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Oppenheimer & Co Portfolio holdings

AUM $9.37B
1-Year Est. Return 36.4%
This Fund
S&P 500
This Quarter Est. Return
-2.62%
1 Year Est. Return
+36.4%
3 Year Est. Return
+114.29%
5 Year Est. Return
+137.63%
10 Year Est. Return
+535.77%
AUM
$4.84B
AUM Growth
-$154M
Cap. Flow
+$25M
Cap. Flow %
0.52%
Top 10 Hldgs %
18.29%
Holding
1,493
New
82
Increased
580
Reduced
615
Closed
118

Top Buys

Rank Stock Value
1
DAUG icon
FT Vest US Equity Deep Buffer ETF August
DAUG
+$19.1M
2
DFAT icon
Dimensional US Targeted Value ETF
DFAT
+$7.21M
3
KVUE icon
Kenvue
KVUE
+$5.01M
4
COP icon
ConocoPhillips
COP
+$4.53M
5
EOG icon
EOG Resources
EOG
+$4.09M

Top Sells

Rank Stock Value
1
DDEC icon
FT Vest US Equity Deep Buffer ETF December
DDEC
+$15.1M
2
ETRN
Equitrans Midstream Corporation Common Stock
ETRN
+$7.88M
3
MRK icon
Merck
MRK
+$5.65M
4
JNJ icon
Johnson & Johnson
JNJ
+$5.36M
5
ATVI
Activision Blizzard
ATVI
+$3.62M

Sector Composition

Rank Sector Weight
1 Technology 18.65%
2 Financials 10.44%
3 Healthcare 9.35%
4 Industrials 8.91%
5 Consumer Discretionary 7.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LEG icon
701
Leggett & Platt
LEG
$1.3B
$917K 0.02%
36,071
-2,666
-7% -$74.9K
AGCO icon
702
AGCO
AGCO
$7.1B
$913K 0.02%
7,723
+4,026
+109% +$511K
STWD icon
703
Starwood Property Trust
STWD
$6.17B
$913K 0.02%
47,193
-772
-2% -$15.7K
RSG icon
704
Republic Services
RSG
$65.9B
$912K 0.02%
6,401
– –
BCX icon
705
BlackRock Resources & Commodities Strategy Trust
BCX
$964M
$905K 0.02%
98,289
-2,315
-2% -$21.7K
FTC icon
706
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.38B
$901K 0.02%
9,314
-196
-2% -$19.7K
ATR icon
707
AptarGroup
ATR
$8.57B
$900K 0.02%
7,196
+183
+3% +$22.4K
TEAM icon
708
Atlassian
TEAM
$39.1B
$892K 0.02%
4,429
+2,418
+120% +$459K
XLRE icon
709
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.48B
$892K 0.02%
26,178
-385
-1% -$14.2K
SWN
710
DELISTED
Southwestern Energy Company
SWN
$890K 0.02%
138,050
+124,150
+893% +$792K
MRSH
711
Marsh
MRSH
$91.3B
$889K 0.02%
4,671
-56
-1% -$10.7K
ITOT icon
712
iShares Core S&P Total US Stock Market ETF
ITOT
$97.5B
$886K 0.02%
9,405
+22
+0.2% +$2.16K
BKR icon
713
Baker Hughes
BKR
$64.3B
$879K 0.02%
24,900
+12,670
+104% +$449K
STLD icon
714
Steel Dynamics
STLD
$37.8B
$879K 0.02%
8,196
+115
+1% +$12K
TEAF
715
DELISTED
Ecofin Sustainable & Social Impact Term Fund
TEAF
$874K 0.02%
72,915
-4,908
-6% -$61.8K
HDV
716
iShares Core High Dividend ETF
HDV
$15B
$872K 0.02%
44,075
-3,455
-7% -$70.7K
PLNT icon
717
Planet Fitness
PLNT
$3.62B
$871K 0.02%
17,718
-1,282
-7% -$77.6K
EWJ icon
718
iShares MSCI Japan ETF
EWJ
$22.7B
$871K 0.02%
14,445
-6,952
-32% -$429K
SRC
719
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
$870K 0.02%
25,961
+4,040
+18% +$156K
SHYG icon
720
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.6B
$864K 0.02%
21,066
-10,403
-33% -$430K
DOOR
721
DELISTED
MASONITE INTERNATIONAL CORP
DOOR
$862K 0.02%
9,250
+850
+10% +$85.5K
PFG icon
722
Principal Financial Group
PFG
$24.2B
$860K 0.02%
11,933
-340
-3% -$26.4K
TTE icon
723
TotalEnergies
TTE
$195B
$854K 0.02%
12,987
+8,921
+219% +$552K
ETV
724
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.77B
$850K 0.02%
71,040
– –
AN icon
725
AutoNation
AN
$6.89B
$849K 0.02%
5,606
+588
+12% +$93.8K
27 28
29
30 31

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PVI
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RCM
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Oppenheimer & Co's Q3 2023 Portfolio in Review

As of Q3 2023, Oppenheimer & Co held 1,493 positions worth $4.84B, down 3.1% from $5B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Oppenheimer & Co's Q3 2023 filing shows 82 new, 580 increased, 615 reduced and 118 closed positions. Its largest new stake was FT Vest US Equity Deep Buffer ETF August: 562,231 shares worth $18.6M. The largest sale was FT Vest US Equity Deep Buffer ETF December, an estimated $15.1M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

  • Oppenheimer & Co's largest Q3 2023 buy was FT Vest US Equity Deep Buffer ETF August: 562,231 shares worth $18.6M.
  • Oppenheimer & Co added most to ConocoPhillips in Q3 2023, an estimated $4.53M increase.
  • Oppenheimer & Co's biggest Q3 2023 reduction was Equitrans Midstream Corporation Common Stock, cutting an estimated $7.88M.
  • Oppenheimer & Co fully exited FT Vest US Equity Deep Buffer ETF December in Q3 2023, selling an estimated $15.1M.
  • Oppenheimer & Co's ten largest holdings make up 18% of its $4.84B portfolio in Q3 2023.
  • Oppenheimer & Co opened 82 new positions and closed 118 in Q3 2023.
  • Oppenheimer & Co's portfolio value fell 3.1% quarter-over-quarter to $4.84B.

Based on Oppenheimer & Co's 13F filing for Q3 2023, filed 8 Nov 2023.