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Oppenheimer & Co Portfolio holdings

AUM $9.37B
1-Year Est. Return 36.4%
This Fund
S&P 500
This Quarter Est. Return
+8.78%
1 Year Est. Return
+36.4%
3 Year Est. Return
+114.29%
5 Year Est. Return
+137.63%
10 Year Est. Return
+535.77%
AUM
$3.13B
AUM Growth
+$281M
Cap. Flow
+$61.6M
Cap. Flow %
1.97%
Top 10 Hldgs %
12.2%
Holding
1,543
New
228
Increased
546
Reduced
510
Closed
166

Top Buys

Rank Stock Value
1
TLOG
TetraLogic Pharmaceuticals Corporation
TLOG
+$8.36M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$8.14M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.91M
4
KMB icon
Kimberly-Clark
KMB
+$5.03M
5
EWU icon
iShares MSCI United Kingdom ETF
EWU
+$3.89M

Top Sells

Rank Stock Value
1
ELD icon
WisdomTree Emerging Markets Local Debt Fund
ELD
+$5.52M
2
BKLN icon
Invesco Senior Loan ETF
BKLN
+$5.39M
3
IXG icon
iShares Global Financials ETF
IXG
+$5.36M
4
CVE icon
Cenovus Energy
CVE
+$5.09M
5
EPP icon
iShares MSCI Pacific ex Japan ETF
EPP
+$4.89M

Sector Composition

Rank Sector Weight
1 Energy 12.37%
2 Healthcare 10.59%
3 Industrials 9.5%
4 Financials 9.49%
5 Technology 9.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QCLN icon
901
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
$624M
$404K 0.01%
22,540
+1,285
+6% +$22.2K
CSD icon
902
Invesco S&P Spin-Off ETF
CSD
$227M
$401K 0.01%
8,902
+3,651
+70% +$160K
QQXT icon
903
First Trust NASDAQ 100 ex-Technology Sector Index Fund
QQXT
$159M
$401K 0.01%
11,535
+1,208
+12% +$40.3K
YELP icon
904
Yelp
YELP
$1.35B
$400K 0.01%
5,801
-1,899
-25% -$126K
NMFC icon
905
New Mountain Finance
NMFC
$725M
$398K 0.01%
+26,457
New +$386K
IMMU
906
DELISTED
Immunomedics Inc
IMMU
$398K 0.01%
86,370
+18,200
+27% +$81K
CTRA
907
DELISTED
Coterra Energy
CTRA
$396K 0.01%
+10,209
New +$364K
SURE icon
908
AdvisorShares Insider Advantage ETF
SURE
$57.6M
$396K 0.01%
+8,159
New +$375K
CLNY
909
DELISTED
Colony Capital, Inc.
CLNY
$396K 0.01%
19,500
– –
SJM icon
910
J.M. Smucker
SJM
$12.7B
$395K 0.01%
3,812
+1,203
+46% +$128K
SVC
911
Service Properties Trust
SVC
$1.04B
$395K 0.01%
2,947
-192
-6% -$26.7K
WAB icon
912
Wabtec
WAB
$49.2B
$394K 0.01%
5,300
– –
HST icon
913
Host Hotels & Resorts
HST
$15.5B
$393K 0.01%
20,227
-16,099
-44% -$297K
VRSK icon
914
Verisk Analytics
VRSK
$23.8B
$392K 0.01%
5,967
+761
+15% +$50K
TROX icon
915
Tronox
TROX
$985M
$391K 0.01%
16,916
-949
-5% -$21.6K
SIAL
916
DELISTED
SIGMA - ALDRICH CORP
SIAL
$391K 0.01%
4,151
+1,202
+41% +$104K
ATVI
917
DELISTED
Activision Blizzard
ATVI
$391K 0.01%
+21,906
New +$377K
PHO icon
918
Invesco Water Resources ETF
PHO
$2.09B
$389K 0.01%
14,830
– –
INVA icon
919
Innoviva
INVA
$1.5B
$388K 0.01%
13,507
– –
EMN icon
920
Eastman Chemical
EMN
$8.34B
$387K 0.01%
4,800
+1,044
+28% +$81.1K
PWP
921
DELISTED
POWERSHARES DYNAMIC MID CAP VALUE PORTFOLIO
PWP
$387K 0.01%
15,648
-250
-2% -$6.18K
MNKD icon
922
MannKind Corp
MNKD
$1.27B
$386K 0.01%
14,841
-1,110
-7% -$28.2K
PNK
923
DELISTED
Pinnacle Entertainment Inc.
PNK
$383K 0.01%
+14,758
New +$360K
BSET icon
924
Bassett Furniture
BSET
$172M
$382K 0.01%
25,009
– –
IYJ icon
925
iShares US Industrials ETF
IYJ
$1.95B
$382K 0.01%
+7,532
New +$360K
35 36
37
38 39

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NPT
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PVI
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WPL
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IAA
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RCM
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RCMNY
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SIM
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Oppenheimer & Co's Q4 2013 Portfolio in Review

As of Q4 2013, Oppenheimer & Co held 1,543 positions worth $3.13B, up 9.9% from $2.84B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Oppenheimer & Co's Q4 2013 filing shows 228 new, 546 increased, 510 reduced and 166 closed positions. Its largest new stake was TetraLogic Pharmaceuticals Corporation: 1,072,115 shares worth $10.2M. The largest sale was WisdomTree Emerging Markets Local Debt Fund, an estimated $5.52M.

By sector, the portfolio is most concentrated in Energy at 12% of assets, down from 13% a quarter earlier, followed by Healthcare and Industrials.

  • Oppenheimer & Co's largest Q4 2013 buy was TetraLogic Pharmaceuticals Corporation: 1,072,115 shares worth $10.2M.
  • Oppenheimer & Co added most to Invesco FTSE RAFI US 1000 ETF in Q4 2013, an estimated $8.14M increase.
  • Oppenheimer & Co's biggest Q4 2013 reduction was WisdomTree Emerging Markets Local Debt Fund, cutting an estimated $5.52M.
  • Oppenheimer & Co fully exited iShares Global Financials ETF in Q4 2013, selling an estimated $5.36M.
  • Oppenheimer & Co's ten largest holdings make up 12% of its $3.13B portfolio in Q4 2013.
  • Oppenheimer & Co opened 228 new positions and closed 166 in Q4 2013.
  • Oppenheimer & Co's portfolio value rose 9.9% quarter-over-quarter to $3.13B.

Based on Oppenheimer & Co's 13F filing for Q4 2013, filed 12 Feb 2014.