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Oppenheimer & Co Portfolio holdings

AUM $9.37B
1-Year Est. Return 36.4%
This Fund
S&P 500
This Quarter Est. Return
-2.62%
1 Year Est. Return
+36.4%
3 Year Est. Return
+114.29%
5 Year Est. Return
+137.63%
10 Year Est. Return
+535.77%
AUM
$4.84B
AUM Growth
-$154M
Cap. Flow
+$25M
Cap. Flow %
0.52%
Top 10 Hldgs %
18.29%
Holding
1,493
New
82
Increased
580
Reduced
615
Closed
118

Top Buys

Rank Stock Value
1
DAUG icon
FT Vest US Equity Deep Buffer ETF August
DAUG
+$19.1M
2
DFAT icon
Dimensional US Targeted Value ETF
DFAT
+$7.21M
3
KVUE icon
Kenvue
KVUE
+$5.01M
4
COP icon
ConocoPhillips
COP
+$4.53M
5
EOG icon
EOG Resources
EOG
+$4.09M

Top Sells

Rank Stock Value
1
DDEC icon
FT Vest US Equity Deep Buffer ETF December
DDEC
+$15.1M
2
ETRN
Equitrans Midstream Corporation Common Stock
ETRN
+$7.88M
3
MRK icon
Merck
MRK
+$5.65M
4
JNJ icon
Johnson & Johnson
JNJ
+$5.36M
5
ATVI
Activision Blizzard
ATVI
+$3.62M

Sector Composition

Rank Sector Weight
1 Technology 18.65%
2 Financials 10.44%
3 Healthcare 9.35%
4 Industrials 8.91%
5 Consumer Discretionary 7.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IQDG icon
851
WisdomTree International Quality Dividend Growth Fund
IQDG
$731M
$629K 0.01%
19,633
-105
-0.5% -$3.54K
ATI icon
852
ATI
ATI
$31.3B
$628K 0.01%
15,253
-2,966
-16% -$132K
NEA icon
853
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.39B
$627K 0.01%
64,792
-7,678
-11% -$80.6K
EXPD icon
854
Expeditors International
EXPD
$23B
$627K 0.01%
5,469
-3,965
-42% -$471K
TEI
855
Templeton Emerging Markets Income Fund
TEI
$323M
$624K 0.01%
135,308
-1,695
-1% -$8.51K
FTA icon
856
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.42B
$615K 0.01%
9,494
+288
+3% +$19.5K
MCO icon
857
Moody's
MCO
$82.5B
$614K 0.01%
1,942
+419
+28% +$143K
NBXG
858
Neuberger Next Generation Connectivity Fund Inc
NBXG
$1.22B
$614K 0.01%
58,880
-3,316
-5% -$35.7K
ASAN icon
859
Asana
ASAN
$2.13B
$612K 0.01%
33,421
+7,202
+27% +$151K
PTA icon
860
Cohen & Steers Tax-Advantaged Preferred Securities & Income Fund
PTA
$1.04B
$610K 0.01%
34,908
-5,222
-13% -$93.1K
XLU icon
861
State Street Utilities Select Sector SPDR ETF
XLU
$22.7B
$609K 0.01%
20,656
-7,286
-26% -$235K
VIXM icon
862
ProShares VIX Mid-Term Futures ETF
VIXM
$94.5M
$608K 0.01%
31,326
+6,441
+26% +$127K
FEMS icon
863
First Trust Emerging Markets Small Cap AlphaDEX Fund
FEMS
$251M
$605K 0.01%
15,727
-66
-0.4% -$2.53K
SWKS icon
864
Skyworks Solutions
SWKS
$10.3B
$603K 0.01%
6,114
-790
-11% -$84K
DKS icon
865
Dick's Sporting Goods
DKS
$18.4B
$603K 0.01%
+5,550
New +$702K
LDP icon
866
Cohen & Steers Duration Preferred & Income Fund
LDP
$601M
$602K 0.01%
35,291
+24,093
+215% +$430K
SPXC icon
867
SPX Corp
SPXC
$10.9B
$602K 0.01%
7,395
-155
-2% -$12.5K
FNOV icon
868
FT Vest US Equity Buffer ETF November
FNOV
$1.24B
$600K 0.01%
15,436
-1,836
-11% -$74K
EXTR icon
869
Extreme Networks
EXTR
$3.14B
$599K 0.01%
24,731
-17,131
-41% -$464K
FMX icon
870
Fomento Económico Mexicano
FMX
$40.3B
$596K 0.01%
+5,459
New +$606K
PAYC icon
871
Paycom
PAYC
$9.57B
$595K 0.01%
2,296
-108
-4% -$32.9K
ASGI
872
abrdn Global Infrastructure Income Fund
ASGI
$754M
$595K 0.01%
36,957
+11,784
+47% +$206K
AWP
873
abrdn Global Premier Properties Fund
AWP
$358M
$595K 0.01%
54,453
+3,811
+8% +$44.9K
MD icon
874
Pediatrix Medical
MD
$2.12B
$593K 0.01%
46,669
-10,950
-19% -$150K
MSCI icon
875
MSCI
MSCI
$40.8B
$593K 0.01%
+1,156
New +$607K
33 34
35
36 37

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Oppenheimer & Co's Q3 2023 Portfolio in Review

As of Q3 2023, Oppenheimer & Co held 1,493 positions worth $4.84B, down 3.1% from $5B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Oppenheimer & Co's Q3 2023 filing shows 82 new, 580 increased, 615 reduced and 118 closed positions. Its largest new stake was FT Vest US Equity Deep Buffer ETF August: 562,231 shares worth $18.6M. The largest sale was FT Vest US Equity Deep Buffer ETF December, an estimated $15.1M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

  • Oppenheimer & Co's largest Q3 2023 buy was FT Vest US Equity Deep Buffer ETF August: 562,231 shares worth $18.6M.
  • Oppenheimer & Co added most to ConocoPhillips in Q3 2023, an estimated $4.53M increase.
  • Oppenheimer & Co's biggest Q3 2023 reduction was Equitrans Midstream Corporation Common Stock, cutting an estimated $7.88M.
  • Oppenheimer & Co fully exited FT Vest US Equity Deep Buffer ETF December in Q3 2023, selling an estimated $15.1M.
  • Oppenheimer & Co's ten largest holdings make up 18% of its $4.84B portfolio in Q3 2023.
  • Oppenheimer & Co opened 82 new positions and closed 118 in Q3 2023.
  • Oppenheimer & Co's portfolio value fell 3.1% quarter-over-quarter to $4.84B.

Based on Oppenheimer & Co's 13F filing for Q3 2023, filed 8 Nov 2023.