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Oppenheimer & Co Portfolio holdings

AUM $9.37B
1-Year Est. Return 36.4%
This Fund
S&P 500
This Quarter Est. Return
-0.18%
1 Year Est. Return
+36.4%
3 Year Est. Return
+114.29%
5 Year Est. Return
+137.63%
10 Year Est. Return
+535.77%
AUM
$5.34B
AUM Growth
-$237M
Cap. Flow
-$130M
Cap. Flow %
-2.43%
Top 10 Hldgs %
17.36%
Holding
1,615
New
114
Increased
629
Reduced
604
Closed
130

Top Buys

Rank Stock Value
1
XYLD icon
Global X S&P 500 Covered Call ETF
XYLD
+$49.5M
2
GXO icon
GXO Logistics
GXO
+$10.2M
3
GSY icon
Invesco Ultra Short Duration ETF
GSY
+$9.29M
4
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$7.06M
5
C icon
Citigroup
C
+$6.92M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$17.6M
2
AAPL icon
Apple
AAPL
+$16.6M
3
NVDA icon
NVIDIA
NVDA
+$14.2M
4
IDXX icon
Idexx Laboratories
IDXX
+$13.7M
5
XPO icon
XPO
XPO
+$13.2M

Sector Composition

Rank Sector Weight
1 Technology 18.05%
2 Financials 11.09%
3 Healthcare 10.47%
4 Consumer Discretionary 9.45%
5 Industrials 8.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ICE icon
726
Intercontinental Exchange
ICE
$84.9B
$1.04M 0.02%
9,091
-126
-1% -$15K
RBLX icon
727
Roblox
RBLX
$25.9B
$1.04M 0.02%
13,821
+8,833
+177% +$725K
AOD
728
abrdn Total Dynamic Dividend Fund
AOD
$1.13B
$1.03M 0.02%
105,483
+11,772
+13% +$120K
HBI
729
DELISTED
Hanesbrands
HBI
$1.02M 0.02%
59,712
+1,408
+2% +$26.4K
TKR icon
730
Timken Company
TKR
$8.91B
$1.02M 0.02%
15,573
-1,318
-8% -$98K
HYLS icon
731
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.64B
$1.01M 0.02%
21,041
+794
+4% +$38.4K
KTOS icon
732
Kratos Defense & Security Solutions
KTOS
$12B
$1.01M 0.02%
45,424
+34,324
+309% +$849K
WAT icon
733
Waters Corp
WAT
$40.7B
$1.01M 0.02%
2,827
– –
KL
734
DELISTED
Kirkland Lake Gold Ltd Ordinary
KL
$1.01M 0.02%
+24,282
New +$986K
RCL icon
735
Royal Caribbean
RCL
$82.1B
$1M 0.02%
11,275
-814
-7% -$65.8K
STOR
736
DELISTED
STORE Capital Corporation
STOR
$1M 0.02%
31,270
-1,550
-5% -$54.9K
EQIX icon
737
Equinix
EQIX
$102B
$998K 0.02%
1,263
-342
-21% -$284K
FSK icon
738
FS KKR Capital
FSK
$3.39B
$998K 0.02%
+45,284
New +$999K
PULS icon
739
PGIM Ultra Short Bond ETF
PULS
$18.4B
$998K 0.02%
20,082
-7,629
-28% -$379K
OHI icon
740
Omega Healthcare
OHI
$13.8B
$993K 0.02%
33,157
-15,223
-31% -$524K
IDV icon
741
iShares International Select Dividend ETF
IDV
$8.52B
$988K 0.02%
32,489
-44,380
-58% -$1.43M
MSI icon
742
Motorola Solutions
MSI
$77.3B
$984K 0.02%
4,237
+572
+16% +$133K
NCLH icon
743
Norwegian Cruise Line
NCLH
$8.59B
$984K 0.02%
36,846
+6,798
+23% +$173K
RHI icon
744
Robert Half
RHI
$4.31B
$983K 0.02%
9,796
-416
-4% -$40.7K
FPE icon
745
First Trust Preferred Securities and Income ETF
FPE
$6.32B
$982K 0.02%
47,788
+240
+0.5% +$4.96K
ATER icon
746
Aterian
ATER
$5.32M
$979K 0.02%
7,536
-1,038
-12% -$115K
ESPO icon
747
VanEck Video Gaming and eSports ETF
ESPO
$258M
$977K 0.02%
15,033
+645
+4% +$43.8K
ZS icon
748
Zscaler
ZS
$28.9B
$975K 0.02%
3,719
-91
-2% -$22.9K
CMP icon
749
Compass Minerals
CMP
$1.13B
$968K 0.02%
15,033
– –
VST icon
750
Vistra
VST
$48.6B
$968K 0.02%
56,615
+6,932
+14% +$128K
28 29
30
31 32

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Oppenheimer & Co's Q3 2021 Portfolio in Review

As of Q3 2021, Oppenheimer & Co held 1,615 positions worth $5.34B, down 4.2% from $5.58B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Oppenheimer & Co's Q3 2021 filing shows 114 new, 629 increased, 604 reduced and 130 closed positions. Its largest new stake was Global X S&P 500 Covered Call ETF: 1,004,600 shares worth $488K. The largest sale was Microsoft, an estimated $17.6M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, up from 18% a quarter earlier, followed by Financials and Healthcare.

  • Oppenheimer & Co's largest Q3 2021 buy was Global X S&P 500 Covered Call ETF: 1,004,600 shares worth $488K.
  • Oppenheimer & Co added most to Invesco Ultra Short Duration ETF in Q3 2021, an estimated $9.29M increase.
  • Oppenheimer & Co's biggest Q3 2021 reduction was Microsoft, cutting an estimated $17.6M.
  • Oppenheimer & Co fully exited Pricesmart in Q3 2021, selling an estimated $6.18M.
  • Oppenheimer & Co's ten largest holdings make up 17% of its $5.34B portfolio in Q3 2021.
  • Oppenheimer & Co opened 114 new positions and closed 130 in Q3 2021.
  • Oppenheimer & Co's portfolio value fell 4.2% quarter-over-quarter to $5.34B.

Based on Oppenheimer & Co's 13F filing for Q3 2021, filed 12 Nov 2021.