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Oppenheimer & Co Portfolio holdings

AUM $9.37B
1-Year Est. Return 36.4%
This Fund
S&P 500
This Quarter Est. Return
-2.62%
1 Year Est. Return
+36.4%
3 Year Est. Return
+114.29%
5 Year Est. Return
+137.63%
10 Year Est. Return
+535.77%
AUM
$4.84B
AUM Growth
-$154M
Cap. Flow
+$25M
Cap. Flow %
0.52%
Top 10 Hldgs %
18.29%
Holding
1,493
New
82
Increased
580
Reduced
615
Closed
118

Top Buys

Rank Stock Value
1
DAUG icon
FT Vest US Equity Deep Buffer ETF August
DAUG
+$19.1M
2
DFAT icon
Dimensional US Targeted Value ETF
DFAT
+$7.21M
3
KVUE icon
Kenvue
KVUE
+$5.01M
4
COP icon
ConocoPhillips
COP
+$4.53M
5
EOG icon
EOG Resources
EOG
+$4.09M

Top Sells

Rank Stock Value
1
DDEC icon
FT Vest US Equity Deep Buffer ETF December
DDEC
+$15.1M
2
ETRN
Equitrans Midstream Corporation Common Stock
ETRN
+$7.88M
3
MRK icon
Merck
MRK
+$5.65M
4
JNJ icon
Johnson & Johnson
JNJ
+$5.36M
5
ATVI
Activision Blizzard
ATVI
+$3.62M

Sector Composition

Rank Sector Weight
1 Technology 18.65%
2 Financials 10.44%
3 Healthcare 9.35%
4 Industrials 8.91%
5 Consumer Discretionary 7.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AWF
801
AllianceBernstein Global High Income Fund
AWF
$878M
$718K 0.01%
74,055
+4,062
+6% +$40.1K
BUD icon
802
AB InBev
BUD
$159B
$718K 0.01%
12,988
-48
-0.4% -$2.72K
FJAN icon
803
FT Vest US Equity Buffer ETF January
FJAN
$1.45B
$718K 0.01%
19,676
+1,353
+7% +$50.5K
IPAY icon
804
Amplify Mobile Payments ETF
IPAY
$182M
$717K 0.01%
18,350
-1,849
-9% -$78.2K
ARMK icon
805
Aramark
ARMK
$15.9B
$717K 0.01%
28,617
-415
-1% -$11.6K
RXO icon
806
RXO
RXO
$3.54B
$717K 0.01%
36,318
+2,548
+8% +$50.2K
MBLY icon
807
Mobileye
MBLY
$7.54B
$713K 0.01%
17,165
+3,679
+27% +$142K
KRP icon
808
Kimbell Royalty Partners
KRP
$1.5B
$713K 0.01%
44,557
– –
SCZ icon
809
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.5B
$706K 0.01%
12,509
-269
-2% -$15.9K
CEF icon
810
Sprott Physical Gold and Silver Trust
CEF
$8.3B
$706K 0.01%
40,762
+7,216
+22% +$131K
CCL icon
811
Carnival Corporation Ltd
CCL
$38B
$706K 0.01%
51,454
-34,679
-40% -$575K
MGA icon
812
Magna International
MGA
$18.8B
$705K 0.01%
13,152
+2,935
+29% +$171K
LECO icon
813
Lincoln Electric
LECO
$15.5B
$705K 0.01%
+3,876
New +$740K
PPH icon
814
VanEck Pharmaceutical ETF
PPH
$996M
$703K 0.01%
8,799
-20,438
-70% -$1.65M
RY icon
815
Royal Bank of Canada
RY
$292B
$696K 0.01%
7,958
-1
-0% -$93
ETR icon
816
Entergy
ETR
$49.7B
$695K 0.01%
15,034
+3,942
+36% +$192K
CEFS icon
817
Saba Closed-End Funds ETF
CEFS
$437M
$695K 0.01%
39,682
+2,665
+7% +$49.1K
VYM icon
818
Vanguard High Dividend Yield ETF
VYM
$83.8B
$694K 0.01%
6,715
-109
-2% -$11.7K
SPB icon
819
Spectrum Brands
SPB
$2.02B
$691K 0.01%
8,814
-4,432
-33% -$350K
FDEC icon
820
FT Vest US Equity Buffer ETF December
FDEC
$1.35B
$686K 0.01%
19,488
-2,407
-11% -$87K
UNG icon
821
United States Natural Gas Fund
UNG
$494M
$682K 0.01%
+24,977
New +$698K
VGK icon
822
Vanguard FTSE Europe ETF
VGK
$31B
$682K 0.01%
11,776
-10,706
-48% -$652K
LIT icon
823
Global X Lithium & Battery Tech ETF
LIT
$1.59B
$680K 0.01%
12,334
-1,464
-11% -$89.4K
VOD icon
824
Vodafone
VOD
$36.7B
$677K 0.01%
71,417
-28,614
-29% -$271K
LTHM
825
DELISTED
Livent Corporation
LTHM
$675K 0.01%
36,666
-609
-2% -$13.9K
31 32
33
34 35

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RCM
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RCMNY
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Oppenheimer & Co's Q3 2023 Portfolio in Review

As of Q3 2023, Oppenheimer & Co held 1,493 positions worth $4.84B, down 3.1% from $5B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Oppenheimer & Co's Q3 2023 filing shows 82 new, 580 increased, 615 reduced and 118 closed positions. Its largest new stake was FT Vest US Equity Deep Buffer ETF August: 562,231 shares worth $18.6M. The largest sale was FT Vest US Equity Deep Buffer ETF December, an estimated $15.1M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

  • Oppenheimer & Co's largest Q3 2023 buy was FT Vest US Equity Deep Buffer ETF August: 562,231 shares worth $18.6M.
  • Oppenheimer & Co added most to ConocoPhillips in Q3 2023, an estimated $4.53M increase.
  • Oppenheimer & Co's biggest Q3 2023 reduction was Equitrans Midstream Corporation Common Stock, cutting an estimated $7.88M.
  • Oppenheimer & Co fully exited FT Vest US Equity Deep Buffer ETF December in Q3 2023, selling an estimated $15.1M.
  • Oppenheimer & Co's ten largest holdings make up 18% of its $4.84B portfolio in Q3 2023.
  • Oppenheimer & Co opened 82 new positions and closed 118 in Q3 2023.
  • Oppenheimer & Co's portfolio value fell 3.1% quarter-over-quarter to $4.84B.

Based on Oppenheimer & Co's 13F filing for Q3 2023, filed 8 Nov 2023.