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Oppenheimer & Co Portfolio holdings

AUM $9.37B
1-Year Est. Return 36.4%
This Fund
S&P 500
This Quarter Est. Return
-2.62%
1 Year Est. Return
+36.4%
3 Year Est. Return
+114.29%
5 Year Est. Return
+137.63%
10 Year Est. Return
+535.77%
AUM
$4.84B
AUM Growth
-$154M
Cap. Flow
+$25M
Cap. Flow %
0.52%
Top 10 Hldgs %
18.29%
Holding
1,493
New
82
Increased
580
Reduced
615
Closed
118

Top Buys

Rank Stock Value
1
DAUG icon
FT Vest US Equity Deep Buffer ETF August
DAUG
+$19.1M
2
DFAT icon
Dimensional US Targeted Value ETF
DFAT
+$7.21M
3
KVUE icon
Kenvue
KVUE
+$5.01M
4
COP icon
ConocoPhillips
COP
+$4.53M
5
EOG icon
EOG Resources
EOG
+$4.09M

Top Sells

Rank Stock Value
1
DDEC icon
FT Vest US Equity Deep Buffer ETF December
DDEC
+$15.1M
2
ETRN
Equitrans Midstream Corporation Common Stock
ETRN
+$7.88M
3
MRK icon
Merck
MRK
+$5.65M
4
JNJ icon
Johnson & Johnson
JNJ
+$5.36M
5
ATVI
Activision Blizzard
ATVI
+$3.62M

Sector Composition

Rank Sector Weight
1 Technology 18.65%
2 Financials 10.44%
3 Healthcare 9.35%
4 Industrials 8.91%
5 Consumer Discretionary 7.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HOLX
676
DELISTED
Hologic
HOLX
$999K 0.02%
14,400
+564
+4% +$42.6K
CRSP icon
677
CRISPR Therapeutics
CRSP
$5.23B
$998K 0.02%
21,998
+2,975
+16% +$154K
PXF icon
678
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
$2.95B
$994K 0.02%
22,845
– –
IEF icon
679
iShares 7-10 Year Treasury Bond ETF
IEF
$47.1B
$990K 0.02%
10,808
-3,110
-22% -$293K
DNP icon
680
DNP Select Income Fund
DNP
$4.1B
$988K 0.02%
103,742
+1,976
+2% +$19.9K
MPLX icon
681
MPLX
MPLX
$60.1B
$985K 0.02%
27,700
-26,566
-49% -$927K
OGE icon
682
OGE Energy
OGE
$9.57B
$984K 0.02%
29,515
-66
-0.2% -$2.31K
BAB icon
683
Invesco Taxable Municipal Bond ETF
BAB
$1.01B
$983K 0.02%
38,865
+178
+0.5% +$4.62K
ECL icon
684
Ecolab
ECL
$79.8B
$978K 0.02%
5,775
+12
+0.2% +$2.18K
AZN icon
685
AstraZeneca
AZN
$246B
$977K 0.02%
7,212
+2,459
+52% +$336K
RACE icon
686
Ferrari
RACE
$72.1B
$972K 0.02%
3,289
-41
-1% -$12.7K
ITRI icon
687
Itron
ITRI
$4.52B
$969K 0.02%
15,995
-200
-1% -$13.7K
AXON
688
Axon Enterprise
AXON
$51.7B
$967K 0.02%
4,860
-808
-14% -$159K
HTLF
689
DELISTED
Heartland Financial USA, Inc.
HTLF
$963K 0.02%
32,735
– –
STEW
690
SRH Total Return Fund
STEW
$1.82B
$953K 0.02%
73,432
-2,100
-3% -$28.3K
NXPI icon
691
NXP Semiconductors
NXPI
$59.6B
$950K 0.02%
4,754
-537
-10% -$111K
BXSL icon
692
Blackstone Secured Lending
BXSL
$5.69B
$944K 0.02%
34,499
-1,841
-5% -$51K
URA icon
693
Global X Uranium ETF
URA
$6.3B
$935K 0.02%
34,568
+1,653
+5% +$38.9K
RSPN icon
694
Invesco S&P 500 Equal Weight Industrials ETF
RSPN
$1.08B
$925K 0.02%
24,154
+2,509
+12% +$102K
MBB icon
695
iShares MBS ETF
MBB
$39B
$922K 0.02%
10,379
+1,680
+19% +$154K
EFG icon
696
iShares MSCI EAFE Growth ETF
EFG
$17.3B
$921K 0.02%
10,669
-3,776
-26% -$348K
LNC icon
697
Lincoln National
LNC
$8.51B
$919K 0.02%
37,238
+1,088
+3% +$28.5K
PDD icon
698
Pinduoduo
PDD
$129B
$919K 0.02%
9,374
-7,254
-44% -$625K
ASC icon
699
Ardmore Shipping
ASC
$662M
$917K 0.02%
70,516
+11,226
+19% +$144K
IUSG icon
700
iShares Core S&P US Growth ETF
IUSG
$33.6B
$917K 0.02%
9,666
+23
+0.2% +$2.26K
26 27
28
29 30

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NPT
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PVI
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WPL
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IAA
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RCM
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RCMNY
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SIM
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Oppenheimer & Co's Q3 2023 Portfolio in Review

As of Q3 2023, Oppenheimer & Co held 1,493 positions worth $4.84B, down 3.1% from $5B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Oppenheimer & Co's Q3 2023 filing shows 82 new, 580 increased, 615 reduced and 118 closed positions. Its largest new stake was FT Vest US Equity Deep Buffer ETF August: 562,231 shares worth $18.6M. The largest sale was FT Vest US Equity Deep Buffer ETF December, an estimated $15.1M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

  • Oppenheimer & Co's largest Q3 2023 buy was FT Vest US Equity Deep Buffer ETF August: 562,231 shares worth $18.6M.
  • Oppenheimer & Co added most to ConocoPhillips in Q3 2023, an estimated $4.53M increase.
  • Oppenheimer & Co's biggest Q3 2023 reduction was Equitrans Midstream Corporation Common Stock, cutting an estimated $7.88M.
  • Oppenheimer & Co fully exited FT Vest US Equity Deep Buffer ETF December in Q3 2023, selling an estimated $15.1M.
  • Oppenheimer & Co's ten largest holdings make up 18% of its $4.84B portfolio in Q3 2023.
  • Oppenheimer & Co opened 82 new positions and closed 118 in Q3 2023.
  • Oppenheimer & Co's portfolio value fell 3.1% quarter-over-quarter to $4.84B.

Based on Oppenheimer & Co's 13F filing for Q3 2023, filed 8 Nov 2023.