We are live on ! Find out more
OC

Oppenheimer & Co Portfolio holdings

AUM $9.37B
1-Year Est. Return 36.4%
This Fund
S&P 500
This Quarter Est. Return
+8.78%
1 Year Est. Return
+36.4%
3 Year Est. Return
+114.29%
5 Year Est. Return
+137.63%
10 Year Est. Return
+535.77%
AUM
$3.13B
AUM Growth
+$281M
Cap. Flow
+$61.6M
Cap. Flow %
1.97%
Top 10 Hldgs %
12.2%
Holding
1,543
New
228
Increased
546
Reduced
510
Closed
166

Top Buys

Rank Stock Value
1
TLOG
TetraLogic Pharmaceuticals Corporation
TLOG
+$8.36M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$8.14M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.91M
4
KMB icon
Kimberly-Clark
KMB
+$5.03M
5
EWU icon
iShares MSCI United Kingdom ETF
EWU
+$3.89M

Top Sells

Rank Stock Value
1
ELD icon
WisdomTree Emerging Markets Local Debt Fund
ELD
+$5.52M
2
BKLN icon
Invesco Senior Loan ETF
BKLN
+$5.39M
3
IXG icon
iShares Global Financials ETF
IXG
+$5.36M
4
CVE icon
Cenovus Energy
CVE
+$5.09M
5
EPP icon
iShares MSCI Pacific ex Japan ETF
EPP
+$4.89M

Sector Composition

Rank Sector Weight
1 Energy 12.37%
2 Healthcare 10.59%
3 Industrials 9.5%
4 Financials 9.49%
5 Technology 9.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DOOR
851
DELISTED
MASONITE INTERNATIONAL CORP
DOOR
$450K 0.01%
+7,500
New +$378K
FFC
852
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$782M
$449K 0.01%
25,664
-666
-3% -$11.8K
HRI icon
853
Herc Holdings
HRI
$5.61B
$449K 0.01%
5,233
-8,284
-61% -$592K
SRL icon
854
Scully Royalty
SRL
$87.1M
$447K 0.01%
11,200
– –
TNH
855
DELISTED
Terra Nitrogen
TNH
$447K 0.01%
3,166
-5,824
-65% -$1.04M
FXR icon
856
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$770M
$446K 0.01%
15,701
+38
+0.2% +$1.01K
PSEC icon
857
Prospect Capital
PSEC
$1.17B
$446K 0.01%
39,769
-1,500
-4% -$16.9K
AFT
858
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
$446K 0.01%
24,635
-6,000
-20% -$108K
BGY icon
859
BlackRock Enhanced International Dividend Trust
BGY
$529M
$444K 0.01%
+54,639
New +$434K
GVA icon
860
Granite Construction
GVA
$5.62B
$444K 0.01%
12,700
– –
VOOG icon
861
Vanguard S&P 500 Growth ETF
VOOG
$27.3B
$443K 0.01%
30,060
– –
DISH
862
DELISTED
DISH Network Corp.
DISH
$443K 0.01%
7,650
+2,000
+35% +$102K
FTEK icon
863
Fuel Tech
FTEK
$43.7M
$442K 0.01%
62,400
+43,390
+228% +$264K
ELLI
864
DELISTED
Ellie Mae Inc
ELLI
$442K 0.01%
16,437
-8,721
-35% -$246K
FIW icon
865
First Trust Water ETF
FIW
$1.95B
$441K 0.01%
13,044
+1,509
+13% +$48.7K
EEP
866
DELISTED
Enbridge Energy Partners
EEP
$439K 0.01%
14,713
-7,489
-34% -$224K
IWC icon
867
iShares Micro-Cap ETF
IWC
$1.5B
$438K 0.01%
+5,828
New +$414K
TMUS icon
868
T-Mobile US
TMUS
$190B
$437K 0.01%
+12,985
New +$356K
HMIN
869
DELISTED
HOMEINNS HOTEL GROUP SPONSORED ADR
HMIN
$436K 0.01%
+10,000
New +$386K
QTEC icon
870
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.76B
$435K 0.01%
12,285
+1,269
+12% +$42.5K
EWG icon
871
iShares MSCI Germany ETF
EWG
$1.68B
$434K 0.01%
13,689
+3,317
+32% +$98.1K
ANR
872
DELISTED
Alpha Natural Resources Inc
ANR
$433K 0.01%
60,532
-47,491
-44% -$321K
LNCO
873
DELISTED
LINNCO LLC COM SHS REPSTG LTD LIABILITY
LNCO
$431K 0.01%
13,994
+4,343
+45% +$133K
SCHW
874
Charles Schwab
SCHW
$187B
$430K 0.01%
16,525
-20,517
-55% -$489K
CTAS icon
875
Cintas
CTAS
$81.3B
$429K 0.01%
28,800
– –
33 34
35
36 37

Similar funds

AC
Allstate Corporation Northbrook, Illinois $9.35B AUM 16.13% 1-Year Est. Return
NPT
National Philanthropic Trust Jenkintown, Pennsylvania $9.38B AUM 33.37% 1-Year Est. Return
PVI
Partners Value Investments Hamilton, Bermuda $9.34B AUM 12.2% 1-Year Est. Return
WPL
WINDACRE PARTNERSHIP LLC Houston, Texas $9.34B AUM 17.41% 1-Year Est. Return
IAA
Independent Advisor Alliance Charlotte, North Carolina $9.32B AUM 33.19% 1-Year Est. Return
RCM
RA Capital Management Boston, Massachusetts $9.44B AUM 157.3% 1-Year Est. Return
RCMNY
Rubric Capital Management (New York) New York $9.44B AUM 68.42% 1-Year Est. Return
SIM
SRS Investment Management New York $9.47B AUM 60.12% 1-Year Est. Return

Oppenheimer & Co's Q4 2013 Portfolio in Review

As of Q4 2013, Oppenheimer & Co held 1,543 positions worth $3.13B, up 9.9% from $2.84B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Oppenheimer & Co's Q4 2013 filing shows 228 new, 546 increased, 510 reduced and 166 closed positions. Its largest new stake was TetraLogic Pharmaceuticals Corporation: 1,072,115 shares worth $10.2M. The largest sale was WisdomTree Emerging Markets Local Debt Fund, an estimated $5.52M.

By sector, the portfolio is most concentrated in Energy at 12% of assets, down from 13% a quarter earlier, followed by Healthcare and Industrials.

  • Oppenheimer & Co's largest Q4 2013 buy was TetraLogic Pharmaceuticals Corporation: 1,072,115 shares worth $10.2M.
  • Oppenheimer & Co added most to Invesco FTSE RAFI US 1000 ETF in Q4 2013, an estimated $8.14M increase.
  • Oppenheimer & Co's biggest Q4 2013 reduction was WisdomTree Emerging Markets Local Debt Fund, cutting an estimated $5.52M.
  • Oppenheimer & Co fully exited iShares Global Financials ETF in Q4 2013, selling an estimated $5.36M.
  • Oppenheimer & Co's ten largest holdings make up 12% of its $3.13B portfolio in Q4 2013.
  • Oppenheimer & Co opened 228 new positions and closed 166 in Q4 2013.
  • Oppenheimer & Co's portfolio value rose 9.9% quarter-over-quarter to $3.13B.

Based on Oppenheimer & Co's 13F filing for Q4 2013, filed 12 Feb 2014.