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Oppenheimer & Co Portfolio holdings

AUM $9.37B
1-Year Est. Return 36.4%
This Fund
S&P 500
This Quarter Est. Return
-2.62%
1 Year Est. Return
+36.4%
3 Year Est. Return
+114.29%
5 Year Est. Return
+137.63%
10 Year Est. Return
+535.77%
AUM
$4.84B
AUM Growth
-$154M
Cap. Flow
+$25M
Cap. Flow %
0.52%
Top 10 Hldgs %
18.29%
Holding
1,493
New
82
Increased
580
Reduced
615
Closed
118

Top Buys

Rank Stock Value
1
DAUG icon
FT Vest US Equity Deep Buffer ETF August
DAUG
+$19.1M
2
DFAT icon
Dimensional US Targeted Value ETF
DFAT
+$7.21M
3
KVUE icon
Kenvue
KVUE
+$5.01M
4
COP icon
ConocoPhillips
COP
+$4.53M
5
EOG icon
EOG Resources
EOG
+$4.09M

Top Sells

Rank Stock Value
1
DDEC icon
FT Vest US Equity Deep Buffer ETF December
DDEC
+$15.1M
2
ETRN
Equitrans Midstream Corporation Common Stock
ETRN
+$7.88M
3
MRK icon
Merck
MRK
+$5.65M
4
JNJ icon
Johnson & Johnson
JNJ
+$5.36M
5
ATVI
Activision Blizzard
ATVI
+$3.62M

Sector Composition

Rank Sector Weight
1 Technology 18.65%
2 Financials 10.44%
3 Healthcare 9.35%
4 Industrials 8.91%
5 Consumer Discretionary 7.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OC icon
826
Owens Corning
OC
$12.6B
$670K 0.01%
4,908
+1,547
+46% +$213K
OEC icon
827
Orion
OEC
$377M
$666K 0.01%
31,300
+450
+1% +$9.82K
CFG icon
828
Citizens Financial Group
CFG
$30.7B
$664K 0.01%
24,760
-2,300
-8% -$65.8K
VTS icon
829
Vitesse Energy
VTS
$691M
$663K 0.01%
28,953
+537
+2% +$12.6K
QUAL icon
830
iShares MSCI USA Quality Factor ETF
QUAL
$48B
$663K 0.01%
5,027
– –
FSLY icon
831
Fastly Inc
FSLY
$4.58B
$661K 0.01%
34,455
-9,098
-21% -$178K
VRP icon
832
Invesco Variable Rate Preferred ETF
VRP
$3.01B
$660K 0.01%
29,485
+38
+0.1% +$856
AB icon
833
AllianceBernstein
AB
$3.45B
$659K 0.01%
21,729
-5,019
-19% -$159K
SPSM icon
834
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
$17.4B
$658K 0.01%
17,827
+2,369
+15% +$92.3K
JHML icon
835
John Hancock Multifactor Large Cap ETF
JHML
$1.19B
$656K 0.01%
12,381
+39
+0.3% +$2.15K
NTRS icon
836
Northern Trust
NTRS
$34.4B
$654K 0.01%
9,416
+6,554
+229% +$495K
DON icon
837
WisdomTree US MidCap Dividend Fund
DON
$4.09B
$653K 0.01%
15,937
+64
+0.4% +$2.73K
HOG icon
838
Harley-Davidson
HOG
$2.78B
$652K 0.01%
19,714
-1,538
-7% -$53.5K
VIXY icon
839
ProShares VIX Short-Term Futures ETF
VIXY
$195M
$650K 0.01%
6,973
-578
-8% -$54.4K
CMA
840
DELISTED
Comerica
CMA
$644K 0.01%
15,505
+1,786
+13% +$84.7K
BOND icon
841
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.46B
$642K 0.01%
7,304
-1,331
-15% -$120K
DSL
842
DoubleLine Income Solutions Fund
DSL
$1.23B
$641K 0.01%
54,659
+4,169
+8% +$49.9K
SPEM icon
843
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17.6B
$640K 0.01%
19,056
-1,400
-7% -$48.4K
BLDR icon
844
Builders FirstSource
BLDR
$8.08B
$639K 0.01%
5,134
-1,858
-27% -$256K
EIX icon
845
Edison International
EIX
$26.9B
$638K 0.01%
10,073
-2,976
-23% -$207K
DJUL icon
846
FT Vest US Equity Deep Buffer ETF July
DJUL
$457M
$637K 0.01%
+18,762
New +$652K
INFL icon
847
Horizon Kinetics Inflation Beneficiaries ETF
INFL
$1.56B
$636K 0.01%
20,880
-5,016
-19% -$157K
FEM icon
848
First Trust Emerging Markets AlphaDEX Fund
FEM
$781M
$635K 0.01%
30,405
+1,551
+5% +$33.8K
BEN icon
849
Franklin Resources
BEN
$16.9B
$633K 0.01%
25,765
-1,306
-5% -$35.3K
FMAR icon
850
FT Vest US Equity Buffer ETF March
FMAR
$1.16B
$632K 0.01%
17,950
-349
-2% -$12.5K
32 33
34
35 36

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PVI
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RCM
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RCMNY
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Oppenheimer & Co's Q3 2023 Portfolio in Review

As of Q3 2023, Oppenheimer & Co held 1,493 positions worth $4.84B, down 3.1% from $5B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Oppenheimer & Co's Q3 2023 filing shows 82 new, 580 increased, 615 reduced and 118 closed positions. Its largest new stake was FT Vest US Equity Deep Buffer ETF August: 562,231 shares worth $18.6M. The largest sale was FT Vest US Equity Deep Buffer ETF December, an estimated $15.1M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

  • Oppenheimer & Co's largest Q3 2023 buy was FT Vest US Equity Deep Buffer ETF August: 562,231 shares worth $18.6M.
  • Oppenheimer & Co added most to ConocoPhillips in Q3 2023, an estimated $4.53M increase.
  • Oppenheimer & Co's biggest Q3 2023 reduction was Equitrans Midstream Corporation Common Stock, cutting an estimated $7.88M.
  • Oppenheimer & Co fully exited FT Vest US Equity Deep Buffer ETF December in Q3 2023, selling an estimated $15.1M.
  • Oppenheimer & Co's ten largest holdings make up 18% of its $4.84B portfolio in Q3 2023.
  • Oppenheimer & Co opened 82 new positions and closed 118 in Q3 2023.
  • Oppenheimer & Co's portfolio value fell 3.1% quarter-over-quarter to $4.84B.

Based on Oppenheimer & Co's 13F filing for Q3 2023, filed 8 Nov 2023.