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Oppenheimer & Co Portfolio holdings

AUM $9.37B
1-Year Est. Return 36.4%
This Fund
S&P 500
This Quarter Est. Return
-2.62%
1 Year Est. Return
+36.4%
3 Year Est. Return
+114.29%
5 Year Est. Return
+137.63%
10 Year Est. Return
+535.77%
AUM
$4.84B
AUM Growth
-$154M
Cap. Flow
+$25M
Cap. Flow %
0.52%
Top 10 Hldgs %
18.29%
Holding
1,493
New
82
Increased
580
Reduced
615
Closed
118

Top Buys

Rank Stock Value
1
DAUG icon
FT Vest US Equity Deep Buffer ETF August
DAUG
+$19.1M
2
DFAT icon
Dimensional US Targeted Value ETF
DFAT
+$7.21M
3
KVUE icon
Kenvue
KVUE
+$5.01M
4
COP icon
ConocoPhillips
COP
+$4.53M
5
EOG icon
EOG Resources
EOG
+$4.09M

Top Sells

Rank Stock Value
1
DDEC icon
FT Vest US Equity Deep Buffer ETF December
DDEC
+$15.1M
2
ETRN
Equitrans Midstream Corporation Common Stock
ETRN
+$7.88M
3
MRK icon
Merck
MRK
+$5.65M
4
JNJ icon
Johnson & Johnson
JNJ
+$5.36M
5
ATVI
Activision Blizzard
ATVI
+$3.62M

Sector Composition

Rank Sector Weight
1 Technology 18.65%
2 Financials 10.44%
3 Healthcare 9.35%
4 Industrials 8.91%
5 Consumer Discretionary 7.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KNX icon
576
Knight Transportation
KNX
$11.2B
$1.34M 0.03%
26,793
+58
+0.2% +$3.22K
TMHC
577
DELISTED
Taylor Morrison
TMHC
$1.34M 0.03%
31,469
+2,324
+8% +$109K
URTH icon
578
iShares MSCI World ETF
URTH
$8.32B
$1.33M 0.03%
11,089
-1,489
-12% -$186K
ZS icon
579
Zscaler
ZS
$28.9B
$1.33M 0.03%
+8,557
New +$1.28M
EXE
580
Expand Energy Corp
EXE
$22.7B
$1.32M 0.03%
15,344
+8,896
+138% +$755K
LNT icon
581
Alliant Energy
LNT
$17.8B
$1.32M 0.03%
27,297
+2,143
+9% +$111K
AOS icon
582
A.O. Smith
AOS
$8.65B
$1.32M 0.03%
19,980
-594
-3% -$42.2K
BHP icon
583
BHP
BHP
$229B
$1.32M 0.03%
23,203
+2,419
+12% +$141K
EXC icon
584
Exelon
EXC
$46.2B
$1.31M 0.03%
34,739
+11,932
+52% +$486K
CEMB icon
585
iShares JPMorgan EM Corporate Bond ETF
CEMB
$412M
$1.31M 0.03%
31,028
+2,432
+9% +$104K
SYF icon
586
Synchrony
SYF
$25.5B
$1.29M 0.03%
42,360
+1,737
+4% +$57.8K
NNN icon
587
NNN REIT
NNN
$8.71B
$1.29M 0.03%
36,460
+3,835
+12% +$154K
LEVI icon
588
Levi Strauss
LEVI
$8.75B
$1.29M 0.03%
94,829
-3,750
-4% -$52.4K
IEI icon
589
iShares 3-7 Year Treasury Bond ETF
IEI
$17.7B
$1.28M 0.03%
11,351
-1,309
-10% -$150K
HQH
590
abrdn Healthcare Investors
HQH
$1.34B
$1.28M 0.03%
82,312
+1,566
+2% +$26.1K
FTLS icon
591
First Trust Long/Short Equity ETF
FTLS
$2.48B
$1.27M 0.03%
23,885
+711
+3% +$38K
NVR icon
592
NVR
NVR
$17.1B
$1.26M 0.03%
212
+12
+6% +$74.5K
RSPH icon
593
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
$794M
$1.26M 0.03%
45,885
+5,985
+15% +$174K
LFUS icon
594
Littelfuse
LFUS
$11.5B
$1.26M 0.03%
5,082
– –
APTV icon
595
Aptiv
APTV
$10.3B
$1.26M 0.03%
12,747
-184
-1% -$19K
TTEK icon
596
Tetra Tech
TTEK
$9.06B
$1.25M 0.03%
+41,255
New +$1.34M
PARA
597
DELISTED
Paramount Global Class B
PARA
$1.25M 0.03%
97,184
-33,044
-25% -$489K
ARKK icon
598
ARK Innovation ETF
ARKK
$6.38B
$1.25M 0.03%
31,397
-5,525
-15% -$244K
ALK icon
599
Alaska Air
ALK
$5.4B
$1.24M 0.03%
33,575
-435
-1% -$19.7K
HYLS icon
600
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.64B
$1.24M 0.03%
31,612
+8,639
+38% +$343K
22 23
24
25 26

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RCM
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Oppenheimer & Co's Q3 2023 Portfolio in Review

As of Q3 2023, Oppenheimer & Co held 1,493 positions worth $4.84B, down 3.1% from $5B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Oppenheimer & Co's Q3 2023 filing shows 82 new, 580 increased, 615 reduced and 118 closed positions. Its largest new stake was FT Vest US Equity Deep Buffer ETF August: 562,231 shares worth $18.6M. The largest sale was FT Vest US Equity Deep Buffer ETF December, an estimated $15.1M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

  • Oppenheimer & Co's largest Q3 2023 buy was FT Vest US Equity Deep Buffer ETF August: 562,231 shares worth $18.6M.
  • Oppenheimer & Co added most to ConocoPhillips in Q3 2023, an estimated $4.53M increase.
  • Oppenheimer & Co's biggest Q3 2023 reduction was Equitrans Midstream Corporation Common Stock, cutting an estimated $7.88M.
  • Oppenheimer & Co fully exited FT Vest US Equity Deep Buffer ETF December in Q3 2023, selling an estimated $15.1M.
  • Oppenheimer & Co's ten largest holdings make up 18% of its $4.84B portfolio in Q3 2023.
  • Oppenheimer & Co opened 82 new positions and closed 118 in Q3 2023.
  • Oppenheimer & Co's portfolio value fell 3.1% quarter-over-quarter to $4.84B.

Based on Oppenheimer & Co's 13F filing for Q3 2023, filed 8 Nov 2023.