We are live on ! Find out more
OC

Oppenheimer & Co Portfolio holdings

AUM $9.37B
1-Year Est. Return 36.4%
This Fund
S&P 500
This Quarter Est. Return
-4.38%
1 Year Est. Return
+36.4%
3 Year Est. Return
+114.29%
5 Year Est. Return
+137.63%
10 Year Est. Return
+535.77%
AUM
$4.27B
AUM Growth
-$371M
Cap. Flow
-$127M
Cap. Flow %
-2.97%
Top 10 Hldgs %
17.39%
Holding
1,495
New
92
Increased
565
Reduced
626
Closed
135

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$15.8M
2
SPMB icon
State Street SPDR Portfolio Mortgage Backed Bond ETF
SPMB
+$8.71M
3
TIPZ icon
PIMCO Broad US TIPS Index Exchange-Traded Fund
TIPZ
+$7.71M
4
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$6.86M
5
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$6.79M

Top Sells

Rank Stock Value
1
TIPX icon
State Street SPDR Bloomberg 1-10 Year TIPS ETF
TIPX
+$11.6M
2
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$11.6M
3
IYK icon
iShares US Consumer Staples ETF
IYK
+$10.9M
4
XLRE icon
State Street Real Estate Select Sector SPDR ETF
XLRE
+$9.22M
5
MSFT icon
Microsoft
MSFT
+$6.77M

Sector Composition

Rank Sector Weight
1 Technology 16.08%
2 Financials 11.35%
3 Healthcare 11.26%
4 Industrials 8.28%
5 Consumer Discretionary 7.96%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NDAQ icon
826
Nasdaq
NDAQ
$53.1B
$602K 0.01%
10,623
-15,183
-59% -$893K
IDU icon
827
iShares US Utilities ETF
IDU
$1.37B
$598K 0.01%
7,375
+11
+0.1% +$990
VRNT
828
DELISTED
Verint Systems
VRNT
$598K 0.01%
17,796
-32
-0.2% -$1.4K
BMEZ icon
829
BlackRock Health Sciences Trust II
BMEZ
$1.01B
$597K 0.01%
39,972
+4,395
+12% +$72.7K
DBMF icon
830
iMGP DBi Managed Futures Strategy ETF
DBMF
$4.2B
$594K 0.01%
+17,516
New +$565K
PXF icon
831
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
$2.95B
$591K 0.01%
16,840
-175
-1% -$6.87K
K
832
DELISTED
Kellanova
K
$588K 0.01%
8,995
+1,158
+15% +$79.6K
CWEN icon
833
Clearway Energy Class C
CWEN
$7.08B
$587K 0.01%
18,442
+51
+0.3% +$1.88K
INDB icon
834
Independent Bank
INDB
$4.02B
$587K 0.01%
+7,874
New +$637K
ICE icon
835
Intercontinental Exchange
ICE
$84.9B
$586K 0.01%
6,483
-1,544
-19% -$155K
SLRC icon
836
SLR Investment Corp
SLRC
$706M
$586K 0.01%
+47,572
New +$697K
QRVO icon
837
Qorvo
QRVO
$8.53B
$581K 0.01%
7,319
+102
+1% +$9.86K
SWAV
838
DELISTED
Shockwave Medical, Inc. Common Stock
SWAV
$580K 0.01%
+2,087
New +$531K
DON icon
839
WisdomTree US MidCap Dividend Fund
DON
$4.09B
$577K 0.01%
15,313
+394
+3% +$16.2K
AL
840
DELISTED
Air Lease Corp
AL
$575K 0.01%
18,532
-10,013
-35% -$358K
VYX icon
841
NCR Voyix
VYX
$1.11B
$574K 0.01%
49,171
+38,294
+352% +$703K
IWR icon
842
iShares Russell Mid-Cap ETF
IWR
$57.7B
$573K 0.01%
9,218
+416
+5% +$28.6K
PBR icon
843
Petrobras
PBR
$116B
$570K 0.01%
46,164
+13,642
+42% +$181K
TEAF
844
DELISTED
Ecofin Sustainable & Social Impact Term Fund
TEAF
$570K 0.01%
44,706
+1,523
+4% +$21.8K
TXG icon
845
10x Genomics
TXG
$7.62B
$570K 0.01%
20,020
+9,973
+99% +$380K
RH icon
846
RH
RH
$3.46B
$569K 0.01%
2,311
-696
-23% -$188K
STEM icon
847
Stem
STEM
$52.8M
$567K 0.01%
2,125
+17
+0.8% +$4.35K
EXP icon
848
Eagle Materials
EXP
$6.57B
$565K 0.01%
+5,267
New +$631K
FTA icon
849
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.42B
$565K 0.01%
9,788
-13,430
-58% -$864K
JHML icon
850
John Hancock Multifactor Large Cap ETF
JHML
$1.19B
$565K 0.01%
12,440
+316
+3% +$15.8K
32 33
34
35 36

Similar funds

AC
Allstate Corporation Northbrook, Illinois $9.35B AUM 16.13% 1-Year Est. Return
NPT
National Philanthropic Trust Jenkintown, Pennsylvania $9.38B AUM 33.37% 1-Year Est. Return
PVI
Partners Value Investments Hamilton, Bermuda $9.34B AUM 12.2% 1-Year Est. Return
WPL
WINDACRE PARTNERSHIP LLC Houston, Texas $9.34B AUM 17.41% 1-Year Est. Return
IAA
Independent Advisor Alliance Charlotte, North Carolina $9.32B AUM 33.19% 1-Year Est. Return
RCM
RA Capital Management Boston, Massachusetts $9.44B AUM 157.3% 1-Year Est. Return
RCMNY
Rubric Capital Management (New York) New York $9.44B AUM 68.42% 1-Year Est. Return
SIM
SRS Investment Management New York $9.47B AUM 60.12% 1-Year Est. Return

Oppenheimer & Co's Q3 2022 Portfolio in Review

As of Q3 2022, Oppenheimer & Co held 1,495 positions worth $4.27B, down 8% from $4.65B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Oppenheimer & Co's Q3 2022 filing shows 92 new, 565 increased, 626 reduced and 135 closed positions. Its largest new stake was State Street SPDR Portfolio Mortgage Backed Bond ETF: 383,244 shares worth $8.22M. The largest sale was State Street SPDR Bloomberg 1-10 Year TIPS ETF, an estimated $11.6M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 16% a quarter earlier, followed by Financials and Healthcare.

  • Oppenheimer & Co's largest Q3 2022 buy was State Street SPDR Portfolio Mortgage Backed Bond ETF: 383,244 shares worth $8.22M.
  • Oppenheimer & Co added most to iShares 20+ Year Treasury Bond ETF in Q3 2022, an estimated $15.8M increase.
  • Oppenheimer & Co's biggest Q3 2022 reduction was State Street SPDR Bloomberg 1-10 Year TIPS ETF, cutting an estimated $11.6M.
  • Oppenheimer & Co fully exited iShares US Consumer Staples ETF in Q3 2022, selling an estimated $10.9M.
  • Oppenheimer & Co's ten largest holdings make up 17% of its $4.27B portfolio in Q3 2022.
  • Oppenheimer & Co opened 92 new positions and closed 135 in Q3 2022.
  • Oppenheimer & Co's portfolio value fell 8% quarter-over-quarter to $4.27B.

Based on Oppenheimer & Co's 13F filing for Q3 2022, filed 14 Nov 2022.