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Oppenheimer & Co Portfolio holdings

AUM $9.37B
1-Year Est. Return 36.4%
This Fund
S&P 500
This Quarter Est. Return
+8.78%
1 Year Est. Return
+36.4%
3 Year Est. Return
+114.29%
5 Year Est. Return
+137.63%
10 Year Est. Return
+535.77%
AUM
$3.13B
AUM Growth
+$281M
Cap. Flow
+$61.6M
Cap. Flow %
1.97%
Top 10 Hldgs %
12.2%
Holding
1,543
New
228
Increased
546
Reduced
510
Closed
166

Top Buys

Rank Stock Value
1
TLOG
TetraLogic Pharmaceuticals Corporation
TLOG
+$8.36M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$8.14M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.91M
4
KMB icon
Kimberly-Clark
KMB
+$5.03M
5
EWU icon
iShares MSCI United Kingdom ETF
EWU
+$3.89M

Top Sells

Rank Stock Value
1
ELD icon
WisdomTree Emerging Markets Local Debt Fund
ELD
+$5.52M
2
BKLN icon
Invesco Senior Loan ETF
BKLN
+$5.39M
3
IXG icon
iShares Global Financials ETF
IXG
+$5.36M
4
CVE icon
Cenovus Energy
CVE
+$5.09M
5
EPP icon
iShares MSCI Pacific ex Japan ETF
EPP
+$4.89M

Sector Composition

Rank Sector Weight
1 Energy 12.37%
2 Healthcare 10.59%
3 Industrials 9.5%
4 Financials 9.49%
5 Technology 9.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PHG icon
801
Philips
PHG
$26.1B
$519K 0.02%
20,249
+5,704
+39% +$137K
MUNI icon
802
PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund
MUNI
$3.12B
$518K 0.02%
10,000
+150
+2% +$7.81K
WDAY icon
803
Workday
WDAY
$44.4B
$515K 0.02%
6,188
-824
-12% -$65.1K
PETM
804
DELISTED
PETSMART INC
PETM
$514K 0.02%
+7,067
New +$517K
CPRI icon
805
Capri Holdings
CPRI
$1.74B
$510K 0.02%
6,279
-5,961
-49% -$470K
CRK icon
806
Comstock Resources
CRK
$3.94B
$509K 0.02%
5,561
-273
-5% -$23.7K
CALL
807
DELISTED
magicJack VocalTec Ltd
CALL
$502K 0.02%
42,096
-1,377
-3% -$17K
SWK icon
808
Stanley Black & Decker
SWK
$15.7B
$501K 0.02%
6,202
-4,281
-41% -$350K
MHK icon
809
Mohawk Industries
MHK
$9.22B
$497K 0.02%
+3,340
New +$456K
KEX icon
810
Kirby Corp
KEX
$6.93B
$496K 0.02%
5,000
-10,000
-67% -$918K
SRF
811
DELISTED
THE CUSHING ROYALTY & INCOME FUND
SRF
$495K 0.02%
5,833
-471
-7% -$40.1K
AET
812
DELISTED
Aetna Inc
AET
$495K 0.02%
7,215
+1,286
+22% +$83.9K
CSQ icon
813
Calamos Strategic Total Return Fund
CSQ
$3.35B
$494K 0.02%
45,393
-499
-1% -$5.25K
BHC icon
814
Bausch Health
BHC
$2.34B
$492K 0.02%
4,192
+1,431
+52% +$157K
TDC icon
815
Teradata
TDC
$2.55B
$492K 0.02%
10,803
-5,421
-33% -$246K
AMD icon
816
Advanced Micro Devices
AMD
$789B
$490K 0.02%
126,730
+54,970
+77% +$197K
XLV icon
817
State Street Health Care Select Sector SPDR ETF
XLV
$43.3B
$488K 0.02%
8,812
-1,559
-15% -$83.4K
ACFN
818
DELISTED
Acorn Energy Inc
ACFN
$488K 0.02%
120,000
-5,600
-4% -$20.9K
SRE icon
819
Sempra
SRE
$54.8B
$487K 0.02%
10,854
-1,168
-10% -$51.9K
SPLS
820
DELISTED
Staples Inc
SPLS
$487K 0.02%
30,653
+365
+1% +$5.69K
IYH icon
821
iShares US Healthcare ETF
IYH
$3.71B
$485K 0.02%
20,795
+1,670
+9% +$37.6K
VGT icon
822
Vanguard Information Technology ETF
VGT
$149B
$485K 0.02%
43,352
+1,144
+3% +$12.1K
DRYS
823
DELISTED
DryShips Inc. Common Stock
DRYS
– –
0
– –
PBCT
824
DELISTED
People's United Financial Inc
PBCT
$484K 0.02%
31,975
-51,592
-62% -$758K
ATI icon
825
ATI
ATI
$31B
$483K 0.02%
13,532
+213
+2% +$7.01K
31 32
33
34 35

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PVI
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RCM
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RCMNY
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Oppenheimer & Co's Q4 2013 Portfolio in Review

As of Q4 2013, Oppenheimer & Co held 1,543 positions worth $3.13B, up 9.9% from $2.84B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Oppenheimer & Co's Q4 2013 filing shows 228 new, 546 increased, 510 reduced and 166 closed positions. Its largest new stake was TetraLogic Pharmaceuticals Corporation: 1,072,115 shares worth $10.2M. The largest sale was WisdomTree Emerging Markets Local Debt Fund, an estimated $5.52M.

By sector, the portfolio is most concentrated in Energy at 12% of assets, down from 13% a quarter earlier, followed by Healthcare and Industrials.

  • Oppenheimer & Co's largest Q4 2013 buy was TetraLogic Pharmaceuticals Corporation: 1,072,115 shares worth $10.2M.
  • Oppenheimer & Co added most to Invesco FTSE RAFI US 1000 ETF in Q4 2013, an estimated $8.14M increase.
  • Oppenheimer & Co's biggest Q4 2013 reduction was WisdomTree Emerging Markets Local Debt Fund, cutting an estimated $5.52M.
  • Oppenheimer & Co fully exited iShares Global Financials ETF in Q4 2013, selling an estimated $5.36M.
  • Oppenheimer & Co's ten largest holdings make up 12% of its $3.13B portfolio in Q4 2013.
  • Oppenheimer & Co opened 228 new positions and closed 166 in Q4 2013.
  • Oppenheimer & Co's portfolio value rose 9.9% quarter-over-quarter to $3.13B.

Based on Oppenheimer & Co's 13F filing for Q4 2013, filed 12 Feb 2014.