We are live on ! Find out more
OC

Oppenheimer & Co Portfolio holdings

AUM $9.37B
1-Year Est. Return 36.4%
This Fund
S&P 500
This Quarter Est. Return
+15.61%
1 Year Est. Return
+36.4%
3 Year Est. Return
+114.29%
5 Year Est. Return
+137.63%
10 Year Est. Return
+535.77%
AUM
$4.74B
AUM Growth
+$743M
Cap. Flow
+$207M
Cap. Flow %
4.37%
Top 10 Hldgs %
17.46%
Holding
1,440
New
165
Increased
569
Reduced
526
Closed
100

Top Buys

Rank Stock Value
1
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$20.3M
2
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$16.8M
3
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$16.2M
4
EMB icon
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
+$15.9M
5
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$15.5M

Top Sells

Rank Stock Value
1
SH icon
ProShares Short S&P500
SH
+$9.67M
2
LOW icon
Lowe's Companies
LOW
+$6.73M
3
ALB icon
Albemarle
ALB
+$5.55M
4
VEEV icon
Veeva Systems
VEEV
+$5.27M
5
CHWY icon
Chewy
CHWY
+$5.11M

Sector Composition

Rank Sector Weight
1 Technology 18.79%
2 Healthcare 11.15%
3 Financials 10.55%
4 Consumer Discretionary 9.84%
5 Industrials 7.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ITOT icon
751
iShares Core S&P Total US Stock Market ETF
ITOT
$97.5B
$729K 0.02%
8,453
-65
-0.8% -$5.26K
DGL
752
DELISTED
Invesco DB Gold Fund
DGL
$726K 0.02%
13,108
+70
+0.5% +$3.84K
SPCE icon
753
Virgin Galactic
SPCE
$498M
$725K 0.02%
1,528
+942
+161% +$440K
FRPT icon
754
Freshpet
FRPT
$3.45B
$723K 0.02%
5,093
-27,881
-85% -$3.6M
SAIA icon
755
Saia
SAIA
$9.52B
$723K 0.02%
4,000
– –
PSTH
756
DELISTED
Pershing Square Tontine Holdings, Ltd.
PSTH
$719K 0.02%
+25,942
New +$626K
QDEL icon
757
QuidelOrtho
QDEL
$959M
$718K 0.02%
3,994
-12,692
-76% -$2.82M
WPC icon
758
W.P. Carey
WPC
$15.9B
$717K 0.02%
+10,367
New +$692K
SNAP icon
759
Snap
SNAP
$9.32B
$715K 0.02%
14,278
+5,048
+55% +$210K
TBCH
760
Turtle Beach Corp
TBCH
$231M
$712K 0.02%
33,055
+22,660
+218% +$451K
NTES icon
761
NetEase
NTES
$81.9B
$711K 0.02%
7,428
+333
+5% +$29.9K
NTB icon
762
Bank of N.T. Butterfield & Son
NTB
$2.49B
$708K 0.01%
22,718
+11,268
+98% +$331K
WAT icon
763
Waters Corp
WAT
$40.7B
$708K 0.01%
2,862
-288
-9% -$65.3K
TRP icon
764
TC Energy
TRP
$66.3B
$707K 0.01%
17,359
+2,683
+18% +$114K
NEA icon
765
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.39B
$705K 0.01%
46,698
+2,935
+7% +$42.8K
IIPR icon
766
Innovative Industrial Properties
IIPR
$1.67B
$703K 0.01%
3,838
-6,051
-61% -$906K
IUSG icon
767
iShares Core S&P US Growth ETF
IUSG
$33.6B
$699K 0.01%
7,889
-602
-7% -$50.6K
IOO icon
768
iShares Global 100 ETF
IOO
$9.41B
$697K 0.01%
11,085
-142
-1% -$8.44K
CORP icon
769
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
$1.58B
$694K 0.01%
5,927
– –
PK icon
770
Park Hotels & Resorts
PK
$2.89B
$691K 0.01%
40,316
-4,200
-9% -$58.2K
TEI
771
Templeton Emerging Markets Income Fund
TEI
$323M
$691K 0.01%
88,868
+1,535
+2% +$11.6K
UPWK icon
772
Upwork
UPWK
$1.04B
$691K 0.01%
20,000
-2,000
-9% -$57.2K
FIXD icon
773
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.23B
$690K 0.01%
12,622
+3,911
+45% +$215K
PHO icon
774
Invesco Water Resources ETF
PHO
$2.09B
$690K 0.01%
14,857
+100
+0.7% +$4.38K
GOOS
775
Canada Goose Holdings
GOOS
$856M
$688K 0.01%
23,125
-4,430
-16% -$148K
29 30
31
32 33

Similar funds

AC
Allstate Corporation Northbrook, Illinois $9.35B AUM 16.13% 1-Year Est. Return
NPT
National Philanthropic Trust Jenkintown, Pennsylvania $9.38B AUM 33.37% 1-Year Est. Return
PVI
Partners Value Investments Hamilton, Bermuda $9.34B AUM 12.2% 1-Year Est. Return
WPL
WINDACRE PARTNERSHIP LLC Houston, Texas $9.34B AUM 17.41% 1-Year Est. Return
IAA
Independent Advisor Alliance Charlotte, North Carolina $9.32B AUM 33.19% 1-Year Est. Return
RCM
RA Capital Management Boston, Massachusetts $9.44B AUM 157.3% 1-Year Est. Return
RCMNY
Rubric Capital Management (New York) New York $9.44B AUM 68.42% 1-Year Est. Return
SIM
SRS Investment Management New York $9.47B AUM 60.12% 1-Year Est. Return

Oppenheimer & Co's Q4 2020 Portfolio in Review

As of Q4 2020, Oppenheimer & Co held 1,440 positions worth $4.74B, up 19% from $4B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Oppenheimer & Co deployed $207M of net new capital in Q4 2020, opening 165 new positions and adding to 569 existing holdings. Its largest new stake was State Street SPDR Bloomberg High Yield Bond ETF: 152,386 shares worth $16.6M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 19% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was ProShares Short S&P500, an estimated $9.67M trimmed.

  • Oppenheimer & Co's largest Q4 2020 buy was State Street SPDR Bloomberg High Yield Bond ETF: 152,386 shares worth $16.6M.
  • Oppenheimer & Co added most to Vanguard Intermediate-Term Bond ETF in Q4 2020, an estimated $20.3M increase.
  • Oppenheimer & Co's biggest Q4 2020 reduction was ProShares Short S&P500, cutting an estimated $9.67M.
  • Oppenheimer & Co fully exited PagerDuty in Q4 2020, selling an estimated $2.96M.
  • Oppenheimer & Co's ten largest holdings make up 17% of its $4.74B portfolio in Q4 2020.
  • Oppenheimer & Co opened 165 new positions and closed 100 in Q4 2020.
  • Oppenheimer & Co's portfolio value rose 19% quarter-over-quarter to $4.74B.

Based on Oppenheimer & Co's 13F filing for Q4 2020, filed 11 Feb 2021.