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Oppenheimer & Co Portfolio holdings

AUM $9.37B
1-Year Est. Return 36.4%
This Fund
S&P 500
This Quarter Est. Return
+8.78%
1 Year Est. Return
+36.4%
3 Year Est. Return
+114.29%
5 Year Est. Return
+137.63%
10 Year Est. Return
+535.77%
AUM
$3.13B
AUM Growth
+$281M
Cap. Flow
+$61.6M
Cap. Flow %
1.97%
Top 10 Hldgs %
12.2%
Holding
1,543
New
228
Increased
546
Reduced
510
Closed
166

Top Buys

Rank Stock Value
1
TLOG
TetraLogic Pharmaceuticals Corporation
TLOG
+$8.36M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$8.14M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.91M
4
KMB icon
Kimberly-Clark
KMB
+$5.03M
5
EWU icon
iShares MSCI United Kingdom ETF
EWU
+$3.89M

Top Sells

Rank Stock Value
1
ELD icon
WisdomTree Emerging Markets Local Debt Fund
ELD
+$5.52M
2
BKLN icon
Invesco Senior Loan ETF
BKLN
+$5.39M
3
IXG icon
iShares Global Financials ETF
IXG
+$5.36M
4
CVE icon
Cenovus Energy
CVE
+$5.09M
5
EPP icon
iShares MSCI Pacific ex Japan ETF
EPP
+$4.89M

Sector Composition

Rank Sector Weight
1 Energy 12.37%
2 Healthcare 10.59%
3 Industrials 9.5%
4 Financials 9.49%
5 Technology 9.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPG icon
776
Simon Property Group
SPG
$72.3B
$558K 0.02%
3,904
+334
+9% +$48.1K
ITW icon
777
Illinois Tool Works
ITW
$84.5B
$556K 0.02%
6,618
+937
+16% +$73.9K
JEF icon
778
Jefferies Financial Group
JEF
$13.1B
$552K 0.02%
21,738
-13,673
-39% -$346K
RGP
779
DELISTED
REGENCY ENERGY PARTNERS LP COMMON UTS REP LIMITED PART INTS
RGP
$552K 0.02%
21,050
-8,991
-30% -$229K
HUM icon
780
Humana
HUM
$46.2B
$550K 0.02%
5,322
+1,418
+36% +$139K
KF
781
Korea Fund
KF
$246M
$547K 0.02%
13,250
– –
RKT
782
DELISTED
ROCK-TENN COMPANY CL-A
RKT
$546K 0.02%
+10,390
New +$524K
BG icon
783
Bunge Global
BG
$20.8B
$544K 0.02%
6,617
+3,057
+86% +$247K
VIAB
784
DELISTED
Viacom Inc. Class B
VIAB
$544K 0.02%
6,231
+241
+4% +$19.9K
AMX icon
785
America Movil
AMX
$71.2B
$542K 0.02%
+23,157
New +$505K
LULU icon
786
lululemon athletica
LULU
$14.6B
$540K 0.02%
9,141
+4,563
+100% +$313K
JOY
787
DELISTED
Joy Global Inc
JOY
$540K 0.02%
9,227
+1,426
+18% +$78.5K
EQT icon
788
EQT Corp
EQT
$32.3B
$539K 0.02%
11,022
-2,210
-17% -$104K
STLD icon
789
Steel Dynamics
STLD
$37.6B
$538K 0.02%
27,510
-2,513
-8% -$46.1K
VBK icon
790
Vanguard Morningstar Small-Cap Growth ETF
VBK
$24.6B
$532K 0.02%
4,350
– –
EPAY
791
DELISTED
Bottomline Technologies Inc
EPAY
$530K 0.02%
14,668
-282
-2% -$9.12K
OREX
792
DELISTED
Orexigen Therapeutics, Inc.
OREX
$530K 0.02%
+9,420
New +$529K
WT icon
793
WisdomTree
WT
$3.22B
$529K 0.02%
+29,913
New +$426K
AME icon
794
Ametek
AME
$58.2B
$528K 0.02%
10,030
-6,837
-41% -$330K
GARS
795
DELISTED
Garrison Capital Inc.
GARS
$527K 0.02%
37,940
+11,905
+46% +$171K
XLS
796
DELISTED
EXELIS INC COM STK
XLS
$527K 0.02%
29,613
– –
DCOM
797
DELISTED
Dime Community Bancshares
DCOM
$526K 0.02%
+31,048
New +$515K
BANC icon
798
Banc of California
BANC
$2.97B
$523K 0.02%
+39,000
New +$522K
MRCC
799
DELISTED
Monroe Capital Corp
MRCC
$520K 0.02%
42,600
+16,100
+61% +$204K
EOS
800
Eaton Vance Enhance Equity Income Fund II
EOS
$1.18B
$519K 0.02%
40,000
-3,209
-7% -$39.8K
30 31
32
33 34

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PVI
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RCM
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RCMNY
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Oppenheimer & Co's Q4 2013 Portfolio in Review

As of Q4 2013, Oppenheimer & Co held 1,543 positions worth $3.13B, up 9.9% from $2.84B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Oppenheimer & Co's Q4 2013 filing shows 228 new, 546 increased, 510 reduced and 166 closed positions. Its largest new stake was TetraLogic Pharmaceuticals Corporation: 1,072,115 shares worth $10.2M. The largest sale was WisdomTree Emerging Markets Local Debt Fund, an estimated $5.52M.

By sector, the portfolio is most concentrated in Energy at 12% of assets, down from 13% a quarter earlier, followed by Healthcare and Industrials.

  • Oppenheimer & Co's largest Q4 2013 buy was TetraLogic Pharmaceuticals Corporation: 1,072,115 shares worth $10.2M.
  • Oppenheimer & Co added most to Invesco FTSE RAFI US 1000 ETF in Q4 2013, an estimated $8.14M increase.
  • Oppenheimer & Co's biggest Q4 2013 reduction was WisdomTree Emerging Markets Local Debt Fund, cutting an estimated $5.52M.
  • Oppenheimer & Co fully exited iShares Global Financials ETF in Q4 2013, selling an estimated $5.36M.
  • Oppenheimer & Co's ten largest holdings make up 12% of its $3.13B portfolio in Q4 2013.
  • Oppenheimer & Co opened 228 new positions and closed 166 in Q4 2013.
  • Oppenheimer & Co's portfolio value rose 9.9% quarter-over-quarter to $3.13B.

Based on Oppenheimer & Co's 13F filing for Q4 2013, filed 12 Feb 2014.