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Oppenheimer & Co Portfolio holdings

AUM $9.37B
1-Year Est. Return 36.4%
This Fund
S&P 500
This Quarter Est. Return
+15.61%
1 Year Est. Return
+36.4%
3 Year Est. Return
+114.29%
5 Year Est. Return
+137.63%
10 Year Est. Return
+535.77%
AUM
$4.74B
AUM Growth
+$743M
Cap. Flow
+$207M
Cap. Flow %
4.37%
Top 10 Hldgs %
17.46%
Holding
1,440
New
165
Increased
569
Reduced
526
Closed
100

Top Buys

Rank Stock Value
1
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$20.3M
2
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$16.8M
3
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$16.2M
4
EMB icon
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
+$15.9M
5
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$15.5M

Top Sells

Rank Stock Value
1
SH icon
ProShares Short S&P500
SH
+$9.67M
2
LOW icon
Lowe's Companies
LOW
+$6.73M
3
ALB icon
Albemarle
ALB
+$5.55M
4
VEEV icon
Veeva Systems
VEEV
+$5.27M
5
CHWY icon
Chewy
CHWY
+$5.11M

Sector Composition

Rank Sector Weight
1 Technology 18.79%
2 Healthcare 11.15%
3 Financials 10.55%
4 Consumer Discretionary 9.84%
5 Industrials 7.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LNT icon
601
Alliant Energy
LNT
$17.8B
$1.14M 0.02%
22,037
+13
+0.1% +$699
EBND icon
602
State Street SPDR Bloomberg Emerging Markets Local Bond ETF
EBND
$2.27B
$1.13M 0.02%
40,340
-9
-0% -$244
TEL icon
603
TE Connectivity
TEL
$63.3B
$1.13M 0.02%
9,338
+2,778
+42% +$306K
CP icon
604
Canadian Pacific Kansas City
CP
$80.8B
$1.13M 0.02%
16,265
-30
-0.2% -$1.95K
ARDC
605
Are Dynamic Credit Allocation Fund
ARDC
$298M
$1.13M 0.02%
78,764
+15,339
+24% +$204K
RH icon
606
RH
RH
$3.46B
$1.12M 0.02%
2,508
+640
+34% +$264K
PFPT
607
DELISTED
Proofpoint, Inc.
PFPT
$1.12M 0.02%
8,208
-988
-11% -$108K
EEMV icon
608
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.55B
$1.12M 0.02%
18,273
-9
-0% -$525
RMD icon
609
ResMed
RMD
$32.6B
$1.11M 0.02%
5,245
-2,594
-33% -$517K
KNSL icon
610
Kinsale Capital Group
KNSL
$8.53B
$1.1M 0.02%
5,521
+180
+3% +$39.5K
BHP icon
611
BHP
BHP
$229B
$1.1M 0.02%
18,901
+11,555
+157% +$579K
IYW icon
612
iShares US Technology ETF
IYW
$25.2B
$1.1M 0.02%
12,890
-518
-4% -$41.4K
GO icon
613
Grocery Outlet
GO
$972M
$1.09M 0.02%
27,891
+20,708
+288% +$836K
IFV icon
614
First Trust Dorsey Wright International Focus 5 ETF
IFV
$234M
$1.09M 0.02%
49,269
-811
-2% -$16.6K
GATX icon
615
GATX Corp
GATX
$6.27B
$1.09M 0.02%
13,143
-400
-3% -$30.6K
ULTA icon
616
Ulta Beauty
ULTA
$23.3B
$1.09M 0.02%
3,807
+330
+9% +$83.5K
CAG icon
617
Conagra Brands
CAG
$7.14B
$1.09M 0.02%
30,103
+284
+1% +$10.3K
CSL icon
618
Carlisle Companies
CSL
$15.5B
$1.09M 0.02%
6,997
-3,457
-33% -$486K
NCLH icon
619
Norwegian Cruise Line
NCLH
$8.59B
$1.09M 0.02%
+42,949
New +$896K
AYX
620
DELISTED
Alteryx Inc
AYX
$1.09M 0.02%
8,957
+3,136
+54% +$395K
ARE icon
621
Alexandria Real Estate Equities
ARE
$8.28B
$1.08M 0.02%
6,081
+1
+0% +$165
ALL icon
622
Allstate
ALL
$66.3B
$1.08M 0.02%
9,826
+481
+5% +$47.3K
SIVB
623
DELISTED
SVB Financial Group
SIVB
$1.08M 0.02%
2,784
+1,681
+152% +$545K
FTC icon
624
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.38B
$1.07M 0.02%
11,111
-832
-7% -$75K
SLG icon
625
SL Green Realty
SLG
$3.95B
$1.07M 0.02%
17,419
-3,457
-17% -$183K
23 24
25
26 27

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Oppenheimer & Co's Q4 2020 Portfolio in Review

As of Q4 2020, Oppenheimer & Co held 1,440 positions worth $4.74B, up 19% from $4B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Oppenheimer & Co deployed $207M of net new capital in Q4 2020, opening 165 new positions and adding to 569 existing holdings. Its largest new stake was State Street SPDR Bloomberg High Yield Bond ETF: 152,386 shares worth $16.6M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 19% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was ProShares Short S&P500, an estimated $9.67M trimmed.

  • Oppenheimer & Co's largest Q4 2020 buy was State Street SPDR Bloomberg High Yield Bond ETF: 152,386 shares worth $16.6M.
  • Oppenheimer & Co added most to Vanguard Intermediate-Term Bond ETF in Q4 2020, an estimated $20.3M increase.
  • Oppenheimer & Co's biggest Q4 2020 reduction was ProShares Short S&P500, cutting an estimated $9.67M.
  • Oppenheimer & Co fully exited PagerDuty in Q4 2020, selling an estimated $2.96M.
  • Oppenheimer & Co's ten largest holdings make up 17% of its $4.74B portfolio in Q4 2020.
  • Oppenheimer & Co opened 165 new positions and closed 100 in Q4 2020.
  • Oppenheimer & Co's portfolio value rose 19% quarter-over-quarter to $4.74B.

Based on Oppenheimer & Co's 13F filing for Q4 2020, filed 11 Feb 2021.