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Oppenheimer & Co Portfolio holdings

AUM $9.37B
1-Year Est. Return 36.4%
This Fund
S&P 500
This Quarter Est. Return
+8.78%
1 Year Est. Return
+36.4%
3 Year Est. Return
+114.29%
5 Year Est. Return
+137.63%
10 Year Est. Return
+535.77%
AUM
$3.13B
AUM Growth
+$281M
Cap. Flow
+$61.6M
Cap. Flow %
1.97%
Top 10 Hldgs %
12.2%
Holding
1,543
New
228
Increased
546
Reduced
510
Closed
166

Top Buys

Rank Stock Value
1
TLOG
TetraLogic Pharmaceuticals Corporation
TLOG
+$8.36M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$8.14M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.91M
4
KMB icon
Kimberly-Clark
KMB
+$5.03M
5
EWU icon
iShares MSCI United Kingdom ETF
EWU
+$3.89M

Top Sells

Rank Stock Value
1
ELD icon
WisdomTree Emerging Markets Local Debt Fund
ELD
+$5.52M
2
BKLN icon
Invesco Senior Loan ETF
BKLN
+$5.39M
3
IXG icon
iShares Global Financials ETF
IXG
+$5.36M
4
CVE icon
Cenovus Energy
CVE
+$5.09M
5
EPP icon
iShares MSCI Pacific ex Japan ETF
EPP
+$4.89M

Sector Composition

Rank Sector Weight
1 Energy 12.37%
2 Healthcare 10.59%
3 Industrials 9.5%
4 Financials 9.49%
5 Technology 9.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BRKL
601
DELISTED
Brookline Bancorp
BRKL
$889K 0.03%
92,988
+3,173
+4% +$28.9K
VYX icon
602
NCR Voyix
VYX
$1.14B
$889K 0.03%
42,538
-9,705
-19% -$216K
CPA icon
603
Copa Holdings
CPA
$5.8B
$882K 0.03%
5,509
-873
-14% -$132K
SD
604
DELISTED
SANDRIDGE ENERGY, INC.
SD
$875K 0.03%
144,100
-20,200
-12% -$121K
PBR icon
605
Petrobras
PBR
$116B
$872K 0.03%
63,248
-32,192
-34% -$499K
FTR
606
DELISTED
Frontier Communications Corp.
FTR
$871K 0.03%
12,479
+2,033
+19% +$139K
CCI icon
607
Crown Castle
CCI
$32.2B
$863K 0.03%
+11,745
New +$869K
AMLP icon
608
Alerian MLP ETF
AMLP
$13.1B
$862K 0.03%
9,688
-774
-7% -$67.9K
EQR icon
609
Equity Residential
EQR
$25.1B
$861K 0.03%
16,601
+3,870
+30% +$204K
PGZ
610
Principal Real Estate Income Fund
PGZ
$68.7M
$861K 0.03%
50,500
-6,100
-11% -$106K
AGU
611
DELISTED
Agrium
AGU
$859K 0.03%
+9,392
New +$830K
MRC
612
DELISTED
MRC Global
MRC
$858K 0.03%
26,600
– –
CVSA
613
Covista Inc
CVSA
$4.8B
$857K 0.03%
+24,137
New +$834K
NRP icon
614
Natural Resource Partners
NRP
$1.42B
$857K 0.03%
4,296
-1,088
-20% -$217K
PCP
615
DELISTED
PRECISION CASTPARTS CORP
PCP
$856K 0.03%
3,177
+1
+0% +$252
DIA icon
616
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$48.5B
$852K 0.03%
5,148
+451
+10% +$70.9K
ESS icon
617
Essex Property Trust
ESS
$18.5B
$851K 0.03%
+5,930
New +$911K
EW icon
618
Edwards Lifesciences
EW
$51.7B
$850K 0.03%
77,616
+3,264
+4% +$36.8K
GDV icon
619
Gabelli Dividend & Income Trust
GDV
$2.66B
$850K 0.03%
+40,441
New +$806K
UNH icon
620
UnitedHealth
UNH
$370B
$850K 0.03%
11,281
+188
+2% +$13.5K
EXC icon
621
Exelon
EXC
$47B
$848K 0.03%
43,382
-17,897
-29% -$360K
AMP icon
622
Ameriprise Financial
AMP
$48.8B
$846K 0.03%
7,351
+61
+0.8% +$6.3K
FMO
623
DELISTED
Fiduciary/Claymore Energy Infrastructure Fund
FMO
$843K 0.03%
6,626
-198
-3% -$24.5K
PQUE
624
DELISTED
PETROQUEST ENERGY INC (DE)
PQUE
$841K 0.03%
194,759
+99,759
+105% +$431K
CLR
625
DELISTED
CONTINENTAL RESOURCES INC.
CLR
$838K 0.03%
14,886
+5,222
+54% +$292K
23 24
25
26 27

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RCM
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Oppenheimer & Co's Q4 2013 Portfolio in Review

As of Q4 2013, Oppenheimer & Co held 1,543 positions worth $3.13B, up 9.9% from $2.84B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Oppenheimer & Co's Q4 2013 filing shows 228 new, 546 increased, 510 reduced and 166 closed positions. Its largest new stake was TetraLogic Pharmaceuticals Corporation: 1,072,115 shares worth $10.2M. The largest sale was WisdomTree Emerging Markets Local Debt Fund, an estimated $5.52M.

By sector, the portfolio is most concentrated in Energy at 12% of assets, down from 13% a quarter earlier, followed by Healthcare and Industrials.

  • Oppenheimer & Co's largest Q4 2013 buy was TetraLogic Pharmaceuticals Corporation: 1,072,115 shares worth $10.2M.
  • Oppenheimer & Co added most to Invesco FTSE RAFI US 1000 ETF in Q4 2013, an estimated $8.14M increase.
  • Oppenheimer & Co's biggest Q4 2013 reduction was WisdomTree Emerging Markets Local Debt Fund, cutting an estimated $5.52M.
  • Oppenheimer & Co fully exited iShares Global Financials ETF in Q4 2013, selling an estimated $5.36M.
  • Oppenheimer & Co's ten largest holdings make up 12% of its $3.13B portfolio in Q4 2013.
  • Oppenheimer & Co opened 228 new positions and closed 166 in Q4 2013.
  • Oppenheimer & Co's portfolio value rose 9.9% quarter-over-quarter to $3.13B.

Based on Oppenheimer & Co's 13F filing for Q4 2013, filed 12 Feb 2014.