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Oppenheimer & Co Portfolio holdings

AUM $9.37B
1-Year Est. Return 36.4%
This Fund
S&P 500
This Quarter Est. Return
+15.61%
1 Year Est. Return
+36.4%
3 Year Est. Return
+114.29%
5 Year Est. Return
+137.63%
10 Year Est. Return
+535.77%
AUM
$4.74B
AUM Growth
+$743M
Cap. Flow
+$207M
Cap. Flow %
4.37%
Top 10 Hldgs %
17.46%
Holding
1,440
New
165
Increased
569
Reduced
526
Closed
100

Top Buys

Rank Stock Value
1
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$20.3M
2
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$16.8M
3
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$16.2M
4
EMB icon
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
+$15.9M
5
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$15.5M

Top Sells

Rank Stock Value
1
SH icon
ProShares Short S&P500
SH
+$9.67M
2
LOW icon
Lowe's Companies
LOW
+$6.73M
3
ALB icon
Albemarle
ALB
+$5.55M
4
VEEV icon
Veeva Systems
VEEV
+$5.27M
5
CHWY icon
Chewy
CHWY
+$5.11M

Sector Composition

Rank Sector Weight
1 Technology 18.79%
2 Healthcare 11.15%
3 Financials 10.55%
4 Consumer Discretionary 9.84%
5 Industrials 7.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SNY icon
801
Sanofi
SNY
$104B
$634K 0.01%
13,034
-18,379
-59% -$906K
DGRW icon
802
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$17.3B
$633K 0.01%
11,735
– –
SWN
803
DELISTED
Southwestern Energy Company
SWN
$632K 0.01%
211,925
+76,120
+56% +$224K
FMX icon
804
Fomento Económico Mexicano
FMX
$40.3B
$630K 0.01%
8,315
-2
-0% -$134
MDLA
805
DELISTED
Medallia, Inc.
MDLA
$629K 0.01%
18,915
-16,071
-46% -$512K
FEMS icon
806
First Trust Emerging Markets Small Cap AlphaDEX Fund
FEMS
$251M
$624K 0.01%
15,194
+70
+0.5% +$2.56K
WEX icon
807
WEX
WEX
$6.44B
$624K 0.01%
3,066
-302
-9% -$50.8K
KR icon
808
Kroger
KR
$34.5B
$623K 0.01%
19,625
-19,701
-50% -$639K
AR icon
809
Antero Resources
AR
$11.6B
$616K 0.01%
113,111
+19,892
+21% +$81.6K
TECK icon
810
Teck Resources
TECK
$32.4B
$616K 0.01%
33,941
+14,270
+73% +$220K
AMWL icon
811
American Well
AMWL
$221M
$615K 0.01%
+1,215
New +$704K
LDOS icon
812
Leidos
LDOS
$17.7B
$611K 0.01%
5,815
+1,841
+46% +$177K
BMO icon
813
Bank of Montreal
BMO
$127B
$609K 0.01%
8,004
-13
-0.2% -$890
IEMG icon
814
iShares Core MSCI Emerging Markets ETF
IEMG
$156B
$609K 0.01%
9,809
+4,787
+95% +$276K
VIGI icon
815
Vanguard International Dividend Appreciation ETF
VIGI
$9.26B
$608K 0.01%
7,465
-13,100
-64% -$1.01M
BMEZ icon
816
BlackRock Health Sciences Trust II
BMEZ
$1.01B
$607K 0.01%
21,180
+1,023
+5% +$27.2K
DBE icon
817
Invesco DB Energy Fund
DBE
$91.6M
$606K 0.01%
55,929
+26,176
+88% +$260K
ESTC icon
818
Elastic
ESTC
$7.94B
$606K 0.01%
4,149
+158
+4% +$19.4K
CIT
819
DELISTED
CIT Group Inc.
CIT
$603K 0.01%
16,807
-11,391
-40% -$359K
PPH icon
820
VanEck Pharmaceutical ETF
PPH
$996M
$601K 0.01%
9,040
– –
DES icon
821
WisdomTree US SmallCap Dividend Fund
DES
$2.21B
$598K 0.01%
22,487
-150
-0.7% -$3.64K
FTA icon
822
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.42B
$598K 0.01%
10,882
-4,530
-29% -$234K
FVC icon
823
First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC
$109M
$598K 0.01%
19,241
-1,906
-9% -$54.8K
FRTA
824
DELISTED
Forterra, Inc
FRTA
$594K 0.01%
34,519
+12,138
+54% +$194K
EBAY icon
825
eBay
EBAY
$47.2B
$592K 0.01%
11,776
-7,385
-39% -$377K
31 32
33
34 35

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RCM
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Oppenheimer & Co's Q4 2020 Portfolio in Review

As of Q4 2020, Oppenheimer & Co held 1,440 positions worth $4.74B, up 19% from $4B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Oppenheimer & Co deployed $207M of net new capital in Q4 2020, opening 165 new positions and adding to 569 existing holdings. Its largest new stake was State Street SPDR Bloomberg High Yield Bond ETF: 152,386 shares worth $16.6M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 19% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was ProShares Short S&P500, an estimated $9.67M trimmed.

  • Oppenheimer & Co's largest Q4 2020 buy was State Street SPDR Bloomberg High Yield Bond ETF: 152,386 shares worth $16.6M.
  • Oppenheimer & Co added most to Vanguard Intermediate-Term Bond ETF in Q4 2020, an estimated $20.3M increase.
  • Oppenheimer & Co's biggest Q4 2020 reduction was ProShares Short S&P500, cutting an estimated $9.67M.
  • Oppenheimer & Co fully exited PagerDuty in Q4 2020, selling an estimated $2.96M.
  • Oppenheimer & Co's ten largest holdings make up 17% of its $4.74B portfolio in Q4 2020.
  • Oppenheimer & Co opened 165 new positions and closed 100 in Q4 2020.
  • Oppenheimer & Co's portfolio value rose 19% quarter-over-quarter to $4.74B.

Based on Oppenheimer & Co's 13F filing for Q4 2020, filed 11 Feb 2021.