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Oppenheimer & Co Portfolio holdings

AUM $9.37B
1-Year Est. Return 36.4%
This Fund
S&P 500
This Quarter Est. Return
+15.61%
1 Year Est. Return
+36.4%
3 Year Est. Return
+114.29%
5 Year Est. Return
+137.63%
10 Year Est. Return
+535.77%
AUM
$4.74B
AUM Growth
+$743M
Cap. Flow
+$207M
Cap. Flow %
4.37%
Top 10 Hldgs %
17.46%
Holding
1,440
New
165
Increased
569
Reduced
526
Closed
100

Top Buys

Rank Stock Value
1
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$20.3M
2
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$16.8M
3
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$16.2M
4
EMB icon
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
+$15.9M
5
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$15.5M

Top Sells

Rank Stock Value
1
SH icon
ProShares Short S&P500
SH
+$9.67M
2
LOW icon
Lowe's Companies
LOW
+$6.73M
3
ALB icon
Albemarle
ALB
+$5.55M
4
VEEV icon
Veeva Systems
VEEV
+$5.27M
5
CHWY icon
Chewy
CHWY
+$5.11M

Sector Composition

Rank Sector Weight
1 Technology 18.79%
2 Healthcare 11.15%
3 Financials 10.55%
4 Consumer Discretionary 9.84%
5 Industrials 7.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OUNZ icon
676
VanEck Merk Gold Trust
OUNZ
$2.71B
$912K 0.02%
49,236
-209
-0.4% -$3.82K
STEW
677
SRH Total Return Fund
STEW
$1.82B
$911K 0.02%
81,746
-1,445
-2% -$15.2K
UNM icon
678
Unum
UNM
$14.2B
$910K 0.02%
39,670
-8,923
-18% -$184K
SEDG icon
679
SolarEdge
SEDG
$2.05B
$905K 0.02%
2,835
-410
-13% -$113K
CM icon
680
Canadian Imperial Bank of Commerce
CM
$109B
$901K 0.02%
21,098
– –
HBI
681
DELISTED
Hanesbrands
HBI
$901K 0.02%
61,771
+1,542
+3% +$23.3K
FNX icon
682
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.41B
$900K 0.02%
10,844
-1,704
-14% -$129K
VEU icon
683
Vanguard FTSE All-World ex-US ETF
VEU
$70B
$897K 0.02%
15,373
+565
+4% +$30.8K
FDL icon
684
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.88B
$891K 0.02%
30,109
-1,567
-5% -$44.3K
NATI
685
DELISTED
National Instruments Corp
NATI
$890K 0.02%
20,246
-1,351
-6% -$50.4K
SPOT icon
686
Spotify
SPOT
$103B
$886K 0.02%
2,818
+1,377
+96% +$389K
IOVA icon
687
Iovance Biotherapeutics
IOVA
$2.94B
$885K 0.02%
19,076
-4,690
-20% -$186K
CSIQ icon
688
Canadian Solar
CSIQ
$1.08B
$881K 0.02%
17,203
+14
+0.1% +$574
EDU icon
689
New Oriental
EDU
$8.84B
$878K 0.02%
4,725
-94
-2% -$15.8K
ROBO icon
690
ROBO Global Robotics & Automation Index ETF
ROBO
$2.1B
$877K 0.02%
14,402
+42
+0.3% +$2.27K
OTRK
691
DELISTED
Ontrak
OTRK
$874K 0.02%
157
+17
+12% +$92.8K
TEAM icon
692
Atlassian
TEAM
$39.1B
$874K 0.02%
3,736
-34
-0.9% -$7.19K
IHI icon
693
iShares US Medical Devices ETF
IHI
$3.47B
$873K 0.02%
16,002
-18,672
-54% -$976K
TRI icon
694
Thomson Reuters
TRI
$45.4B
$871K 0.02%
10,096
-35
-0.3% -$3K
SGI
695
Somnigroup International
SGI
$13.7B
$870K 0.02%
+32,236
New +$786K
IWY icon
696
iShares Russell Top 200 Growth ETF
IWY
$16.4B
$869K 0.02%
6,527
+101
+2% +$12.7K
CC icon
697
Chemours
CC
$2.23B
$868K 0.02%
35,013
-2,291
-6% -$54.5K
EGBN icon
698
Eagle Bancorp
EGBN
$865M
$868K 0.02%
21,011
-1,602
-7% -$56.1K
HSBC icon
699
HSBC
HSBC
$355B
$865K 0.02%
33,371
-4,852
-13% -$115K
QYLD icon
700
Global X NASDAQ-100 Covered Call ETF
QYLD
$8.27B
$864K 0.02%
37,902
-702
-2% -$15.5K
26 27
28
29 30

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NPT
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PVI
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WPL
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IAA
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RCM
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RCMNY
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SIM
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Oppenheimer & Co's Q4 2020 Portfolio in Review

As of Q4 2020, Oppenheimer & Co held 1,440 positions worth $4.74B, up 19% from $4B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Oppenheimer & Co deployed $207M of net new capital in Q4 2020, opening 165 new positions and adding to 569 existing holdings. Its largest new stake was State Street SPDR Bloomberg High Yield Bond ETF: 152,386 shares worth $16.6M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 19% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was ProShares Short S&P500, an estimated $9.67M trimmed.

  • Oppenheimer & Co's largest Q4 2020 buy was State Street SPDR Bloomberg High Yield Bond ETF: 152,386 shares worth $16.6M.
  • Oppenheimer & Co added most to Vanguard Intermediate-Term Bond ETF in Q4 2020, an estimated $20.3M increase.
  • Oppenheimer & Co's biggest Q4 2020 reduction was ProShares Short S&P500, cutting an estimated $9.67M.
  • Oppenheimer & Co fully exited PagerDuty in Q4 2020, selling an estimated $2.96M.
  • Oppenheimer & Co's ten largest holdings make up 17% of its $4.74B portfolio in Q4 2020.
  • Oppenheimer & Co opened 165 new positions and closed 100 in Q4 2020.
  • Oppenheimer & Co's portfolio value rose 19% quarter-over-quarter to $4.74B.

Based on Oppenheimer & Co's 13F filing for Q4 2020, filed 11 Feb 2021.