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Oppenheimer & Co Portfolio holdings

AUM $9.37B
1-Year Est. Return 36.4%
This Fund
S&P 500
This Quarter Est. Return
+15.61%
1 Year Est. Return
+36.4%
3 Year Est. Return
+114.29%
5 Year Est. Return
+137.63%
10 Year Est. Return
+535.77%
AUM
$4.74B
AUM Growth
+$743M
Cap. Flow
+$207M
Cap. Flow %
4.37%
Top 10 Hldgs %
17.46%
Holding
1,440
New
165
Increased
569
Reduced
526
Closed
100

Top Buys

Rank Stock Value
1
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$20.3M
2
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$16.8M
3
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$16.2M
4
EMB icon
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
+$15.9M
5
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$15.5M

Top Sells

Rank Stock Value
1
SH icon
ProShares Short S&P500
SH
+$9.67M
2
LOW icon
Lowe's Companies
LOW
+$6.73M
3
ALB icon
Albemarle
ALB
+$5.55M
4
VEEV icon
Veeva Systems
VEEV
+$5.27M
5
CHWY icon
Chewy
CHWY
+$5.11M

Sector Composition

Rank Sector Weight
1 Technology 18.79%
2 Healthcare 11.15%
3 Financials 10.55%
4 Consumer Discretionary 9.84%
5 Industrials 7.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLP icon
776
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.6B
$686K 0.01%
10,165
+608
+6% +$40.2K
FOXA icon
777
Fox Class A
FOXA
$26.1B
$684K 0.01%
23,480
-1,148
-5% -$32.1K
ARKQ icon
778
ARK Autonomous Technology & Robotics ETF
ARKQ
$2.07B
$681K 0.01%
+8,925
New +$590K
SNOW icon
779
Snowflake
SNOW
$116B
$681K 0.01%
+2,420
New +$689K
SQM icon
780
Sociedad Química y Minera de Chile
SQM
$20.6B
$680K 0.01%
+13,861
New +$584K
DRD
781
DRDGold
DRD
$2.07B
$679K 0.01%
+57,876
New +$662K
FCT
782
DELISTED
First Trust Senior Floating Rate Income Fund II
FCT
$672K 0.01%
57,870
+29,368
+103% +$327K
LYB icon
783
LyondellBasell Industries
LYB
$20.7B
$669K 0.01%
7,304
-281
-4% -$22.9K
IWB icon
784
iShares Russell 1000 ETF
IWB
$50B
$663K 0.01%
3,132
-13
-0.4% -$2.6K
ALRM icon
785
Alarm.com
ALRM
$2.77B
$662K 0.01%
6,402
-1,488
-19% -$108K
LEN icon
786
Lennar Class A
LEN
$21.1B
$655K 0.01%
8,878
-2,283
-20% -$171K
XOP icon
787
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.67B
$652K 0.01%
+11,144
New +$565K
PGX icon
788
Invesco Preferred ETF
PGX
$3.76B
$649K 0.01%
42,535
+1,478
+4% +$22.2K
CRL icon
789
Charles River Laboratories
CRL
$13.5B
$646K 0.01%
2,587
-3
-0.1% -$714
AXS icon
790
AXIS Capital
AXS
$7.35B
$645K 0.01%
12,800
-68
-0.5% -$3.3K
BOX icon
791
Box
BOX
$4.55B
$645K 0.01%
35,732
+9,665
+37% +$168K
SDGR icon
792
Schrodinger
SDGR
$1.4B
$645K 0.01%
+8,146
New +$512K
TOWN icon
793
Towne Bank
TOWN
$3.46B
$645K 0.01%
27,485
+538
+2% +$11.1K
FTCH
794
DELISTED
Farfetch Limited Class A Ordinary Shares
FTCH
$644K 0.01%
+10,099
New +$447K
ARES icon
795
Ares Management
ARES
$32.3B
$642K 0.01%
13,640
-1,395
-9% -$63.1K
AOD
796
abrdn Total Dynamic Dividend Fund
AOD
$1.13B
$641K 0.01%
72,393
+12,058
+20% +$100K
SCHD icon
797
Schwab US Dividend Equity ETF
SCHD
$107B
$641K 0.01%
29,958
+10,233
+52% +$207K
FPE icon
798
First Trust Preferred Securities and Income ETF
FPE
$6.32B
$639K 0.01%
31,665
-320
-1% -$6.32K
IRM icon
799
Iron Mountain
IRM
$36.4B
$638K 0.01%
21,658
+9,918
+84% +$275K
PCAR icon
800
PACCAR
PCAR
$69.8B
$636K 0.01%
11,063
-445
-4% -$26.1K
30 31
32
33 34

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Oppenheimer & Co's Q4 2020 Portfolio in Review

As of Q4 2020, Oppenheimer & Co held 1,440 positions worth $4.74B, up 19% from $4B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Oppenheimer & Co deployed $207M of net new capital in Q4 2020, opening 165 new positions and adding to 569 existing holdings. Its largest new stake was State Street SPDR Bloomberg High Yield Bond ETF: 152,386 shares worth $16.6M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 19% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was ProShares Short S&P500, an estimated $9.67M trimmed.

  • Oppenheimer & Co's largest Q4 2020 buy was State Street SPDR Bloomberg High Yield Bond ETF: 152,386 shares worth $16.6M.
  • Oppenheimer & Co added most to Vanguard Intermediate-Term Bond ETF in Q4 2020, an estimated $20.3M increase.
  • Oppenheimer & Co's biggest Q4 2020 reduction was ProShares Short S&P500, cutting an estimated $9.67M.
  • Oppenheimer & Co fully exited PagerDuty in Q4 2020, selling an estimated $2.96M.
  • Oppenheimer & Co's ten largest holdings make up 17% of its $4.74B portfolio in Q4 2020.
  • Oppenheimer & Co opened 165 new positions and closed 100 in Q4 2020.
  • Oppenheimer & Co's portfolio value rose 19% quarter-over-quarter to $4.74B.

Based on Oppenheimer & Co's 13F filing for Q4 2020, filed 11 Feb 2021.