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Oppenheimer & Co Portfolio holdings

AUM $9.37B
1-Year Est. Return 36.4%
This Fund
S&P 500
This Quarter Est. Return
-4.38%
1 Year Est. Return
+36.4%
3 Year Est. Return
+114.29%
5 Year Est. Return
+137.63%
10 Year Est. Return
+535.77%
AUM
$4.27B
AUM Growth
-$371M
Cap. Flow
-$127M
Cap. Flow %
-2.97%
Top 10 Hldgs %
17.39%
Holding
1,495
New
92
Increased
565
Reduced
626
Closed
135

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$15.8M
2
SPMB icon
State Street SPDR Portfolio Mortgage Backed Bond ETF
SPMB
+$8.71M
3
TIPZ icon
PIMCO Broad US TIPS Index Exchange-Traded Fund
TIPZ
+$7.71M
4
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$6.86M
5
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$6.79M

Top Sells

Rank Stock Value
1
TIPX icon
State Street SPDR Bloomberg 1-10 Year TIPS ETF
TIPX
+$11.6M
2
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$11.6M
3
IYK icon
iShares US Consumer Staples ETF
IYK
+$10.9M
4
XLRE icon
State Street Real Estate Select Sector SPDR ETF
XLRE
+$9.22M
5
MSFT icon
Microsoft
MSFT
+$6.77M

Sector Composition

Rank Sector Weight
1 Technology 16.08%
2 Financials 11.35%
3 Healthcare 11.26%
4 Industrials 8.28%
5 Consumer Discretionary 7.96%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DISH
876
DELISTED
DISH Network Corp.
DISH
$531K 0.01%
38,395
– –
GBIL icon
877
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
$7.59B
$528K 0.01%
5,290
-47,224
-90% -$4.71M
MSOS icon
878
AdvisorShares Pure US Cannabis ETF
MSOS
$922M
$524K 0.01%
58,758
+45,387
+339% +$524K
DTE icon
879
DTE Energy
DTE
$28.8B
$523K 0.01%
4,542
-251
-5% -$32.4K
TMDX icon
880
Transmedics
TMDX
$3.01B
$523K 0.01%
12,521
+2,981
+31% +$130K
ASAN icon
881
Asana
ASAN
$2.04B
$522K 0.01%
23,460
+3,000
+15% +$64.4K
CHWY icon
882
Chewy
CHWY
$9.1B
$521K 0.01%
16,967
-8,435
-33% -$335K
MFC icon
883
Manulife Financial
MFC
$73B
$521K 0.01%
33,229
+19,646
+145% +$345K
PHYS icon
884
Sprott Physical Gold
PHYS
$16B
$521K 0.01%
40,677
+260
+0.6% +$3.5K
IDXX icon
885
Idexx Laboratories
IDXX
$45B
$519K 0.01%
1,595
+53
+3% +$19.5K
MMP
886
DELISTED
Magellan Midstream Partners, L.P.
MMP
$519K 0.01%
10,925
+13
+0.1% +$652
SJNK icon
887
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.8B
$517K 0.01%
21,730
-470,409
-96% -$11.6M
VOOG icon
888
Vanguard S&P 500 Growth ETF
VOOG
$27.3B
$517K 0.01%
+14,886
New +$581K
URI icon
889
United Rentals
URI
$70.6B
$515K 0.01%
1,906
+247
+15% +$71.9K
CORT icon
890
Corcept Therapeutics
CORT
$12.1B
$513K 0.01%
20,000
– –
SHLS icon
891
Shoals Technologies Group
SHLS
$1.47B
$513K 0.01%
+23,795
New +$532K
NSP icon
892
Insperity
NSP
$1.9B
$510K 0.01%
5,000
– –
FBT icon
893
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.81B
$508K 0.01%
3,851
+181
+5% +$25.4K
OXY.WS icon
894
Occidental Petroleum Corp Warrants
OXY.WS
$34.6B
$507K 0.01%
12,806
-692
-5% -$29.2K
EVT icon
895
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
$2.18B
$505K 0.01%
23,230
-3,481
-13% -$86.3K
ACA icon
896
Arcosa
ACA
$7.12B
$504K 0.01%
+8,807
New +$488K
APLS
897
DELISTED
Apellis Pharmaceuticals
APLS
$504K 0.01%
7,383
-31
-0.4% -$1.83K
UAL icon
898
United Airlines
UAL
$40.6B
$500K 0.01%
15,363
-1,806
-11% -$67.2K
FTHY
899
First Trust High Yield Opportunities 2027 Term Fund
FTHY
$497M
$499K 0.01%
37,023
+12,114
+49% +$182K
DOCS icon
900
Doximity
DOCS
$4.5B
$497K 0.01%
+16,444
New +$603K
34 35
36
37 38

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PVI
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RCM
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Oppenheimer & Co's Q3 2022 Portfolio in Review

As of Q3 2022, Oppenheimer & Co held 1,495 positions worth $4.27B, down 8% from $4.65B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Oppenheimer & Co's Q3 2022 filing shows 92 new, 565 increased, 626 reduced and 135 closed positions. Its largest new stake was State Street SPDR Portfolio Mortgage Backed Bond ETF: 383,244 shares worth $8.22M. The largest sale was State Street SPDR Bloomberg 1-10 Year TIPS ETF, an estimated $11.6M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 16% a quarter earlier, followed by Financials and Healthcare.

  • Oppenheimer & Co's largest Q3 2022 buy was State Street SPDR Portfolio Mortgage Backed Bond ETF: 383,244 shares worth $8.22M.
  • Oppenheimer & Co added most to iShares 20+ Year Treasury Bond ETF in Q3 2022, an estimated $15.8M increase.
  • Oppenheimer & Co's biggest Q3 2022 reduction was State Street SPDR Bloomberg 1-10 Year TIPS ETF, cutting an estimated $11.6M.
  • Oppenheimer & Co fully exited iShares US Consumer Staples ETF in Q3 2022, selling an estimated $10.9M.
  • Oppenheimer & Co's ten largest holdings make up 17% of its $4.27B portfolio in Q3 2022.
  • Oppenheimer & Co opened 92 new positions and closed 135 in Q3 2022.
  • Oppenheimer & Co's portfolio value fell 8% quarter-over-quarter to $4.27B.

Based on Oppenheimer & Co's 13F filing for Q3 2022, filed 14 Nov 2022.