
$74.3B
$462K 0.01%
38,970
-9,783
-20% -$103K
DLN icon
923
WisdomTree US LargeCap Dividend Fund
DLN
$6.41B
$461K 0.01%
8,572
+84
+1% +$4.3K
UPLD icon
924
Upland Software
UPLD
$14.9M
$461K 0.01%
+1,005
New +$443K
MCO icon
925
Moody's
MCO
$82.8B
$460K 0.01%
1,586
-423
-21% -$118K
35 36
37
38 39

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RCM
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Oppenheimer & Co's Q4 2020 Portfolio in Review

As of Q4 2020, Oppenheimer & Co held 1,440 positions worth $4.74B, up 19% from $4B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Oppenheimer & Co deployed $207M of net new capital in Q4 2020, opening 165 new positions and adding to 569 existing holdings. Its largest new stake was State Street SPDR Bloomberg High Yield Bond ETF: 152,386 shares worth $16.6M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 19% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was ProShares Short S&P500, an estimated $9.67M trimmed.

  • Oppenheimer & Co's largest Q4 2020 buy was State Street SPDR Bloomberg High Yield Bond ETF: 152,386 shares worth $16.6M.
  • Oppenheimer & Co added most to Vanguard Intermediate-Term Bond ETF in Q4 2020, an estimated $20.3M increase.
  • Oppenheimer & Co's biggest Q4 2020 reduction was ProShares Short S&P500, cutting an estimated $9.67M.
  • Oppenheimer & Co fully exited PagerDuty in Q4 2020, selling an estimated $2.96M.
  • Oppenheimer & Co's ten largest holdings make up 17% of its $4.74B portfolio in Q4 2020.
  • Oppenheimer & Co opened 165 new positions and closed 100 in Q4 2020.
  • Oppenheimer & Co's portfolio value rose 19% quarter-over-quarter to $4.74B.

Based on Oppenheimer & Co's 13F filing for Q4 2020, filed 11 Feb 2021.