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Oppenheimer & Co Portfolio holdings

AUM $9.37B
1-Year Est. Return 36.4%
This Fund
S&P 500
This Quarter Est. Return
+8.78%
1 Year Est. Return
+36.4%
3 Year Est. Return
+114.29%
5 Year Est. Return
+137.63%
10 Year Est. Return
+535.77%
AUM
$3.13B
AUM Growth
+$281M
Cap. Flow
+$61.6M
Cap. Flow %
1.97%
Top 10 Hldgs %
12.2%
Holding
1,543
New
228
Increased
546
Reduced
510
Closed
166

Top Buys

Rank Stock Value
1
TLOG
TetraLogic Pharmaceuticals Corporation
TLOG
+$8.36M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$8.14M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.91M
4
KMB icon
Kimberly-Clark
KMB
+$5.03M
5
EWU icon
iShares MSCI United Kingdom ETF
EWU
+$3.89M

Top Sells

Rank Stock Value
1
ELD icon
WisdomTree Emerging Markets Local Debt Fund
ELD
+$5.52M
2
BKLN icon
Invesco Senior Loan ETF
BKLN
+$5.39M
3
IXG icon
iShares Global Financials ETF
IXG
+$5.36M
4
CVE icon
Cenovus Energy
CVE
+$5.09M
5
EPP icon
iShares MSCI Pacific ex Japan ETF
EPP
+$4.89M

Sector Composition

Rank Sector Weight
1 Energy 12.37%
2 Healthcare 10.59%
3 Industrials 9.5%
4 Financials 9.49%
5 Technology 9.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
APL
726
DELISTED
ATLAS PIPELINE PARTNERS LP UTS
APL
$636K 0.02%
18,150
-5,008
-22% -$182K
LYG icon
727
Lloyds Banking Group
LYG
$91.3B
$634K 0.02%
119,340
+5,466
+5% +$27.4K
PBA icon
728
Pembina Pipeline
PBA
$27.6B
$634K 0.02%
17,999
-1,054
-6% -$34.6K
BRW
729
Saba Capital Income & Opportunities Fund
BRW
$339M
$632K 0.02%
+54,325
New +$647K
FXG icon
730
First Trust Consumer Staples AlphaDEX Fund
FXG
$231M
$624K 0.02%
17,506
-30,334
-63% -$1.05M
DPD
731
DELISTED
DOW 30 PREMIUM & DIVIDEND INCOME FUND INC
DPD
$619K 0.02%
39,751
-1,307
-3% -$20K
SPH icon
732
Suburban Propane Partners
SPH
$1.18B
$618K 0.02%
13,174
+2,626
+25% +$122K
IBKC
733
DELISTED
IBERIABANK Corp
IBKC
$616K 0.02%
9,789
-39
-0.4% -$2.32K
CSV icon
734
Carriage Services
CSV
$569M
$615K 0.02%
+31,500
New +$598K
WBA
735
DELISTED
Walgreens Boots Alliance
WBA
$615K 0.02%
10,703
+598
+6% +$34.8K
DMLP icon
736
Dorchester Minerals
DMLP
$1.26B
$614K 0.02%
23,650
– –
NFX
737
DELISTED
Newfield Exploration
NFX
$613K 0.02%
24,886
+17,250
+226% +$484K
PBT
738
Permian Basin Royalty Trust
PBT
$1.49B
$612K 0.02%
47,619
+30,217
+174% +$430K
JKHY icon
739
Jack Henry & Associates
JKHY
$11.1B
$611K 0.02%
10,319
+110
+1% +$6.13K
KMR
740
DELISTED
KINDER MORGAN MANAGEMENT LLC
KMR
$611K 0.02%
8,641
-1,125
-12% -$78.5K
RWR icon
741
State Street SPDR Dow Jones REIT ETF
RWR
$1.89B
$603K 0.02%
8,457
-3,542
-30% -$260K
ONIT
742
Onity Group
ONIT
$332M
$603K 0.02%
725
+348
+92% +$286K
VPHM
743
DELISTED
VIROPHARMA INC
VPHM
$603K 0.02%
+12,102
New +$541K
CG icon
744
Carlyle Group
CG
$17.2B
$602K 0.02%
+16,890
New +$532K
XLU icon
745
State Street Utilities Select Sector SPDR ETF
XLU
$22.7B
$601K 0.02%
31,642
-24,318
-43% -$465K
ZG icon
746
Zillow
ZG
$7.63B
$598K 0.02%
21,954
+141
+0.6% +$3.73K
SSNI
747
DELISTED
Silver Spring Networks, Inc.
SSNI
$595K 0.02%
+28,310
New +$543K
ATRS
748
DELISTED
Antares Pharma, Inc.
ATRS
$594K 0.02%
132,869
+60,465
+84% +$246K
PKW icon
749
Invesco BuyBack Achievers ETF
PKW
$1.76B
$593K 0.02%
+13,757
New +$564K
OPY icon
750
Oppenheimer Holdings
OPY
$1.2B
$592K 0.02%
23,879
– –
28 29
30
31 32

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PVI
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Oppenheimer & Co's Q4 2013 Portfolio in Review

As of Q4 2013, Oppenheimer & Co held 1,543 positions worth $3.13B, up 9.9% from $2.84B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Oppenheimer & Co's Q4 2013 filing shows 228 new, 546 increased, 510 reduced and 166 closed positions. Its largest new stake was TetraLogic Pharmaceuticals Corporation: 1,072,115 shares worth $10.2M. The largest sale was WisdomTree Emerging Markets Local Debt Fund, an estimated $5.52M.

By sector, the portfolio is most concentrated in Energy at 12% of assets, down from 13% a quarter earlier, followed by Healthcare and Industrials.

  • Oppenheimer & Co's largest Q4 2013 buy was TetraLogic Pharmaceuticals Corporation: 1,072,115 shares worth $10.2M.
  • Oppenheimer & Co added most to Invesco FTSE RAFI US 1000 ETF in Q4 2013, an estimated $8.14M increase.
  • Oppenheimer & Co's biggest Q4 2013 reduction was WisdomTree Emerging Markets Local Debt Fund, cutting an estimated $5.52M.
  • Oppenheimer & Co fully exited iShares Global Financials ETF in Q4 2013, selling an estimated $5.36M.
  • Oppenheimer & Co's ten largest holdings make up 12% of its $3.13B portfolio in Q4 2013.
  • Oppenheimer & Co opened 228 new positions and closed 166 in Q4 2013.
  • Oppenheimer & Co's portfolio value rose 9.9% quarter-over-quarter to $3.13B.

Based on Oppenheimer & Co's 13F filing for Q4 2013, filed 12 Feb 2014.