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Oppenheimer & Co Portfolio holdings

AUM $9.37B
1-Year Est. Return 36.4%
This Fund
S&P 500
This Quarter Est. Return
-2.62%
1 Year Est. Return
+36.4%
3 Year Est. Return
+114.29%
5 Year Est. Return
+137.63%
10 Year Est. Return
+535.77%
AUM
$4.84B
AUM Growth
-$154M
Cap. Flow
+$25M
Cap. Flow %
0.52%
Top 10 Hldgs %
18.29%
Holding
1,493
New
82
Increased
580
Reduced
615
Closed
118

Top Buys

Rank Stock Value
1
DAUG icon
FT Vest US Equity Deep Buffer ETF August
DAUG
+$19.1M
2
DFAT icon
Dimensional US Targeted Value ETF
DFAT
+$7.21M
3
KVUE icon
Kenvue
KVUE
+$5.01M
4
COP icon
ConocoPhillips
COP
+$4.53M
5
EOG icon
EOG Resources
EOG
+$4.09M

Top Sells

Rank Stock Value
1
DDEC icon
FT Vest US Equity Deep Buffer ETF December
DDEC
+$15.1M
2
ETRN
Equitrans Midstream Corporation Common Stock
ETRN
+$7.88M
3
MRK icon
Merck
MRK
+$5.65M
4
JNJ icon
Johnson & Johnson
JNJ
+$5.36M
5
ATVI
Activision Blizzard
ATVI
+$3.62M

Sector Composition

Rank Sector Weight
1 Technology 18.65%
2 Financials 10.44%
3 Healthcare 9.35%
4 Industrials 8.91%
5 Consumer Discretionary 7.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VTIP icon
726
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.8B
$847K 0.02%
17,913
-487
-3% -$23K
CEG icon
727
Constellation Energy
CEG
$98.6B
$840K 0.02%
7,700
+552
+8% +$56.9K
IWB icon
728
iShares Russell 1000 ETF
IWB
$50B
$834K 0.02%
3,551
-100
-3% -$24.5K
TDG icon
729
TransDigm Group
TDG
$68.7B
$833K 0.02%
988
+15
+2% +$13.2K
CM icon
730
Canadian Imperial Bank of Commerce
CM
$109B
$832K 0.02%
21,554
– –
H icon
731
Hyatt Hotels
H
$16.3B
$830K 0.02%
7,825
-1,296
-14% -$148K
XYZ
732
Block Inc
XYZ
$47.5B
$830K 0.02%
18,753
+211
+1% +$13.1K
RL icon
733
Ralph Lauren
RL
$23.7B
$826K 0.02%
7,113
-517
-7% -$62.6K
CGCP icon
734
Capital Group Core Plus Income ETF
CGCP
$8.49B
$825K 0.02%
38,358
+3,029
+9% +$66.8K
OTIS icon
735
Otis Worldwide
OTIS
$27.8B
$824K 0.02%
10,258
+373
+4% +$31.9K
IOO icon
736
iShares Global 100 ETF
IOO
$9.41B
$824K 0.02%
11,246
+91
+0.8% +$6.9K
BTU icon
737
Peabody Energy
BTU
$2.98B
$820K 0.02%
+31,554
New +$706K
CVBF icon
738
CVB Financial
CVBF
$4.02B
$820K 0.02%
49,469
+10,274
+26% +$174K
EXP icon
739
Eagle Materials
EXP
$6.57B
$819K 0.02%
4,921
-109
-2% -$19.8K
NAD icon
740
Nuveen Quality Municipal Income Fund
NAD
$2.75B
$817K 0.02%
80,556
-28,567
-26% -$311K
CCJ icon
741
Cameco
CCJ
$43B
$814K 0.02%
20,547
+70
+0.3% +$2.48K
PD icon
742
PagerDuty
PD
$915M
$814K 0.02%
36,200
+1,400
+4% +$33.4K
ROBO icon
743
ROBO Global Robotics & Automation Index ETF
ROBO
$2.1B
$813K 0.02%
16,138
-2,723
-14% -$149K
PR
744
Permian Resources
PR
$18B
$813K 0.02%
+58,216
New +$732K
ED icon
745
Consolidated Edison
ED
$39.8B
$809K 0.02%
9,458
-216
-2% -$19.7K
SNOW icon
746
Snowflake
SNOW
$116B
$808K 0.02%
5,288
-193
-4% -$31.4K
IFF icon
747
International Flavors & Fragrances
IFF
$21.7B
$804K 0.02%
11,792
-34,093
-74% -$2.49M
SPLK
748
DELISTED
Splunk Inc
SPLK
$803K 0.02%
5,488
-3,796
-41% -$430K
CROX icon
749
Crocs
CROX
$6.31B
$802K 0.02%
9,095
+2,364
+35% +$243K
SOXQ icon
750
Invesco PHLX Semiconductor ETF
SOXQ
$2.85B
$802K 0.02%
29,635
+5,354
+22% +$152K
28 29
30
31 32

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RCM
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Oppenheimer & Co's Q3 2023 Portfolio in Review

As of Q3 2023, Oppenheimer & Co held 1,493 positions worth $4.84B, down 3.1% from $5B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Oppenheimer & Co's Q3 2023 filing shows 82 new, 580 increased, 615 reduced and 118 closed positions. Its largest new stake was FT Vest US Equity Deep Buffer ETF August: 562,231 shares worth $18.6M. The largest sale was FT Vest US Equity Deep Buffer ETF December, an estimated $15.1M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

  • Oppenheimer & Co's largest Q3 2023 buy was FT Vest US Equity Deep Buffer ETF August: 562,231 shares worth $18.6M.
  • Oppenheimer & Co added most to ConocoPhillips in Q3 2023, an estimated $4.53M increase.
  • Oppenheimer & Co's biggest Q3 2023 reduction was Equitrans Midstream Corporation Common Stock, cutting an estimated $7.88M.
  • Oppenheimer & Co fully exited FT Vest US Equity Deep Buffer ETF December in Q3 2023, selling an estimated $15.1M.
  • Oppenheimer & Co's ten largest holdings make up 18% of its $4.84B portfolio in Q3 2023.
  • Oppenheimer & Co opened 82 new positions and closed 118 in Q3 2023.
  • Oppenheimer & Co's portfolio value fell 3.1% quarter-over-quarter to $4.84B.

Based on Oppenheimer & Co's 13F filing for Q3 2023, filed 8 Nov 2023.