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Oppenheimer & Co Portfolio holdings

AUM $9.37B
1-Year Est. Return 36.4%
This Fund
S&P 500
This Quarter Est. Return
+9.18%
1 Year Est. Return
+36.4%
3 Year Est. Return
+114.29%
5 Year Est. Return
+137.63%
10 Year Est. Return
+535.77%
AUM
$4.39B
AUM Growth
+$118M
Cap. Flow
-$190M
Cap. Flow %
-4.31%
Top 10 Hldgs %
15.83%
Holding
1,464
New
104
Increased
519
Reduced
644
Closed
116

Top Buys

Rank Stock Value
1
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$5.9M
2
MEOH icon
Methanex
MEOH
+$5.89M
3
HYLS icon
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
+$5.46M
4
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$5.1M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$4.11M

Top Sells

Rank Stock Value
1
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$22.8M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$15M
3
WFC icon
Wells Fargo
WFC
+$11.1M
4
JNJ icon
Johnson & Johnson
JNJ
+$11M
5
C icon
Citigroup
C
+$9.2M

Sector Composition

Rank Sector Weight
1 Technology 15.67%
2 Healthcare 11.79%
3 Financials 11.13%
4 Industrials 8.9%
5 Consumer Discretionary 7.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JHML icon
826
John Hancock Multifactor Large Cap ETF
JHML
$1.2B
$662K 0.02%
13,439
+999
+8% +$49.3K
MFEM icon
827
PIMCO RAFI Dynamic Multi-Factor Emerging Markets Equity ETF
MFEM
$150M
$661K 0.02%
+38,020
New +$655K
FEMS icon
828
First Trust Emerging Markets Small Cap AlphaDEX Fund
FEMS
$254M
$658K 0.02%
16,904
+1,592
+10% +$57.2K
VOE icon
829
Vanguard Morningstar Mid-Cap Value ETF
VOE
$24.3B
$656K 0.01%
+4,848
New +$650K
SPEM icon
830
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17.7B
$654K 0.01%
19,856
+76
+0.4% +$2.46K
FBT icon
831
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.81B
$654K 0.01%
4,245
+394
+10% +$58.1K
VTRS icon
832
Viatris
VTRS
$18.7B
$653K 0.01%
58,685
-12,834
-18% -$134K
VBK icon
833
Vanguard Morningstar Small-Cap Growth ETF
VBK
$24.8B
$653K 0.01%
3,255
+1,084
+50% +$222K
BST icon
834
BlackRock Science and Technology Trust
BST
$1.74B
$648K 0.01%
22,853
-2,050
-8% -$62.4K
SRC
835
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
$648K 0.01%
16,227
+1,550
+11% +$60.5K
SLRC icon
836
SLR Investment Corp
SLRC
$701M
$647K 0.01%
46,519
-1,053
-2% -$14.6K
TEVA icon
837
Teva Pharmaceuticals
TEVA
$42.6B
$643K 0.01%
70,546
-6,707
-9% -$58.5K
FTA icon
838
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.42B
$642K 0.01%
9,759
-29
-0.3% -$1.88K
MCK icon
839
McKesson
MCK
$103B
$642K 0.01%
1,712
+133
+8% +$49.6K
CFR icon
840
Cullen/Frost Bankers
CFR
$10.4B
$640K 0.01%
4,790
– –
S icon
841
SentinelOne
S
$7.6B
$639K 0.01%
43,817
+15,579
+55% +$288K
IDU icon
842
iShares US Utilities ETF
IDU
$1.37B
$639K 0.01%
7,383
+8
+0.1% +$671
CEFS icon
843
Saba Closed-End Funds ETF
CEFS
$441M
$639K 0.01%
37,017
+10,781
+41% +$188K
VTIP icon
844
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.8B
$638K 0.01%
13,666
-11,904
-47% -$567K
BUD icon
845
AB InBev
BUD
$156B
$634K 0.01%
10,560
-354
-3% -$19K
MEGI
846
MainStay CBRE Global Infrastructure Megatrends Term Fund
MEGI
$784M
$632K 0.01%
46,277
+6,247
+16% +$83.9K
PPLI
847
People Inc
PPLI
$3.05B
$628K 0.01%
17,245
+2,446
+17% +$96.8K
TSEM icon
848
Tower Semiconductor
TSEM
$30.5B
$626K 0.01%
+14,500
New +$630K
PCG icon
849
PG&E
PCG
$38.1B
$625K 0.01%
38,416
-94
-0.2% -$1.42K
DAL icon
850
Delta Air Lines
DAL
$59B
$622K 0.01%
18,925
-673
-3% -$22.3K
32 33
34
35 36

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RCM
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RCMNY
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Oppenheimer & Co's Q4 2022 Portfolio in Review

As of Q4 2022, Oppenheimer & Co held 1,464 positions worth $4.39B, up 2.8% from $4.27B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Oppenheimer & Co withdrew a net $190M in Q4 2022, closing 116 positions and reducing 644 holdings. Its most notable exit was State Street SPDR Portfolio Mortgage Backed Bond ETF, an estimated $8.22M position sold in full.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 16% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Oppenheimer & Co opened a new position in State Street SPDR Portfolio S&P 500 Value ETF worth $5.18M.

  • Oppenheimer & Co's largest Q4 2022 buy was State Street SPDR Portfolio S&P 500 Value ETF: 133,272 shares worth $5.18M.
  • Oppenheimer & Co added most to iShares Treasury Floating Rate Bond ETF in Q4 2022, an estimated $5.9M increase.
  • Oppenheimer & Co's biggest Q4 2022 reduction was Berkshire Hathaway Class B, cutting an estimated $22.8M.
  • Oppenheimer & Co fully exited State Street SPDR Portfolio Mortgage Backed Bond ETF in Q4 2022, selling an estimated $8.22M.
  • Oppenheimer & Co's ten largest holdings make up 16% of its $4.39B portfolio in Q4 2022.
  • Oppenheimer & Co opened 104 new positions and closed 116 in Q4 2022.
  • Oppenheimer & Co's portfolio value rose 2.8% quarter-over-quarter to $4.39B.

Based on Oppenheimer & Co's 13F filing for Q4 2022, filed 8 Feb 2023.