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Oppenheimer & Co Portfolio holdings

AUM $9.37B
1-Year Est. Return 36.4%
This Fund
S&P 500
This Quarter Est. Return
-4.38%
1 Year Est. Return
+36.4%
3 Year Est. Return
+114.29%
5 Year Est. Return
+137.63%
10 Year Est. Return
+535.77%
AUM
$4.27B
AUM Growth
-$371M
Cap. Flow
-$127M
Cap. Flow %
-2.97%
Top 10 Hldgs %
17.39%
Holding
1,495
New
92
Increased
565
Reduced
626
Closed
135

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$15.8M
2
SPMB icon
State Street SPDR Portfolio Mortgage Backed Bond ETF
SPMB
+$8.71M
3
TIPZ icon
PIMCO Broad US TIPS Index Exchange-Traded Fund
TIPZ
+$7.71M
4
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$6.86M
5
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$6.79M

Top Sells

Rank Stock Value
1
TIPX icon
State Street SPDR Bloomberg 1-10 Year TIPS ETF
TIPX
+$11.6M
2
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$11.6M
3
IYK icon
iShares US Consumer Staples ETF
IYK
+$10.9M
4
XLRE icon
State Street Real Estate Select Sector SPDR ETF
XLRE
+$9.22M
5
MSFT icon
Microsoft
MSFT
+$6.77M

Sector Composition

Rank Sector Weight
1 Technology 16.08%
2 Financials 11.35%
3 Healthcare 11.26%
4 Industrials 8.28%
5 Consumer Discretionary 7.96%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KLAC icon
551
KLA
KLAC
$261B
$1.36M 0.03%
44,810
+780
+2% +$27K
FRI icon
552
First Trust S&P REIT Index Fund
FRI
$200M
$1.35M 0.03%
58,738
-26,876
-31% -$712K
JD icon
553
JD.com
JD
$43B
$1.35M 0.03%
26,854
-586
-2% -$34.7K
FXR icon
554
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$766M
$1.34M 0.03%
29,277
-2,512
-8% -$128K
FTV icon
555
Fortive
FTV
$18.7B
$1.34M 0.03%
30,414
+146
+0.5% +$6.83K
SLQD icon
556
iShares 0-5 Year Investment Grade Corporate Bond ETF
SLQD
$2.38B
$1.34M 0.03%
28,176
-2,134
-7% -$103K
RY icon
557
Royal Bank of Canada
RY
$293B
$1.33M 0.03%
14,806
-354
-2% -$33.9K
ANGL icon
558
VanEck Fallen Angel High Yield Bond ETF
ANGL
$3.11B
$1.33M 0.03%
50,605
-39,230
-44% -$1.08M
GWW icon
559
W.W. Grainger
GWW
$61.3B
$1.32M 0.03%
2,705
-136
-5% -$71.6K
SAN icon
560
Banco Santander
SAN
$210B
$1.32M 0.03%
569,764
+92,379
+19% +$231K
HQH
561
abrdn Healthcare Investors
HQH
$1.34B
$1.32M 0.03%
76,371
+6,696
+10% +$128K
VNQ icon
562
Vanguard Real Estate ETF
VNQ
$38.4B
$1.31M 0.03%
16,352
+995
+6% +$93K
VCR icon
563
Vanguard Consumer Discretionary ETF
VCR
$6.15B
$1.31M 0.03%
5,572
-495
-8% -$128K
MPWR icon
564
Monolithic Power Systems
MPWR
$68.7B
$1.3M 0.03%
3,590
-162
-4% -$72.1K
RWM icon
565
ProShares Short Russell2000
RWM
$100M
$1.3M 0.03%
49,437
-24,837
-33% -$600K
CS
566
DELISTED
Credit Suisse Group
CS
$1.3M 0.03%
331,753
+142,984
+76% +$754K
AVA icon
567
Avista
AVA
$3.23B
$1.3M 0.03%
35,101
+7,605
+28% +$318K
DBC icon
568
Invesco DB Commodity Index Tracking Fund
DBC
$1.72B
$1.29M 0.03%
54,070
-20,745
-28% -$527K
FNX icon
569
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.41B
$1.29M 0.03%
16,107
-4,014
-20% -$357K
GDX icon
570
VanEck Gold Miners ETF
GDX
$27.5B
$1.29M 0.03%
53,598
-85,039
-61% -$2.15M
PPL
571
PPL Corp
PPL
$26.6B
$1.29M 0.03%
51,022
-2,129
-4% -$61K
CRSP icon
572
CRISPR Therapeutics
CRSP
$5.2B
$1.29M 0.03%
19,777
+1,574
+9% +$114K
BHP icon
573
BHP
BHP
$229B
$1.29M 0.03%
25,803
+1,045
+4% +$55.3K
IPAY icon
574
Amplify Mobile Payments ETF
IPAY
$182M
$1.29M 0.03%
34,201
-1,720
-5% -$73.2K
SCHX icon
575
Schwab US Large- Cap ETF
SCHX
$74.3B
$1.28M 0.03%
90,732
+498
+0.6% +$7.81K
21 22
23
24 25

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PVI
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WPL
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IAA
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RCM
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RCMNY
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SIM
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Oppenheimer & Co's Q3 2022 Portfolio in Review

As of Q3 2022, Oppenheimer & Co held 1,495 positions worth $4.27B, down 8% from $4.65B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Oppenheimer & Co's Q3 2022 filing shows 92 new, 565 increased, 626 reduced and 135 closed positions. Its largest new stake was State Street SPDR Portfolio Mortgage Backed Bond ETF: 383,244 shares worth $8.22M. The largest sale was State Street SPDR Bloomberg 1-10 Year TIPS ETF, an estimated $11.6M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 16% a quarter earlier, followed by Financials and Healthcare.

  • Oppenheimer & Co's largest Q3 2022 buy was State Street SPDR Portfolio Mortgage Backed Bond ETF: 383,244 shares worth $8.22M.
  • Oppenheimer & Co added most to iShares 20+ Year Treasury Bond ETF in Q3 2022, an estimated $15.8M increase.
  • Oppenheimer & Co's biggest Q3 2022 reduction was State Street SPDR Bloomberg 1-10 Year TIPS ETF, cutting an estimated $11.6M.
  • Oppenheimer & Co fully exited iShares US Consumer Staples ETF in Q3 2022, selling an estimated $10.9M.
  • Oppenheimer & Co's ten largest holdings make up 17% of its $4.27B portfolio in Q3 2022.
  • Oppenheimer & Co opened 92 new positions and closed 135 in Q3 2022.
  • Oppenheimer & Co's portfolio value fell 8% quarter-over-quarter to $4.27B.

Based on Oppenheimer & Co's 13F filing for Q3 2022, filed 14 Nov 2022.