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Oppenheimer & Co Portfolio holdings

AUM $9.37B
1-Year Est. Return 36.4%
This Fund
S&P 500
This Quarter Est. Return
-2.62%
1 Year Est. Return
+36.4%
3 Year Est. Return
+114.29%
5 Year Est. Return
+137.63%
10 Year Est. Return
+535.77%
AUM
$4.84B
AUM Growth
-$154M
Cap. Flow
+$25M
Cap. Flow %
0.52%
Top 10 Hldgs %
18.29%
Holding
1,493
New
82
Increased
580
Reduced
615
Closed
118

Top Buys

Rank Stock Value
1
DAUG icon
FT Vest US Equity Deep Buffer ETF August
DAUG
+$19.1M
2
DFAT icon
Dimensional US Targeted Value ETF
DFAT
+$7.21M
3
KVUE icon
Kenvue
KVUE
+$5.01M
4
COP icon
ConocoPhillips
COP
+$4.53M
5
EOG icon
EOG Resources
EOG
+$4.09M

Top Sells

Rank Stock Value
1
DDEC icon
FT Vest US Equity Deep Buffer ETF December
DDEC
+$15.1M
2
ETRN
Equitrans Midstream Corporation Common Stock
ETRN
+$7.88M
3
MRK icon
Merck
MRK
+$5.65M
4
JNJ icon
Johnson & Johnson
JNJ
+$5.36M
5
ATVI
Activision Blizzard
ATVI
+$3.62M

Sector Composition

Rank Sector Weight
1 Technology 18.65%
2 Financials 10.44%
3 Healthcare 9.35%
4 Industrials 8.91%
5 Consumer Discretionary 7.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KMF
626
DELISTED
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
$1.16M 0.02%
162,960
-4,954
-3% -$36.5K
BNY
627
Bank of New York Mellon
BNY
$109B
$1.16M 0.02%
27,183
+1,085
+4% +$48.3K
FV icon
628
First Trust Dorsey Wright Focus 5 ETF
FV
$3.78B
$1.16M 0.02%
26,098
-243
-0.9% -$11.3K
FNX icon
629
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.41B
$1.15M 0.02%
12,508
-21
-0.2% -$2.03K
PTLC icon
630
Pacer Trendpilot US Large Cap ETF
PTLC
$3.36B
$1.15M 0.02%
28,660
+425
+2% +$17.6K
ALL icon
631
Allstate
ALL
$66.3B
$1.14M 0.02%
10,243
-962
-9% -$105K
SRLN icon
632
State Street Blackstone Senior Loan ETF
SRLN
$5.36B
$1.14M 0.02%
27,214
-6,637
-20% -$277K
NVT icon
633
nVent Electric
NVT
$27.1B
$1.14M 0.02%
21,440
+2
+0% +$108
ICLN icon
634
iShares Global Clean Energy ETF
ICLN
$2.09B
$1.13M 0.02%
77,129
-38,960
-34% -$654K
MSEX icon
635
Middlesex Water
MSEX
$1.1B
$1.12M 0.02%
16,979
-1,328
-7% -$102K
OGN icon
636
Organon & Co
OGN
$3.58B
$1.12M 0.02%
64,671
-2,118
-3% -$44.2K
ENVX icon
637
Enovix
ENVX
$1.05B
$1.12M 0.02%
102,049
+39,051
+62% +$558K
CLH icon
638
Clean Harbors
CLH
$16.4B
$1.12M 0.02%
6,691
-1,366
-17% -$230K
VSS icon
639
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.9B
$1.11M 0.02%
10,492
-4,118
-28% -$457K
DLN icon
640
WisdomTree US LargeCap Dividend Fund
DLN
$6.4B
$1.11M 0.02%
18,097
-1,737
-9% -$111K
CAG icon
641
Conagra Brands
CAG
$7.14B
$1.11M 0.02%
40,501
-2,851
-7% -$87.9K
VMBS icon
642
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.6B
$1.11M 0.02%
25,349
-21
-0.1% -$946
BSTZ icon
643
BlackRock Science and Technology Term Trust
BSTZ
$2.06B
$1.11M 0.02%
67,189
+4,007
+6% +$70.8K
VLN icon
644
Valens Semiconductor
VLN
$182M
$1.1M 0.02%
414,157
+64,256
+18% +$161K
RHP icon
645
Ryman Hospitality Properties
RHP
$7.7B
$1.09M 0.02%
13,045
-611
-4% -$54K
BNDX icon
646
Vanguard Total International Bond ETF
BNDX
$82.9B
$1.08M 0.02%
22,651
+2,487
+12% +$120K
BMEZ icon
647
BlackRock Health Sciences Trust II
BMEZ
$1.01B
$1.08M 0.02%
75,163
+9,082
+14% +$142K
TD icon
648
Toronto Dominion Bank
TD
$201B
$1.08M 0.02%
17,954
+161
+0.9% +$10K
WYNN icon
649
Wynn Resorts
WYNN
$10.8B
$1.08M 0.02%
11,702
-5,612
-32% -$563K
IWN icon
650
iShares Russell 2000 Value ETF
IWN
$14.6B
$1.07M 0.02%
7,905
-50
-0.6% -$7.17K
24 25
26
27 28

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PVI
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WPL
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RCM
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RCMNY
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Oppenheimer & Co's Q3 2023 Portfolio in Review

As of Q3 2023, Oppenheimer & Co held 1,493 positions worth $4.84B, down 3.1% from $5B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Oppenheimer & Co's Q3 2023 filing shows 82 new, 580 increased, 615 reduced and 118 closed positions. Its largest new stake was FT Vest US Equity Deep Buffer ETF August: 562,231 shares worth $18.6M. The largest sale was FT Vest US Equity Deep Buffer ETF December, an estimated $15.1M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

  • Oppenheimer & Co's largest Q3 2023 buy was FT Vest US Equity Deep Buffer ETF August: 562,231 shares worth $18.6M.
  • Oppenheimer & Co added most to ConocoPhillips in Q3 2023, an estimated $4.53M increase.
  • Oppenheimer & Co's biggest Q3 2023 reduction was Equitrans Midstream Corporation Common Stock, cutting an estimated $7.88M.
  • Oppenheimer & Co fully exited FT Vest US Equity Deep Buffer ETF December in Q3 2023, selling an estimated $15.1M.
  • Oppenheimer & Co's ten largest holdings make up 18% of its $4.84B portfolio in Q3 2023.
  • Oppenheimer & Co opened 82 new positions and closed 118 in Q3 2023.
  • Oppenheimer & Co's portfolio value fell 3.1% quarter-over-quarter to $4.84B.

Based on Oppenheimer & Co's 13F filing for Q3 2023, filed 8 Nov 2023.