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Oppenheimer & Co Portfolio holdings

AUM $9.37B
1-Year Est. Return 36.4%
This Fund
S&P 500
This Quarter Est. Return
-2.62%
1 Year Est. Return
+36.4%
3 Year Est. Return
+114.29%
5 Year Est. Return
+137.63%
10 Year Est. Return
+535.77%
AUM
$4.84B
AUM Growth
-$154M
Cap. Flow
+$25M
Cap. Flow %
0.52%
Top 10 Hldgs %
18.29%
Holding
1,493
New
82
Increased
580
Reduced
615
Closed
118

Top Buys

Rank Stock Value
1
DAUG icon
FT Vest US Equity Deep Buffer ETF August
DAUG
+$19.1M
2
DFAT icon
Dimensional US Targeted Value ETF
DFAT
+$7.21M
3
KVUE icon
Kenvue
KVUE
+$5.01M
4
COP icon
ConocoPhillips
COP
+$4.53M
5
EOG icon
EOG Resources
EOG
+$4.09M

Top Sells

Rank Stock Value
1
DDEC icon
FT Vest US Equity Deep Buffer ETF December
DDEC
+$15.1M
2
ETRN
Equitrans Midstream Corporation Common Stock
ETRN
+$7.88M
3
MRK icon
Merck
MRK
+$5.65M
4
JNJ icon
Johnson & Johnson
JNJ
+$5.36M
5
ATVI
Activision Blizzard
ATVI
+$3.62M

Sector Composition

Rank Sector Weight
1 Technology 18.65%
2 Financials 10.44%
3 Healthcare 9.35%
4 Industrials 8.91%
5 Consumer Discretionary 7.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DOCU
601
DocuSign
DOCU
$11.3B
$1.24M 0.03%
29,446
+297
+1% +$14.6K
JPIB icon
602
JPMorgan International Bond Opportunities ETF
JPIB
$2.13B
$1.24M 0.03%
27,157
-442
-2% -$20.4K
PSCT icon
603
Invesco S&P SmallCap Information Technology ETF
PSCT
$509M
$1.23M 0.03%
28,166
+1,787
+7% +$83.2K
ACI icon
604
Albertsons Companies
ACI
$5.95B
$1.23M 0.03%
54,124
+4,365
+9% +$97.4K
MINT icon
605
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17.1B
$1.23M 0.03%
12,270
-352
-3% -$35.1K
APH icon
606
Amphenol
APH
$206B
$1.23M 0.03%
+29,204
New +$1.26M
IDV icon
607
iShares International Select Dividend ETF
IDV
$8.52B
$1.23M 0.03%
48,251
-11,323
-19% -$300K
NTAP icon
608
NetApp
NTAP
$38.9B
$1.22M 0.03%
16,143
+774
+5% +$59.8K
WEC icon
609
WEC Energy
WEC
$34.8B
$1.22M 0.03%
15,203
+1,191
+8% +$103K
EG icon
610
Everest Group
EG
$14B
$1.21M 0.03%
3,268
-70
-2% -$25.4K
WAT icon
611
Waters Corp
WAT
$40.7B
$1.21M 0.03%
4,415
+1,611
+57% +$445K
SLQD icon
612
iShares 0-5 Year Investment Grade Corporate Bond ETF
SLQD
$2.38B
$1.21M 0.02%
25,178
-3,805
-13% -$183K
STX icon
613
Seagate
STX
$186B
$1.2M 0.02%
18,223
-10,643
-37% -$685K
NGG icon
614
National Grid
NGG
$80.7B
$1.2M 0.02%
21,001
+6,948
+49% +$420K
AWK icon
615
American Water Works
AWK
$27B
$1.2M 0.02%
9,663
-4,516
-32% -$633K
UNM icon
616
Unum
UNM
$14.2B
$1.2M 0.02%
24,325
-88
-0.4% -$4.3K
ROKU icon
617
Roku
ROKU
$22.4B
$1.19M 0.02%
16,889
+5,043
+43% +$391K
CGXU icon
618
Capital Group International Focus Equity ETF
CGXU
$6.56B
$1.18M 0.02%
54,389
+5,538
+11% +$127K
GLOB icon
619
Globant
GLOB
$1.68B
$1.18M 0.02%
5,975
-69
-1% -$12.9K
HES
620
DELISTED
Hess
HES
$1.17M 0.02%
7,669
+5,043
+192% +$759K
BN icon
621
Brookfield
BN
$110B
$1.17M 0.02%
56,196
-72,056
-56% -$1.62M
VT icon
622
Vanguard Total World Stock ETF
VT
$81.1B
$1.17M 0.02%
12,504
-38
-0.3% -$3.69K
VOT icon
623
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19.8B
$1.16M 0.02%
5,972
-466
-7% -$95.1K
YUM icon
624
Yum! Brands
YUM
$39.5B
$1.16M 0.02%
9,300
-596
-6% -$78.4K
SCI icon
625
Service Corp International
SCI
$11.4B
$1.16M 0.02%
20,319
+294
+1% +$18.6K
23 24
25
26 27

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PVI
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RCM
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Oppenheimer & Co's Q3 2023 Portfolio in Review

As of Q3 2023, Oppenheimer & Co held 1,493 positions worth $4.84B, down 3.1% from $5B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Oppenheimer & Co's Q3 2023 filing shows 82 new, 580 increased, 615 reduced and 118 closed positions. Its largest new stake was FT Vest US Equity Deep Buffer ETF August: 562,231 shares worth $18.6M. The largest sale was FT Vest US Equity Deep Buffer ETF December, an estimated $15.1M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

  • Oppenheimer & Co's largest Q3 2023 buy was FT Vest US Equity Deep Buffer ETF August: 562,231 shares worth $18.6M.
  • Oppenheimer & Co added most to ConocoPhillips in Q3 2023, an estimated $4.53M increase.
  • Oppenheimer & Co's biggest Q3 2023 reduction was Equitrans Midstream Corporation Common Stock, cutting an estimated $7.88M.
  • Oppenheimer & Co fully exited FT Vest US Equity Deep Buffer ETF December in Q3 2023, selling an estimated $15.1M.
  • Oppenheimer & Co's ten largest holdings make up 18% of its $4.84B portfolio in Q3 2023.
  • Oppenheimer & Co opened 82 new positions and closed 118 in Q3 2023.
  • Oppenheimer & Co's portfolio value fell 3.1% quarter-over-quarter to $4.84B.

Based on Oppenheimer & Co's 13F filing for Q3 2023, filed 8 Nov 2023.