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Oppenheimer & Co Portfolio holdings

AUM $9.37B
1-Year Est. Return 36.4%
This Fund
S&P 500
This Quarter Est. Return
+8.78%
1 Year Est. Return
+36.4%
3 Year Est. Return
+114.29%
5 Year Est. Return
+137.63%
10 Year Est. Return
+535.77%
AUM
$3.13B
AUM Growth
+$281M
Cap. Flow
+$61.6M
Cap. Flow %
1.97%
Top 10 Hldgs %
12.2%
Holding
1,543
New
228
Increased
546
Reduced
510
Closed
166

Top Buys

Rank Stock Value
1
TLOG
TetraLogic Pharmaceuticals Corporation
TLOG
+$8.36M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$8.14M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.91M
4
KMB icon
Kimberly-Clark
KMB
+$5.03M
5
EWU icon
iShares MSCI United Kingdom ETF
EWU
+$3.89M

Top Sells

Rank Stock Value
1
ELD icon
WisdomTree Emerging Markets Local Debt Fund
ELD
+$5.52M
2
BKLN icon
Invesco Senior Loan ETF
BKLN
+$5.39M
3
IXG icon
iShares Global Financials ETF
IXG
+$5.36M
4
CVE icon
Cenovus Energy
CVE
+$5.09M
5
EPP icon
iShares MSCI Pacific ex Japan ETF
EPP
+$4.89M

Sector Composition

Rank Sector Weight
1 Energy 12.37%
2 Healthcare 10.59%
3 Industrials 9.5%
4 Financials 9.49%
5 Technology 9.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CNL
576
DELISTED
CLECO CRP (HOLDING CO)
CNL
$959K 0.03%
20,570
-150
-0.7% -$6.9K
EEFT icon
577
Euronet Worldwide
EEFT
$2.7B
$957K 0.03%
20,008
– –
MKC icon
578
McCormick & Company Non-Voting
MKC
$14.2B
$957K 0.03%
27,752
+520
+2% +$17.7K
GTAT
579
DELISTED
GT ADVANCED TECHNOLOGIES INC COM STK (DE)
GTAT
$953K 0.03%
+109,400
New +$972K
FAF icon
580
First American
FAF
$7.58B
$950K 0.03%
33,682
+11,115
+49% +$288K
NUE icon
581
Nucor
NUE
$62.1B
$949K 0.03%
17,779
-2,503
-12% -$129K
FAV
582
DELISTED
FIRST TRUST DIVIDEND AND INCOME FD COM
FAV
$949K 0.03%
107,874
-12,794
-11% -$109K
GHL
583
DELISTED
Greenhill & Co., Inc.
GHL
$946K 0.03%
16,324
+10,000
+158% +$523K
FDN icon
584
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.34B
$944K 0.03%
15,773
-4,017
-20% -$224K
SCCO icon
585
Southern Copper
SCCO
$166B
$939K 0.03%
35,295
+310
+0.9% +$7.78K
ET icon
586
Energy Transfer Partners
ET
$69.3B
$936K 0.03%
45,804
+3,240
+8% +$58.3K
AVP
587
DELISTED
Avon Products, Inc.
AVP
$936K 0.03%
54,291
-946
-2% -$17.7K
CSE
588
DELISTED
CAPITALSOURCE INC
CSE
$935K 0.03%
65,072
+22,364
+52% +$300K
FUN icon
589
Cedar Fair
FUN
$1.67B
$933K 0.03%
18,820
+17
+0.1% +$789
BPL
590
DELISTED
Buckeye Partners, L.P.
BPL
$929K 0.03%
13,070
-1,531
-10% -$103K
THOR
591
DELISTED
THORATEC CORPORATION
THOR
$924K 0.03%
25,259
-1,864
-7% -$73.1K
AMCX icon
592
AMC Global Media
AMCX
$489M
$923K 0.03%
13,541
+446
+3% +$29.7K
SPR
593
DELISTED
Spirit AeroSystems
SPR
$922K 0.03%
27,060
– –
PPG icon
594
PPG Industries
PPG
$26.6B
$918K 0.03%
9,678
-708
-7% -$63.8K
FFA
595
First Trust Enhanced Equity Income Fund
FFA
$467M
$909K 0.03%
68,218
-6,141
-8% -$79.7K
SPLV icon
596
Invesco S&P 500 Low Volatility ETF
SPLV
$7.22B
$909K 0.03%
27,422
+11,380
+71% +$369K
DRE
597
DELISTED
Duke Realty Corp.
DRE
$904K 0.03%
+60,125
New +$938K
BRLI
598
DELISTED
BIO-REFERENCE LABS INC-NEW-
BRLI
$901K 0.03%
35,272
+82
+0.2% +$2.53K
TFC icon
599
Truist Financial
TFC
$64B
$898K 0.03%
24,052
+4,882
+25% +$169K
GD icon
600
General Dynamics
GD
$106B
$892K 0.03%
9,339
+2,101
+29% +$188K
22 23
24
25 26

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PVI
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RCM
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Oppenheimer & Co's Q4 2013 Portfolio in Review

As of Q4 2013, Oppenheimer & Co held 1,543 positions worth $3.13B, up 9.9% from $2.84B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Oppenheimer & Co's Q4 2013 filing shows 228 new, 546 increased, 510 reduced and 166 closed positions. Its largest new stake was TetraLogic Pharmaceuticals Corporation: 1,072,115 shares worth $10.2M. The largest sale was WisdomTree Emerging Markets Local Debt Fund, an estimated $5.52M.

By sector, the portfolio is most concentrated in Energy at 12% of assets, down from 13% a quarter earlier, followed by Healthcare and Industrials.

  • Oppenheimer & Co's largest Q4 2013 buy was TetraLogic Pharmaceuticals Corporation: 1,072,115 shares worth $10.2M.
  • Oppenheimer & Co added most to Invesco FTSE RAFI US 1000 ETF in Q4 2013, an estimated $8.14M increase.
  • Oppenheimer & Co's biggest Q4 2013 reduction was WisdomTree Emerging Markets Local Debt Fund, cutting an estimated $5.52M.
  • Oppenheimer & Co fully exited iShares Global Financials ETF in Q4 2013, selling an estimated $5.36M.
  • Oppenheimer & Co's ten largest holdings make up 12% of its $3.13B portfolio in Q4 2013.
  • Oppenheimer & Co opened 228 new positions and closed 166 in Q4 2013.
  • Oppenheimer & Co's portfolio value rose 9.9% quarter-over-quarter to $3.13B.

Based on Oppenheimer & Co's 13F filing for Q4 2013, filed 12 Feb 2014.