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Oppenheimer & Co Portfolio holdings

AUM $9.37B
1-Year Est. Return 36.4%
This Fund
S&P 500
This Quarter Est. Return
+8.78%
1 Year Est. Return
+36.4%
3 Year Est. Return
+114.29%
5 Year Est. Return
+137.63%
10 Year Est. Return
+535.77%
AUM
$3.13B
AUM Growth
+$281M
Cap. Flow
+$61.6M
Cap. Flow %
1.97%
Top 10 Hldgs %
12.2%
Holding
1,543
New
228
Increased
546
Reduced
510
Closed
166

Top Buys

Rank Stock Value
1
TLOG
TetraLogic Pharmaceuticals Corporation
TLOG
+$8.36M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$8.14M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.91M
4
KMB icon
Kimberly-Clark
KMB
+$5.03M
5
EWU icon
iShares MSCI United Kingdom ETF
EWU
+$3.89M

Top Sells

Rank Stock Value
1
ELD icon
WisdomTree Emerging Markets Local Debt Fund
ELD
+$5.52M
2
BKLN icon
Invesco Senior Loan ETF
BKLN
+$5.39M
3
IXG icon
iShares Global Financials ETF
IXG
+$5.36M
4
CVE icon
Cenovus Energy
CVE
+$5.09M
5
EPP icon
iShares MSCI Pacific ex Japan ETF
EPP
+$4.89M

Sector Composition

Rank Sector Weight
1 Energy 12.37%
2 Healthcare 10.59%
3 Industrials 9.5%
4 Financials 9.49%
5 Technology 9.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HIG icon
651
Hartford Financial Services
HIG
$39.3B
$783K 0.03%
21,617
-839
-4% -$28.9K
CINF icon
652
Cincinnati Financial
CINF
$27.1B
$782K 0.03%
14,927
+168
+1% +$8.49K
JPC icon
653
Nuveen Preferred & Income Opportunities Fund
JPC
$2.9B
$780K 0.02%
87,927
-30,620
-26% -$267K
LTXB
654
DELISTED
LegacyTexas Financial Group Inc
LTXB
$779K 0.02%
28,370
+600
+2% +$14K
FBT icon
655
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.78B
$778K 0.02%
11,250
+1,385
+14% +$90.9K
SYY icon
656
Sysco
SYY
$40.3B
$778K 0.02%
21,536
+11,252
+109% +$380K
NBIS
657
Nebius Group N.V.
NBIS
$47.7B
$776K 0.02%
18,000
+6,220
+53% +$242K
VXF icon
658
Vanguard Extended Market ETF
VXF
$31.9B
$771K 0.02%
9,326
+21
+0.2% +$1.68K
PWV icon
659
Invesco Large Cap Value ETF
PWV
$1.76B
$770K 0.02%
27,099
+1
+0% +$27
XLI icon
660
State Street Industrial Select Sector SPDR ETF
XLI
$34.6B
$769K 0.02%
14,719
+4,993
+51% +$245K
BCV
661
Bancroft Fund
BCV
$139M
$767K 0.02%
41,243
+17,377
+73% +$318K
MT icon
662
ArcelorMittal
MT
$55.3B
$764K 0.02%
18,718
-5,647
-23% -$210K
FCH
663
DELISTED
Felcor Lodging Trust
FCH
$764K 0.02%
93,581
+25,342
+37% +$176K
ADSK icon
664
Autodesk
ADSK
$52.6B
$762K 0.02%
15,144
-261
-2% -$11.4K
KBR icon
665
KBR
KBR
$4.8B
$762K 0.02%
23,893
-2,035
-8% -$67.6K
PPH icon
666
VanEck Pharmaceutical ETF
PPH
$988M
$762K 0.02%
14,351
+562
+4% +$28.5K
HSBC icon
667
HSBC
HSBC
$356B
$757K 0.02%
15,944
+2,768
+21% +$131K
IJT icon
668
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.41B
$757K 0.02%
12,768
+8,236
+182% +$469K
PWB icon
669
Invesco Large Cap Growth ETF
PWB
$2.41B
$756K 0.02%
29,193
– –
TRMB icon
670
Trimble
TRMB
$13.9B
$755K 0.02%
21,744
+2,754
+15% +$86.8K
SDRL
671
DELISTED
Seadrill Limited Common Stock
SDRL
$750K 0.02%
68
+11
+19% +$130K
APD icon
672
Air Products & Chemicals
APD
$67.6B
$748K 0.02%
7,224
+3,351
+87% +$338K
TJX icon
673
TJX Companies
TJX
$178B
$746K 0.02%
23,428
+8,184
+54% +$248K
CST
674
DELISTED
CST Brands, Inc.
CST
$746K 0.02%
20,316
-4,896
-19% -$160K
NBR icon
675
Nabors Industries
NBR
$1.21B
$740K 0.02%
872
-209
-19% -$177K
25 26
27
28 29

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RCM
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Oppenheimer & Co's Q4 2013 Portfolio in Review

As of Q4 2013, Oppenheimer & Co held 1,543 positions worth $3.13B, up 9.9% from $2.84B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Oppenheimer & Co's Q4 2013 filing shows 228 new, 546 increased, 510 reduced and 166 closed positions. Its largest new stake was TetraLogic Pharmaceuticals Corporation: 1,072,115 shares worth $10.2M. The largest sale was WisdomTree Emerging Markets Local Debt Fund, an estimated $5.52M.

By sector, the portfolio is most concentrated in Energy at 12% of assets, down from 13% a quarter earlier, followed by Healthcare and Industrials.

  • Oppenheimer & Co's largest Q4 2013 buy was TetraLogic Pharmaceuticals Corporation: 1,072,115 shares worth $10.2M.
  • Oppenheimer & Co added most to Invesco FTSE RAFI US 1000 ETF in Q4 2013, an estimated $8.14M increase.
  • Oppenheimer & Co's biggest Q4 2013 reduction was WisdomTree Emerging Markets Local Debt Fund, cutting an estimated $5.52M.
  • Oppenheimer & Co fully exited iShares Global Financials ETF in Q4 2013, selling an estimated $5.36M.
  • Oppenheimer & Co's ten largest holdings make up 12% of its $3.13B portfolio in Q4 2013.
  • Oppenheimer & Co opened 228 new positions and closed 166 in Q4 2013.
  • Oppenheimer & Co's portfolio value rose 9.9% quarter-over-quarter to $3.13B.

Based on Oppenheimer & Co's 13F filing for Q4 2013, filed 12 Feb 2014.