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Oppenheimer & Co Portfolio holdings

AUM $9.37B
1-Year Est. Return 36.4%
This Fund
S&P 500
This Quarter Est. Return
+15.61%
1 Year Est. Return
+36.4%
3 Year Est. Return
+114.29%
5 Year Est. Return
+137.63%
10 Year Est. Return
+535.77%
AUM
$4.74B
AUM Growth
+$743M
Cap. Flow
+$207M
Cap. Flow %
4.37%
Top 10 Hldgs %
17.46%
Holding
1,440
New
165
Increased
569
Reduced
526
Closed
100

Top Buys

Rank Stock Value
1
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$20.3M
2
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$16.8M
3
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$16.2M
4
EMB icon
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
+$15.9M
5
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$15.5M

Top Sells

Rank Stock Value
1
SH icon
ProShares Short S&P500
SH
+$9.67M
2
LOW icon
Lowe's Companies
LOW
+$6.73M
3
ALB icon
Albemarle
ALB
+$5.55M
4
VEEV icon
Veeva Systems
VEEV
+$5.27M
5
CHWY icon
Chewy
CHWY
+$5.11M

Sector Composition

Rank Sector Weight
1 Technology 18.79%
2 Healthcare 11.15%
3 Financials 10.55%
4 Consumer Discretionary 9.84%
5 Industrials 7.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SLB icon
701
SLB Ltd
SLB
$79.7B
$863K 0.02%
39,548
-9,871
-20% -$186K
ALEC icon
702
Alector
ALEC
$233M
$861K 0.02%
56,910
-92,522
-62% -$1.15M
FXI icon
703
iShares China Large-Cap ETF
FXI
$4.25B
$853K 0.02%
+18,376
New +$839K
FVRR icon
704
Fiverr
FVRR
$315M
$852K 0.02%
4,369
-3
-0.1% -$543
WBD icon
705
Warner Bros
WBD
$67.9B
$843K 0.02%
28,013
-300
-1% -$7.36K
EXC icon
706
Exelon
EXC
$46.2B
$840K 0.02%
27,917
+13,001
+87% +$384K
ENPH icon
707
Enphase Energy
ENPH
$5.59B
$833K 0.02%
4,749
-6,275
-57% -$796K
JWN
708
DELISTED
Nordstrom
JWN
$832K 0.02%
26,667
-2,670
-9% -$55.8K
STX icon
709
Seagate
STX
$186B
$829K 0.02%
13,334
-3,850
-22% -$216K
PZZA icon
710
Papa John's
PZZA
$801M
$826K 0.02%
+9,737
New +$796K
CMG icon
711
Chipotle Mexican Grill
CMG
$40.5B
$823K 0.02%
29,650
+5,400
+22% +$142K
FBT icon
712
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.81B
$823K 0.02%
4,900
+497
+11% +$80.6K
ICE icon
713
Intercontinental Exchange
ICE
$84.9B
$823K 0.02%
7,142
+292
+4% +$30.3K
WNC icon
714
Wabash National
WNC
$505M
$823K 0.02%
+47,771
New +$773K
Z icon
715
Zillow
Z
$7.68B
$820K 0.02%
6,316
-4,539
-42% -$502K
PUBM icon
716
PubMatic
PUBM
$804M
$813K 0.02%
+29,100
New +$795K
MASI
717
DELISTED
Masimo
MASI
$809K 0.02%
3,013
-797
-21% -$199K
TAN icon
718
Invesco Solar ETF
TAN
$1.38B
$808K 0.02%
+7,862
New +$629K
ON icon
719
ON Semiconductor
ON
$31.6B
$805K 0.02%
24,600
-300
-1% -$8.37K
ICLN icon
720
iShares Global Clean Energy ETF
ICLN
$2.09B
$804K 0.02%
28,472
+12,059
+73% +$271K
OTIS icon
721
Otis Worldwide
OTIS
$27.8B
$802K 0.02%
11,869
-1,599
-12% -$104K
DTE icon
722
DTE Energy
DTE
$28.6B
$799K 0.02%
7,729
-240
-3% -$25.3K
ES icon
723
Eversource Energy
ES
$26.8B
$799K 0.02%
9,230
-212
-2% -$18.9K
QDF icon
724
FlexShares Quality Dividend Index Fund
QDF
$2.27B
$797K 0.02%
16,121
+17
+0.1% +$801
LNG icon
725
Cheniere Energy
LNG
$54.8B
$795K 0.02%
+13,243
New +$710K
27 28
29
30 31

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Oppenheimer & Co's Q4 2020 Portfolio in Review

As of Q4 2020, Oppenheimer & Co held 1,440 positions worth $4.74B, up 19% from $4B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Oppenheimer & Co deployed $207M of net new capital in Q4 2020, opening 165 new positions and adding to 569 existing holdings. Its largest new stake was State Street SPDR Bloomberg High Yield Bond ETF: 152,386 shares worth $16.6M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 19% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was ProShares Short S&P500, an estimated $9.67M trimmed.

  • Oppenheimer & Co's largest Q4 2020 buy was State Street SPDR Bloomberg High Yield Bond ETF: 152,386 shares worth $16.6M.
  • Oppenheimer & Co added most to Vanguard Intermediate-Term Bond ETF in Q4 2020, an estimated $20.3M increase.
  • Oppenheimer & Co's biggest Q4 2020 reduction was ProShares Short S&P500, cutting an estimated $9.67M.
  • Oppenheimer & Co fully exited PagerDuty in Q4 2020, selling an estimated $2.96M.
  • Oppenheimer & Co's ten largest holdings make up 17% of its $4.74B portfolio in Q4 2020.
  • Oppenheimer & Co opened 165 new positions and closed 100 in Q4 2020.
  • Oppenheimer & Co's portfolio value rose 19% quarter-over-quarter to $4.74B.

Based on Oppenheimer & Co's 13F filing for Q4 2020, filed 11 Feb 2021.